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NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NYSE Arca File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| First Quarter |
SR-NYSEArca-2013-15 |
| 34-68927 |
Feb. 14, 2013 |
Notice of Filing of Proposed Rule Change Amending Rule 6.87 In Part and Adding a New Section To Address Errors that Involve Complex Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-NYSEArca-2013-15
|
SR-NYSEArca-2013-14 |
| 34-68930 |
Feb. 14, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-14
|
SR-NYSEArca-2013-16 |
| 34-68910 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-16
|
SR-NYSEArca-2013-13 |
| 34-68912 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 7.11 to establish rules to comply with the requirements of the Plan to Address Extraordinary Market Volatility submitted to the Commission pursuant to Rule 608 of Regulation NMS
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-13
|
SR-NYSEArca-2013-11 |
| 34-68898 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Introduce a New Electronic Customer Rate for Certain Executions that Take Liquidity
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-11
|
SR-NYSEArca-2012-138 |
| 34-68871 |
Feb. 8, 2013 |
Order Granting Approval of Proposed Rule Change to List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68476
|
SR-NYSEArca-2012-139 |
| 34-68870 |
Feb. 8, 2013 |
Order Granting Approval of Proposed Rule Change to List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68458
|
SR-NYSEArca-2012-142 |
| 34-68863 |
Feb. 7, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade the Guggenheim Enhanced Total Return ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68488
|
SR-NYSEArca-2013-08 |
| 34-68862 |
Feb. 7, 2013 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-08
|
SR-NYSEArca-2013-12 |
| 34-68809 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Arca Equities Rule 7.10 In Connection With the Upcoming Operation of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act
Comments due: February 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-12
|
SR-NYSEArca-2013-06 |
| 34-68785 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to Exchange Rule 7.12, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013
Comments due: February 27, 2013
Submit comments on SR-NYSEArca-2013-06
|
SR-NYSEArca-2013-05 |
| 34-68776 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Option Trading Permits
Comments due: February 27, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-05
|
SR-NYSEArca-2013-04 |
| 34-68758 |
Jan. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Revise Qualification Thresholds for Tiered Customer Posting Credits
Comments due: February 25, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-04
|
SR-NYSEArca-2013-02 |
| 34-68748 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014
Comments due: February 25, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-02
|
SR-NYSEArca-2012-133 |
| 34-68725 |
Jan. 24, 2013 |
Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) to Permit PL Select Orders to Interact with Incoming Orders Larger Than the Size of the PL Select Order
See also: Notice: Rel. No. 34-68385
|
SR-NYSEArca-2012-131 |
| 34-68708 |
Jan. 23, 2013 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the Horizons S&P 500 Covered Call ETF, Horizons S&P Financial Select Sector Covered Call ETF, and Horizons S&P Energy Select Sector Covered Call ETF under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-68351
|
SR-NYSEArca-2012-108 |
| 34-68671 |
Jan. 16, 2013 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: February 13, 2013
Rebuttal comments due: February 27, 2013
See also: Notice: Rel. No. 34-68320, Notice: Rel. No. 34-68043
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2012-108
|
SR-NYSEArca-2012-109 |
| 34-68667 |
Jan. 16, 2013 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-68319, Notice: Rel. No. 34-68044
|
SR-NYSEArca-2013-01 |
| 34-68666 |
Jan. 16, 2013 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF under NYSE Arca Equities Rule 8.600
Comments due: February 13, 2013
Submit comments on SR-NYSEArca-2013-01
|
SR-NYSEArca-2012-105 |
| 34-68638 |
Jan. 11, 2013 |
Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Listing Rules for Compensation Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
Comments due: February 12, 2013
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68006
Submit comments on SR-NYSEArca-2012-105
|
SR-NYSEArca-2012-37 |
| 34-68616 |
Jan. 10, 2013 |
Notice of Withdrawal of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
See also: Notice: Rel. No. 34-67962, Notice: Rel. No. 34-67411, Notice: Rel. No. 34-67222, Notice: Rel. No. 34-66966
|
SR-NYSEArca-2012-145 |
| 34-68590 |
Jan. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List with Respect to Regulatory Fees Related to the Central Registration Depository, Which are Collected by the Financial Industry Regulatory Authority, Inc.
Comments due: February 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2012-145
|
SR-NYSEArca-2012-143 |
| 34-68588 |
Jan. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services with Respect to Regulatory Fees Related to the Central Registration Depository, Which are Collected by the Financial Industry Regulatory Authority, Inc.
Comments due: February 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2012-143
|
SR-NYSEArca-2012-140 |
| 34-68569 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Nasdaq-100 Index (NDX) and the Reduced-Value Nasdaq-100 Index (MNX) and to Amend NYSE Arca Rule 5.15(a)(1) to Provide That There Are No Position Limits for Options on NDX and MNX
Comments due: January 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2012-140
|
| NYSE Arca File Number List for 2013 |
| Release No. |
Date |
Details |
SR-NYSEArca-2013-16 |
| 34-68910 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-16
|
SR-NYSEArca-2013-15 |
| 34-68927 |
Feb. 14, 2013 |
Notice of Filing of Proposed Rule Change Amending Rule 6.87 In Part and Adding a New Section To Address Errors that Involve Complex Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-15
|
SR-NYSEArca-2013-14 |
| 34-68930 |
Feb. 14, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-14
|
SR-NYSEArca-2013-13 |
| 34-68912 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 7.11 to establish rules to comply with the requirements of the Plan to Address Extraordinary Market Volatility submitted to the Commission pursuant to Rule 608 of Regulation NMS
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-13
|
SR-NYSEArca-2013-12 |
| 34-68809 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Arca Equities Rule 7.10 In Connection With the Upcoming Operation of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act
Comments due: February 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-12
|
SR-NYSEArca-2013-11 |
| 34-68898 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Introduce a New Electronic Customer Rate for Certain Executions that Take Liquidity
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-11
|
SR-NYSEArca-2013-08 |
| 34-68862 |
Feb. 7, 2013 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-08
|
SR-NYSEArca-2013-06 |
| 34-68785 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to Exchange Rule 7.12, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013
Comments due: February 27, 2013
Submit comments on SR-NYSEArca-2013-06
|
SR-NYSEArca-2013-05 |
| 34-68776 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Option Trading Permits
Comments due: February 27, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-05
|
SR-NYSEArca-2013-04 |
| 34-68758 |
Jan. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Revise Qualification Thresholds for Tiered Customer Posting Credits
Comments due: February 25, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-04
|
SR-NYSEArca-2013-02 |
| 34-68748 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014
Comments due: February 25, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-02
|
SR-NYSEArca-2013-01 |
| 34-68666 |
Jan. 16, 2013 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF under NYSE Arca Equities Rule 8.600
Comments due: February 13, 2013
Submit comments on SR-NYSEArca-2013-01
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http://www.sec.gov/rules/sro/nysearca.shtml
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