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Commission Speeches and Public Statements Archive: 1939
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1939 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 7, 1939 |
Can Government Administrators and Business Men Cooperate?, "America's Town Meeting of the Air", New York, New York |
Chairman
Jerome N. Frank |
| Oct. 10, 1939 |
Accounting for Investors: The Fundamental Importance of Corporate Earning Power, Eighth Annual Meeting of the Controllers' Institute of America, New York, New York |
Chairman
Jerome N. Frank |
| Third Quarter |
| Sep. 14, 1939 |
Administrative Processes and Procedure, Annual Convention of the National Association of Securities Commissioners, Skytop, Pennsylvania |
Commissioner
Edward C. Eicher |
| Aug. 23, 1939 |
Mutual and Subsidiary Service Companies, National Association of Railroad and Utilities Commissioners, Seattle, Washington |
Commissioner
Robert E. Healy |
| Second Quarter |
| Jul. 11, 1939 |
The Work of the Securities and Exchange Commission in Corporate Reorganizations, Annual Convention of the American Bar Association Section of Commercial Law, San Francisco, California |
Commissioner
Edward C. Eicher |
| Jun. 23, 1939 |
Address, Association of Customers' Brokers, New York City, New York |
Chairman Jerome N. Frank |
| Jun. 16, 1939 |
Address, Ninth Annual Special Meeting of the Harvard Business School Alumni Association, Baker Library, Harvard Business School, Boston, Massachusetts |
Commissioner
Robert E. Healy |
| Jun. 8, 1939 |
Securities and Other Financial Fields, Business-Consumer Relations Conference on Advertising and Selling Practices, National Association of Better Business Bureaus, Buffalo, New York |
Commissioner
Edward C. Eicher |
| May 26, 1939 |
Governmental Supervision of Corporate Securities, Annual Convention of the Illinois State Bar Association, Rockford, Illinois |
Commissioner
Edward C. Eicher |
| May 15, 1939 |
Before the Auditor Comes, Mid-Western Conference of the Controllers Institute of America, Cleveland, Ohio |
Commissioner
Robert E. Healy |
| May 5, 1939 |
Advance Administrative Decisions, Association of the Bar of the City of New York |
Commissioner
Jerome N. Frank |
| May 2, 1939 |
Address, Ohio Valley Group of the Investment Bankers Association of America, Louisville, Kentucky |
Commissioner
Robert E. Healy |
| Apr. 18, 1939 |
Thomas Jefferson and Financial Reforms, Twelfth Annual Banquet of the Jeffersonian Club, Wichita, Kansas |
Commissioner
Edward C. Eicher |
| Apr. 8, 1939 |
SEC and the Rubber Hose, Chicago Bar Association |
Commissioner
Jerome N. Frank |
| First Quarter |
| Mar. 22, 1939 |
Address, Annual Dinner of the New York Security Dealers Association, New York, New York |
Commissioner
Robert E. Healy |
| Feb. 9, 1939 |
Address, Annual Dinner of the Fordham University Alumni Association, New York, New York |
Chairman
William O. Douglas |
| Feb. 6, 1939 |
Address, Opening of Hearings on the Insurance Business, Temporary National Economics Committee |
Chairman
William O. Douglas |
| Jan. 9, 1939 |
Address, Fort Worth Clearing House Association, Fort Worth, Texas |
Chairman
William O. Douglas |
| Jan. 7, 1939 |
Address, Texas Jackson Day Dinner, Dallas, Texas |
Chairman
William O. Douglas |
1939 Speeches and Statements by Commission Staff
| Date |
Title |
Author |
| Fourth Quarter |
| Nov. 21, 1939 |
The S.E.C. and the Chandler Act, New York County Lawyers Assn., Symposium on "One Year of the Chandler Act", New York, New York |
J. Anthony Panuch, Special Counsel, Reorganization Division |
| Nov. 15, 1939 |
The Relation of Accounting Statements and Reports to Security Issues, Third National Accounting Conference, Edison Electric Institute, Chicago, Illinois |
William W. Werntz, Chief Accountant |
| Oct. 12, 1939 |
Accounting and the Commission's Enforcement Program, Chi Chapter of Delta Sigma Pi, Johns Hopkins University, Baltimore, Maryland |
Robert E. Kline, Jr., Assistant General Counsel |
| Third Quarter |
| Sep. 21, 1939 |
What Is Expected of the Independent Auditor: From the Viewpoint of the Investor, Annual Meeting of American Institute of Accountants, San Francisco, California |
William W. Werntz, Chief Accountant |
| Sep. 20, 1939 |
Subjects for Accounting Research, Annual Meeting of the American Institute of Accountants, San Francisco, California |
