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OCC Rulemaking
We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Chronological List
First Quarter
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002
| Release No. |
Date |
Details |
| First Quarter |
SR-OCC-2012-801 |
| 34-68935 |
Feb. 14, 2013 |
Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 thereto, to Enter into an Unsecured, Committed Credit Agreement
See also: Notice: Rel. No. 34-68618
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SR-OCC-2012-23 |
| 34-68712 |
Jan. 23, 2013 |
Order Approving Proposed Rule Change to Accommodate Certain Physically-Settled Options on U.S. Treasury Securities
See also: Notice: Rel. No. 34-68403
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SR-OCC-2012-801 |
| 34-68618 |
Jan. 10, 2013 |
Notice of Filing of Advance Notice, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Change to Enter into an Unsecured, Committed Credit Agreement
Comments due: February 6, 2013
See also: Notice: Rel. No. 34-68935
 Submit comments on SR-OCC-2012-801
|
SR-OCC-2012-22 |
| 34-68602 |
Jan. 9, 2013 |
Order Approving Proposed Rule Change to Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account to Settle Mark-to-Market Payments Arising from Stock Loan and Borrow Positions Carried in the Customers' Account
See also: Notice: Rel. No. 34-68288
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http://www.sec.gov/rules/sro/occ.shtml
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