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CBOE Rulemaking
We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
CBOE File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| First Quarter |
SR-CBOE-2013-019 |
| 34-68944 |
Feb. 15, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-CBOE-2013-019
|
SR-CBOE-2013-022 |
| 34-68941 |
Feb. 15, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-022
|
SR-CBOE-2013-020 |
| 34-68933 |
Feb. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-CBOE-2013-020
|
SR-CBOE-2013-021 |
| 34-68932 |
Feb. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-021
|
SR-CBOE-2013-018 |
| 34-68901 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-018
|
SR-CBOE-2013-014 |
| 34-68900 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-014
|
SR-CBOE-2012-124 |
| 34-68879 |
Feb. 8, 2013 |
Order Approving a Proposed Rule Change to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
See also: Notice: Rel. No. 34-68487
|
SR-CBOE-2012-120 |
| 34-68888 |
Feb. 8, 2013 |
Order Granting Approval to Proposed Rule Change to Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade a P.M.-Settled S&P 500 Index Option Product
See also: Notice: Rel. No. 34-68457
|
SR-CBOE-2013-017 |
| 34-68887 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-017
|
SR-CBOE-2013-016 |
| 34-68873 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-016
|
SR-CBOE-2013-015 |
| 34-68860 |
Feb. 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-015
|
SR-CBOE-2013-010 |
| 34-68854 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-CBOE-2013-010
|
SR-CBOE-2013-007 |
| 34-68844 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-007
|
SR-CBOE-2013-012 |
| 34-68800 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 52.4 relating to the Clearly Erroneous Policy
Comments due: February 28, 2013
Submit comments on SR-CBOE-2013-012
|
SR-CBOE-2013-011 |
| 34-68770 |
Jan. 30, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B
Comments due: February 26, 2013
Submit comments on SR-CBOE-2013-011
|
SR-CBOE-2012-116 |
| 34-68766 |
Jan. 30, 2013 |
Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
See also: Notice: Rel. No. 34-68428
|
SR-CBOE-2013-009 |
| 34-68743 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders
Comments due: February 22, 2013
Submit comments on SR-CBOE-2013-009
|
SR-CBOE-2013-006 |
| 34-68742 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013
Submit comments on SR-CBOE-2013-006
|
SR-CBOE-2013-002 |
| 34-68702 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-002
|
SR-CBOE-2013-003 |
| 34-68699 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-003
|
SR-CBOE-2013-005 |
| 34-68696 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options
Comments due: February 15, 2013
Submit comments on SR-CBOE-2013-005
|
SR-CBOE-2013-004 |
| 34-68695 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-004
|
SR-CBOE-2013-008 |
| 34-68691 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation
Comments due: February 15, 2013
Submit comments on SR-CBOE-2013-008
|
SR-CBOE-2013-001 |
| 34-68656 |
Jan. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-001
|
SR-CBOE-2012-094 |
| 34-68642 |
Jan. 11, 2013 |
Order Approving a Proposed Rule Change to Amend the Listing Rules for Compensation Committees to Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
See also: Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68020
|
SR-CBOE-2012-133 |
| 34-68615 |
Jan. 10, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component
Comments due: February 6, 2013
Submit comments on SR-CBOE-2012-133
|
SR-CBOE-2012-131 |
| 34-68606 |
Jan. 9, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
Comments due: February 5, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2012-131
|
SR-CBOE-2012-108 |
| 34-68585 |
Jan. 4, 2013 |
Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also: Notice: Rel. No. 34-68262
|
SR-CBOE-2012-109 |
| 34-68584 |
Jan. 4, 2013 |
Order Approving a Proposed Rule Change Related to CBSX to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also: Notice: Rel. No. 34-68265
|
SR-CBOE-2012-132 |
| 34-68572 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2012-132
|
| CBOE File Number List for 2013 |
| Release No. |
Date |
Details |
SR-CBOE-2013-022 |
| 34-68941 |
Feb. 15, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-022
|
SR-CBOE-2013-021 |
| 34-68932 |
Feb. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-021
|
SR-CBOE-2013-020 |
| 34-68933 |
Feb. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-CBOE-2013-020
|
SR-CBOE-2013-019 |
| 34-68944 |
Feb. 15, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-019
|
SR-CBOE-2013-018 |
| 34-68901 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-018
|
SR-CBOE-2013-017 |
| 34-68887 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-017
|
SR-CBOE-2013-016 |
| 34-68873 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-016
|
SR-CBOE-2013-015 |
| 34-68860 |
Feb. 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-015
|
SR-CBOE-2013-014 |
| 34-68900 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-014
|
SR-CBOE-2013-012 |
| 34-68800 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 52.4 relating to the Clearly Erroneous Policy
Comments due: February 28, 2013
Submit comments on SR-CBOE-2013-012
|
SR-CBOE-2013-011 |
| 34-68770 |
Jan. 30, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B
Comments due: February 26, 2013
Submit comments on SR-CBOE-2013-011
|
SR-CBOE-2013-010 |
| 34-68854 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-CBOE-2013-010
|
SR-CBOE-2013-009 |
| 34-68743 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders
Comments due: February 22, 2013
Submit comments on SR-CBOE-2013-009
|
SR-CBOE-2013-008 |
| 34-68691 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation
Comments due: February 15, 2013
Submit comments on SR-CBOE-2013-008
|
SR-CBOE-2013-007 |
| 34-68844 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-007
|
SR-CBOE-2013-006 |
| 34-68742 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013
Submit comments on SR-CBOE-2013-006
|
SR-CBOE-2013-005 |
| 34-68696 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options
Comments due: February 15, 2013
Submit comments on SR-CBOE-2013-005
|
SR-CBOE-2013-004 |
| 34-68695 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-004
|
SR-CBOE-2013-003 |
| 34-68699 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-003
|
SR-CBOE-2013-002 |
| 34-68702 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-002
|
SR-CBOE-2013-001 |
| 34-68656 |
Jan. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-001
|
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