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News and Alerts

As more first-time investors turn to the markets to help secure their future, pay for homes, or send children to college, the SEC’s investor protection mission is more compelling than ever. 

In this section, you will find:

Investor Alerts

11/29/2012
Updated Investor Alert: SEC Warns of Government Impersonators
SEC staff is issuing this updated Investor Alert because we are aware of continuing fraudulent solicitations that purport to be affiliated with or sponsored by the Securities and Exchange Commission, Commission staff, as well as particular Commissioners (including a recent bogus email scam using the name of Commissioner Daniel Gallagher). Read More »
» View more Investor Alerts

Investor Bulletins

01/11/2013
Investor Bulletin: 13 Things Everyone Should Know About Investing
Whether you’re a first-time investor or have been investing for many years, there is some basic information you should know about investing. Below is a list of thirteen pieces of investing-related information that may help you make informed financial decisions and avoid common scams. Read More »
» View more Investor Bulletins

Selected Press Releases

02/08/2013
SEC Halts $150 Million Investment Scheme to Dupe Foreign Investors and Exploit Immigration Program
Washington, D.C., Feb. 8, 2013 — The Securities and Exchange Commission today announced charges and an asset freeze against an individual living in Illinois and two companies behind an investment scheme defrauding foreign investors seeking profitable returns and a legal path to U.S. residency through a federal visa program. Read More »
» View more Selected Press Releases

For more news, visit the SEC Newsroom