Tenure in the NIH Intramural Program
Modified on February 9, 2001


Background

The concept of tenure in intramural research has evolved gradually over the years as a policy and process to ensure the highest attainable quality in the scientific staff engaged in intramural research and related medical care. The conferring of tenure in intramural research is a vote of confidence in the achievements and potential of the candidate, and the research support which is implied by that decision requires that it be made with maximum care.
John Carol Eberhart, Ph.D. (Dec. 30, 1987)

 In 1991, the Scientific Directors began working on a Tenure Program for the NIH; it was formalized in 1993 and updated most recently in 1996.


Revised Definitions And Procedures


The need for a balance between (1) employment security to drive long-term programs in the intramural program and also, in some cases, to recruit or retain tenured scientists, and (2) programmatic flexibility needed by scientific managers, has led to the following modified, updated definition of tenure. The following definition applies irrespective of the personnel mechanism used.

Tenure at the NIH is the commitment of salary to an independent Senior Investigator who is granted tenure by the Central Tenure Committee or SBRS Policy Advisory Board. Tenure conferred or approved by earlier NIH-wide review bodies is considered equivalent. Tenured Senior Investigators are granted independent resources (personnel, budget and space) by their Institute, and are required to have regular outside, expert review by Boards of Scientific Counselors. Resources may be adjusted up or down by the Institute, based on productivity and the quality of their work, as determined by these and other reviews. The granting of tenure at the NIH will continue to be a vote of confidence in the achievements and potential of the Senior Investigator, and it is the policy of the NIH that such scientists will be renewed in one or another of the five personnel mechanisms available, and that long, stable, productive careers will continue to be the rule.


There are four distinct personnel mechanisms available for the employment of tenured Senior Investigators:

A. Title 42 -- This is a personnel mechanism that provides indefinite (i.e., no time limitation but not permanent) appointments (Title 42 - 209f) for senior scientists. Salaries are set and adjusted in a flexible fashion.

B. Senior Biomedical Research Service -- This is a personnel system authorized by Congress in 1990 to provide flexible salaries of up to Executive Level I for outstanding researchers. There is no distinction between physicians and Ph.D. scientists, but the number of positions is limited.

C. Commissioned Corps -- The Corps has for decades been a mechanism of choice for physician scientist researchers, for reasons including physician and dentist special pays and tax advantages of the system. Higher pay is possible through longevity, promotions, bonuses, tax advantages, and other benefits. Promotions are restricted, the system is generally not flexible, and advantages are greatest for physicians and dentists.

D. General Schedule -- This Civil Service mechanism has been used for many years to hire tenured scientists at the NIH. Positions are permanent, but salaries are tied to the General Schedule; salary increases are dependent on time-in-service and promotions, and are given in a lock-step fashion. One-time or limited duration recruitment and retention bonus incentives of up to 25% of base pay are available. Use of Title 38 for physicians involved in direct patient care provides for higher salaries dependent on the medical speciality.


The mechanism of the initial appointment is at the discretion of the Institute, based on availability of positions and amount of salary needed to recruit the scientist. A commitment to long-term support of salary is made by an Institute when it tenures an individual as a Senior Investigator. However, salary in all systems is merit-based within the flexibility afforded by the particular system. For example, the salary may be increased or reduced for Title 42 employees to reflect the level of their performance. It is the policy of the NIH that a Title 42 salary in the intramural program will generally not be reduced below that of a GS-14/Step 5, and that downward adjustments should generally not exceed $20,000 per year, with notice of intent to reduce salary being given in writing at least one year in advance of the action (SD Minutes Feb. 18, 1998). Performance that declines below that acceptable for a GS-14 is grounds for non-renewal of the Title 42 appointment. Senior Investigators who reach the end of a personnel mechanism, e.g., the Commissioned Corps, are moved to another appropriate mechanism that meets programmatic needs of the Institute. Salary reductions in other personnel mechanisms must follow the rules of those individual mechanisms.

Removal of tenure is possible after thorough scientific review, followed by review by the IC and the Central Tenure Committee, with final approval by the Deputy Director for Intramural Research. Any subsequent action, e.g., removal from Federal employment or downgrading, must follow the rules of the individual's personnel appointment mechanism.

Updated April 18, 2008


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