Compliance Training Program
Advanced Compliance Examination School (FDIC Only)
Program Overview
This instructor-led course covers the examination process for 4 specific
areas:
- Unfair and deceptive acts and practices (UDAP);
- CMP's for
significant Flood Insurance and HMDA violations;
- Fair Lending
Pricing; and
- Emerging Issues
Key Objectives
Upon completion of this course, participants will be able to:
- Analyze solicitations, advertisements, disclosures, and bank
practices for potential unfair or deceptive actions or practices.
- Document and support UDAP findings
- Identify significant violations and support civil money penalty
recommendations for flood insurance and HMDA violations.
- Identify red flags and significant violations when conducting
fair lending pricing reviews for both HMDA and non-HMDA reporting institutions.
- Define appropriate action steps when conducting fair lending
pricing reviews for HMDA and non-HMDA reporting institutions
- Provide support for conclusions when conducting fair lending
pricing reviews for HMDA and non-HMDA reporting institutions
- Identify red flags that require initiation of a consultation
with the regional and/or Washington office
Duration
This school is four and a half days long.
Level
Advanced
Target Audience
All levels - Regional review examiners, Fair Lending specialists, field
supervisors, field review examiners, and examiners.
Prerequisites
None.
Pre-Course Assignment
Prior to attending the Advanced Compliance Examination School,
participants must complete three assignments. Two of three
are short reading assignments
while the third involves watching a video taped conference
segment pertaining to UDAP. This information will be provided in the
Pre-course Letter.
Credits
- Continuing Education Unit (CEU): 0
- Continuing Professional Education
Unit (CPE): 0
Federal Deposit Insurance Corporation Corporate University is registered
with the National Association of State Boards of Accountancy (NASBA)
as a sponsor of continuing professional education on the National Registry
of CPE Sponsors. State boards of accountancy have final authority on
the
acceptance of individual courses for CPE credit. Complaints regarding
registered sponsors may be addressed to the National Registry of CPE
Sponsors, 150
Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Web site:
www.nasba.org.
More Information
For information regarding administrative policies such
as complaints and refunds, please contact Corporate University, Attn: NASBA
Representative
Ava Livas at or mailing address at 3501 North Fairfax Drive, Suite
VS-A-3025, Arlington, VA 22226, or (703) 562-2463.
The FDIC has been approved as an Authorized Provider by the International
Association for Continuing Education and Training (IACET) (www.iacet.org),
1760 Old Meadow Road, Suite 500, McLean, VA 22102.
For more information concerning course content and administration, please contact B. C. Hamilton at (703) 516-5507 or Kristine Fisk.
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