Legal Advisories

The Legal Advisories page contains the DAEOgrams on substantive ethics issues published by OGE from 1992 to 2010, the Advisory Opinions published by OGE from 1979 to 2010, and the Legal Advisories, which OGE began publishing in 2011.

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January 18, 2013

LA-13-01: Periodic Reporting of Spouse and Dependent Children Transactions

This Legal Advisory explains that covered Executive Branch employees must file periodic reports of transactions involving separately owned assets of their spouses or dependent children. This Advisory amends the guidance provided in OGE LA-12-04.

June 20, 2012

LA-12-04: Public Financial Disclosure—Periodic Transaction Reports

This Legal Advisory explains the STOCK Act provision that requires certain employees to file periodic public reports of their transactions. The Legal Advisory also includes a copy of the new form that employees should use to file their periodic transaction reports (OGE Form 278-T).

April 6, 2012

LA-12-02: Mortgage Reporting Requirement under the STOCK Act

Section 13 of the STOCK Act requires certain Presidential Appointees with Senate Confirmation to include on their OGE Form 278 mortgages secured by their personal residences.

April 19, 2011

LA-11-03: Public Financial Disclosure Report Guidance for Presidential Candidates

This Legal Advisory provides guidance to potential Presidential and Vice Presidential candidates concerning the public financial disclosure reporting requirements that apply to them.

February 8, 2011

LA-11-01: Effect of the Freeze on Pay Adjustments on Ethics Provisions for Calendar Year 2011

This Legal Advisory updates the three statutory pay-level thresholds for certain purposes under either the Ethics in Government Act (Ethics Act) or 18 U.S.C. § 207(c) for calendar year 2011.

December 17, 2010

DO-10-020: New Public Financial Disclosure Form (OGE Form 278)

OGE replaces the SF 278 Executive Branch Personnel Public Financial Disclosure Report with a new form for collecting public financial disclosure reports in the Federal executive branch, the OGE Form 278.

December 16, 2008

DO-08-040: Conducting a Second Review of Financial Disclosure Reports for Current Employees Filling Newly-Vacant Positions

When a current employee assumes new responsibilities, even on a temporary basis, ethics officials need to reexamine the employee's financial disclosure report to determine whether potential conflicts of interest may exist with the employee's new duties.

August 6, 2008

DO-08-024: Discretionary Trusts

OGE provides guidance concerning the treatment of income beneficiaries of discretionary trusts, for purposes of the disqualification requirements of 18 U.S.C. § 208 as well as the financial disclosure requirements of section 102(f)(1) of the Ethics in Government Act, 5 U.S.C. app.

July 22, 2008

DO-08-022: Financial Disclosure Requirements for Pooled Investment Funds

OGE explains what actions a nominee for a full-time Senate-confirmed position (PAS nominee) must take with regard to pooled investment funds in order for the Director of OGE to certify the individual’s financial disclosure report.

June 30, 2008

DO-08-021: New Policy Regarding Termination Public Financial Disclosure Reports of PAS Officials

Anticipating an increase in the number of termination 278 reports as the Bush Administration ends, OGE requires agencies to notify it of a PAS official’s termination date.

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