NYSE Alternext US LLC Rulemaking

Note: NYSE Alternext US LLC is now known as NYSE MKT LLC. All filings by NYSE MKT LLC will be posted to the NYSE MKT page. Filings with "NYSEALTR" as part of the file number will continue to be posted to this page.

We encourage the public to submit comments on the following NYSE Alternext US LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

File Number List

Additional Archives

2009 | 2008

File Number List

Release No.	Date	Details
SR-NYSEALTR-2009-29
34-59620	Mar. 23, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operative Date of Rule 92(c)(3) from March 31, 2009 to July 31, 2009 Comments due:  April 20, 2009
SR-NYSEALTR-2009-28
34-59593	Mar. 17, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Alternext Rules to Delete References to Specific Exchange Systems and to Remove the Requirement that Opening Transactions Receive Specific Designations Pursuant to NYSE Alternext Rules 79A and 115A Comments due:  April 14, 2009
SR-NYSEALTR-2009-27
34-59614	Mar. 20, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext Equities Rule 124 to Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology used for Odd-Lot Orders Comments due:  April 17, 2009
SR-NYSEALTR-2009-26
34-59975	May 26, 2009	Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Changing Certain NYSE Amex Equities Rules to Conform Them with Changes to Corresponding Rules Filed by the New York Stock Exchange LLC Comments due:  June 23, 2009
34-59656	Mar. 30, 2009	Notice of Filing of Proposed Rule Change by NYSE Alternext US LLC, as modified by Amendment No. 1, Changing Certain NYSE Amex Equities Rules to Conform Them with Changes to Corresponding Rules Submitted in a Companion Filing by the New York Stock Exchange LLC Comments due:  April 27, 2009
SR-NYSEALTR-2009-25
34-59561	Mar. 11, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Eliminating the Ability to Enter Orders on the Exchange with the Settlement Instructions of “Cash”, “Next Day” and “Seller’s Option” to Conform to Amendments filed by the New York Stock Exchange Comments due:  April 7, 2009
SR-NYSEALTR-2009-24
34-59575	Mar. 13, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certificate of Formation, Amended and Restated Operating Agreement, Rules, and Company Guide to Change the Name of the Exchange to NYSE Amex LLC Comments due:  April 9, 2009
SR-NYSEALTR-2009-23
34-59517	Mar. 5, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Permit Two Trading Officials to Modify the Required Bid/Ask Differentials Comments due:  April 3, 2009
SR-NYSEALTR-2009-21
34-59480	Mar. 2, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Adopting New Rule 6A – NYSE Alternext Equities and Amending Existing Rule 36 – NYSE Alternext Equities Concerning the Use of Personal Portable or Wireless Communication Devices and the Use or Possession of Wireless Trading Devices On and Off the Exchange Trading Floor Comments due:  March 30, 2009
SR-NYSEALTR-2009-20
34-59481	Mar. 2, 2009	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Amending its Schedule of Fees and Charges for Exchange Services Comments due:  March 27, 2009
SR-NYSEALTR-2009-19
34-59478	Feb. 27, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Schedule of Fees and Charges for Exchange Services Comments due:  March 27, 2009
SR-NYSEALTR-2009-18
34-59473	Feb. 27, 2009	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker for Options Orders Comments due:  March 27, 2009
SR-NYSEALTR-2009-17
34-59454	Feb. 25, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Delete Certain Rules Governing the Trading of Listed Options Comments due:  March 25, 2009 Additional Materials: Exhibit 5
SR-NYSEALTR-2009-16
34-59468	Feb. 27, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Rule 300.10T – NYSE Alternext Equities to Provide a Grace Period Under that Rule for Member Organizations that have Applied for a Trading License to Comply with Certain Exchange Rules Comments due:  March 26, 2009
SR-NYSEALTR-2009-15
34-59755	Apr. 13, 2009	Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange Additional File No.:  SR-NYSE-2009-18
34-59488	Mar. 3, 2009	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 123C to Provide the Exchange with the Ability to Temporarily Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange Comments due:  March 31, 2009
SR-NYSEALTR-2009-13
34-59482	Mar. 2, 2009	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Alternext Equities Rule 17 to Address Issues Related to Vendor Liability and to Make Amendments and Conforming Changes to NYSE Alternext Equities Rule 18 Comments due:  March 30, 2009
SR-NYSEALTR-2009-12
34-59429	Feb. 20, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Its New Risk Management Gateway Service Comments due:  March 20, 2009
SR-NYSEALTR-2009-11
34-59587	Mar. 17, 2009	Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
34-59394	Feb. 11, 2009	Notice of Filing of a Proposed Rule Change Amending Rule 903 Comments due:  March 12, 2009
SR-NYSEALTR-2009-10
34-59451	Feb. 25, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NYSE Alternext US LLC Amending Rule 472 - NYSE Alternext Equities (Communications with the Public) Comments due:  March 25, 2009
SR-NYSEALTR-2009-09
34-59416	Feb. 18, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Certain NYSE Alternext Equities Rules to Reflect that Designated Market Makers (“DMMs”) on the Exchange No Longer Act as Agents for Orders Entered on the Exchange Comments due:  March 18, 2009
SR-NYSEALTR-2009-08
34-59348	Feb. 3, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 916 to Eliminate the $3 Market Price Per Share Requirement Comments due:  March 3, 2009
SR-NYSEALTR-2009-07
34-59418	Feb. 18, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Instructions as to the Payment of Listing Fees in Connection with the Listing of Additional Securities Comments due:  March 18, 2009
SR-NYSEALTR-2009-06
34-59360	Feb. 4, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext Equities Rules 116 and 123C to Create a Single Closing Print to be Reported to the Consolidated Tape for Each Security Comments due:  March 4, 2009
SR-NYSEALTR-2009-03
34-59344	Feb. 2, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Making Changes to Certain NYSE Alternext Equities Rules to Conform with Amendments to Corresponding Rules Recently Filed for Immediate Effectiveness by the New York Stock Exchange LLC and to Make Other Technical Changes Comments due:  March 2, 2009
SR-NYSEALTR-2009-02
34-59560	Mar. 11, 2009	Order Approving Proposed Rule Change to Revise Listing Fees
34-59304	Jan. 27, 2009	Notice of Filing of Proposed Rule Change by NYSE Alternext US LLC to Revise its Listing Fees Comments due:  February 25, 2009

http://www.sec.gov/rules/sro/nysealtr.shtml