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2/13/2013

Public Information Collection  78 FR 2661  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/14/2013
Closing Date: 2/13/2013
 
2/15/2013

Public Information Collection  77 FR 74647  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection, Comment Request: Form TO, Annual Notice Filing for Counterparties to Unreported Trade Options

Open Date: 12/17/2012
Closing Date: 2/15/2013
 
2/15/2013

Public Information Collection  78 FR 3403  //  Open PDF Version PDF Version

Agency Information Collection Activities: Financial Education Content Needs Survey

Open Date: 1/16/2013
Closing Date: 2/15/2013
 
2/15/2013

Proposed Rule  78 FR 4093  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Open Date: 1/18/2013
Closing Date: 2/15/2013
 
See also:
77 FR 67866 ,  11/14/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

2/15/2013

General CFTC  CFTC Staff to Host a Public Roundtable to Discuss Proposed Rulemaking Enhancing Protections Afforded

The Commodity Futures Trading Commission (CFTC) today announced that staff will hold a public roundtable on Tuesday, February 5, 2013, from 9:30 a.m. to 5:00 p.m., to discuss the Commission’s proposed rulemaking, “Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations,” which was published for public comment on November 14, 2012.

All comments must be identified by RIN number: 3038-AD88.

 

Related Videos:

View Roundtable Video Part I

View Roundtable Video Part II

Open Date: 2/4/2013
Closing Date: 2/15/2013
 
2/28/2013

Public Information Collection  78 FR 6074  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/29/2013
Closing Date: 2/28/2013
 
3/1/2013

Public Information Collection  77 FR 77038  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent to Renew Collection, Futures Volume, Open Interest, Price, Deliveries and Exchange of Futures for Physicals

Open Date: 12/31/2012
Closing Date: 3/1/2013
 
3/1/2013

Industry Filing  IF 13-001

Request on trueEX LLC for an Amended DCM Order to Allow Intermediated Trading on its Platform

The Commodity Futures Trading Commission (CFTC) is requesting public comment on the request submitted by trueEX LLC (trueEX) to amend its order of designation, dated September 25, 2012.  trueEX seeks to amend its designation order to allow intermediated trading on its platform.

Open Date: 2/5/2013
Closing Date: 3/1/2013
 
3/29/2013

Public Information Collection  78 FR 5780  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection, Comment Request: Generic Clearance for the Collection of Qualitative
Feedback on Agency Service Delivery

Open Date: 1/28/2013
Closing Date: 3/29/2013