| Release No. |
Date |
Details |
1994 |
| Fourth Quarter |
| 34-35124 |
Dec. 20, 1994 |
Recordkeeping and Reporting Requirements For Trading Systems Operated by Broker-Dealers
File No.: S7-3-94 |
| 34-35123 |
Dec. 20, 1994 |
Proposed Rule Changes of Self Regulatory Organizations; Annual Filing of Amendments to Registration Statements of National Securities Exchanges, SecuritiesAssociations, and Reports of the Municipal Securities Rulemaking Board.
File No.: S7-17-94 |
| 33-7123 |
Dec. 19, 1994 |
Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-35114; 35-26192; 39-2327; IC-20784 |
| 33-7122 |
Dec. 19, 1994 |
Rulemaking for EDGAR System
File No.: S7-20-94
Other Release Nos.: 34-35113; 35-26191; 39-2326; IC-20783 |
| 33-7119 |
Dec. 13, 1994 |
Reconciliation of the Accounting by Foreign Private Issuers for Business Combinations
File No.: S7-13-94
Other Release Nos.: 34-35095 ; International Series Release No. 759 |
| 33-7118 |
Dec. 13, 1994 |
Financial Statements of Significant Foreign Equity Investees and Acquired Foreign Businesses of Domestic Issuers and Financial Schedules
File No.: S7-12-94
Other Release Nos.: 34-35094; IC-20766; International Series No. 758 |
| 33-7117 |
Dec. 13, 1994 |
Selection of Reporting Currency for Financial Statements of Foreign Private Issuers and Reconciliation to US GAAP for Foreign Private Issuers With Operations in a Hyperinflationary Economy
File No.: S7-11-94
Other Release Nos.: 34-35093; International Series Release No. 757 |
| 34-35039 |
Dec. 1, 1994 |
Notice of Assumption or Termination of Transfer Agent Services
File No.: S7-1-92
Federal Register version |
| 33-7113 |
Dec. 1, 1994 |
Limited Partnership Roll-Up Transactions
File No.: S7-26-94
Other Release Nos.: 34-35036 |
| 34-34961 |
Nov. 10, 1994 |
Municipal Securities Disclosure
File No.: S7-5-94 |
| 34-34962 |
Nov. 10, 1994 |
Confirmation of Transactions
File No.: S7-6-94 |
| 34-34922 |
Nov. 1, 1994 |
Exemptive Relief and Simplification of Filing Requirements for Debt Securities To Be Listed on a National Securities Exchange
File No.: S7-16-95 |
| 34-34902 |
Oct. 27, 1994 |
Payment for Order Flow
File No.: S7-29-93 |
| 33-7102 |
Oct. 13, 1994 |
Amendments to Proxy Rules for Registered Investment Companies
File No.: S7-33-93
Other Release Nos.: 34-34832; IC-20614 |
| Third Quarter |
| 33-7072 |
Sep. 1, 1994 |
Rulemaking for EDGAR System: Financial Data Schedules
Other Release Nos.: 34-34330; 35-26079; IC-20388 |
1993 |
| 33-6996 |
Apr. 28, 1993 |
Adoption of Additional Small Business Initiatives |
1992 |
| 33-6949 |
Jul. 30, 1992 |
Adoption of Small Business Initiatives |
| 34-30929 |
Jul. 21, 1992 |
Final Temporary Risk Assessment Rules |
| 34-30146 |
Jan. 6, 1992 |
Acceptance of Signature Guarantees from Eligible Guarantor Institutions |
1989 |
| 34-27017 |
Jul. 11, 1989 |
Registration Requirements for Foreign Broker-Dealers |
1984 |
| 34-20581 |
Jan. 19, 1984 |
Processing of Tender Offers within the National Clearance and Settlement
System |
1983 |
| 34-19860 |
Jun. 10, 1983 |
Maintenance of Accurate Securityholder Files and safeguarding of Funds and Securities by Registered Transfer Agents |
1979 |
| 34-16443 |
Dec. 20, 1979 |
Securities Position Listing Rule |
1977 |
| 34-13636 |
Jun. 16, 1977 |
Regulation of Transfer Agents |
1962 |
| 33-4552 |
Nov. 6, 1962 |
Nonpublic Offering Exemption |