William W. Werntz, Chief Accountant |
| Sep. 7, 1939 |
Financial Statements for Investors, Ohio Society of Certified Public Accountants, Toledo, Ohio |
William W. Werntz, Chief Accountant |
| Aug. 3, 1939 |
Address, Junior Board of Commerce, Washington D.C. |
Peter R. Nehemkis, Jr., Special Counsel, Investment Banking Section, Monopoly Study |
| Jul. 10, 1939 |
Investment as a National Problem, Institute of Public Affairs, University of Virginia, Charlottesville, Viriginia |
Thomas C. Blaisdell, Jr., Director, Monopoly Study |
| Second Quarter |
| Jun. 23, 1939 |
Security Under the Securities Laws, National Convention of the Junior Chamber of Commerce, Tulsa, Oklahoma |
Robert E. Kline, Jr., Assistant General Counsel |
| May 16, 1939 |
Work of a Trial Examiner, S.E.C. Local #5, United Federal Workers of America, Washington D.C. |
Edward C. Johnson, Trial Examiner |
| May 9, 1939 |
Footnotes and Financial Statements, Maryland Association of Certified Public Accountants, Baltimore, Maryland |
William W. Werntz, Chief Accountant |
| May 5, 1939 |
Address, Bar Association of the City of New York, New York, New York |
Chester T. Lane, General Counsel |
| May 3, 1939 |
Footnotes and Financial Statements, Minnesota Statistical Association, Minnesota Society of Certified Public Accountants, and University of Minnesota, Minneapolis, Minnesota |
William W. Werntz, Chief Accountant |
| May 2, 1939 |
Over-the-Counter Brokers and Dealers, S.E.C. Local #5, United Federal Workers of America, Washington D.C. |
William T. Lesh |
| Apr. 25, 1939 |
Enforcement Work of the Trading and Exchange Division, S.E.C. Local #5, United Federal Workers of America, Washington, D.C. |
James A. Treanor, Jr., Assistant Director, Trading and Exchange Division |
| Apr. 25, 1939 |
The Work of the Research and Statistics Section, S.E.C. Union, Local 5, United Federal Workers of America, Washington, D.C. |
R. W. Goldsmith, In Charge of the Research and Statistics Section, Trading and Exchange Division |
| Apr. 18, 1939 |
Some Economic Aspects of the Work of the Trading and Exchange Division: The Margin Requirments and the Short Selling Rules Promulgated Under the Securities Exchange Act 1934, S.E.C. Local #5, United Federal Workers of America, Washington D.C. |
Malter C. Louchneim, Jr., Assistant to the Director, Training and Exchange Division |
| Apr. 4, 1939 |
Discussion of the Duties of the Chief Accountant's Office, S.E.C. Local #5, United Federal Workers of America, Washington, D.C. |
William W. Werntz, Chief Accountant |
| First Quarter |
| Mar. 27, 1939 |
Address, American Life Convention Chicago, Illinois |
Ernest J. Howe, Chief Financial Adviser, Insurance Section |
| Mar. 21, 1939 |
Enforcement Work in the General Counsel's Office, S.E.C. Local #5, United Federal Workers of America, Washington, D.C. |
Robert E. Kline, Jr., Assistant General Counsel |
| Mar. 20, 1939 |
Address, Legal Club of Chicago, Chicago, Illinios |
Chester T. Lane, General Counsel |
| Mar. 7, 1939 |
The Function of the General Counsel's Office and Its Relation to the Other Divisions of the Commission's Staff, S.E.C. Local #5, United Federal Workers of America, Washington, D.C. |
Chester T. Lane, General Counsel |
| Feb. 28, 1939 |
Functions of the Listing Section of the Registration Division, S.E.C. Local #5, United Federal Workers of America, Washington, D.C. |
Andrew J. Cavanaugh, Assistant Director, Registration Division |
| Feb. 11, 1939 |
Address, Chicago Convention of National Lawyers Guild, Chicago, Illinios |
Chester T. Lane, General Counsel |
| Feb. 11, 1939 |
Public Benefits of the Integration Program Under the Holding Company Act, Conference on Public Utilities of the National Lawyers Guild, Chicago, Illinois |
Abe Fortas, Assistant Director, Public Utilities Division |
| Jan. 19, 1939 |
Revision of the Rules Affecting Registration Under the Securities Act and the Securities Exchange Act, Controllers Institute of America, New York, New York |
Harold H. Neff, Director, Forms and Regulations Division |
| Jan. 5, 1939 |
The Securities and Exchange Commission and the Chandler Act, Practising Law Courses, New York, New York |
Samuel O. Clark, Jr., Director, Reorganization Division |
http://www.sec.gov/news/speech/speecharchive/1939speech.shtml
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