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SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

First Quarter

Additional Archives

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Release No. Date Details
First Quarter
34-68660 Jan. 15, 2013 Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers (Extension of Comment Period)
File No.:   S7-08-12
Comments Due:   February 22, 2013
Comments received are available for this proposal.
Submit comments on S7-08-12
See also:  Proposed Rule Release No. 34-68071
Federal Register (78 FR 4365): HTML | PDF | text | XML

Modified: 01/23/2013