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NASDAQ OMX BX, Inc. Rulemaking
We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
BX File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009
| Release No. |
Date |
Details |
| First Quarter |
SR-BX-2013-012 |
| 34-68916 |
Feb. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-BX-2013-012
|
SR-BX-2013-011 |
| 34-68909 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Execution
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-011
|
SR-BX-2013-013 |
| 34-68890 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change Requesting Permanent Approval of a Pilot Program to Receive Inbound Equities Orders from PSX through NES
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-013
|
SR-BX-2013-008 |
| 34-68840 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Routing Functionality to the NASDAQ OMX BX Equities Market
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-008
|
SR-BX-2012-075 |
| 34-68823 |
Feb. 4, 2013 |
Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2012-002, SR-NASDAQ-2012-142, SR-Phlx-2012-142, SR-SCCP-2012-02
See also: Notice: Rel. No. 34-68514
|
SR-BX-2013-009 |
| 34-68815 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the delay of the operative date of a rule change to Exchange Rule 4121
Comments due: March 4, 2013
Submit comments on SR-BX-2013-009
|
SR-BX-2013-010 |
| 34-68818 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program Related to Rule 11890, entitled "Clearly Erroneous Transactions"
Comments due: February 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-010
|
SR-BX-2013-005 |
| 34-68717 |
Jan. 24, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-005
|
SR-BX-2013-006 |
| 34-68719 |
Jan. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due: February 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-006
|
SR-BX-2012-063 |
| 34-68641 |
Jan. 11, 2013 |
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Listing Rules for Compensation Committees to Comply with Rule 10C-1 under the Act and Make Other Related Changes
Comments due: February 12, 2013
See also: Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68018
Submit comments on SR-BX-2012-063
|
SR-BX-2013-003 |
| 34-68625 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Fees Assessed for Certain Co-location Services
Comments due: February 7, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-003
|
SR-BX-2013-002 |
| 34-68608 |
Jan. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 5, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-002
|
SR-BX-2012-074 |
| 34-68556 |
Jan. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot Options Fees
Comments due: January 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-074
|
| BX File Number List for 2013 |
| Release No. |
Date |
Details |
SR-BX-2013-013 |
| 34-68890 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change Requesting Permanent Approval of a Pilot Program to Receive Inbound Equities Orders from PSX through NES
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-013
|
SR-BX-2013-012 |
| 34-68916 |
Feb. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-012
|
SR-BX-2013-011 |
| 34-68909 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Execution
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-011
|
SR-BX-2013-010 |
| 34-68818 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program Related to Rule 11890, entitled "Clearly Erroneous Transactions"
Comments due: February 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-010
|
SR-BX-2013-009 |
| 34-68815 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the delay of the operative date of a rule change to Exchange Rule 4121
Comments due: March 4, 2013
Submit comments on SR-BX-2013-009
|
SR-BX-2013-008 |
| 34-68840 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Routing Functionality to the NASDAQ OMX BX Equities Market
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-008
|
SR-BX-2013-006 |
| 34-68719 |
Jan. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due: February 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-006
|
SR-BX-2013-005 |
| 34-68717 |
Jan. 24, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-005
|
SR-BX-2013-003 |
| 34-68625 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Fees Assessed for Certain Co-location Services
Comments due: February 7, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-003
|
SR-BX-2013-002 |
| 34-68608 |
Jan. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 5, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-002
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http://www.sec.gov/rules/sro/bx.shtml
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