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Commission Speeches and Public Statements Archive: 1941
This index describes 1941 speeches by the SEC Chairman, the Commissioners and Staff of the SEC, which generally cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1941 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 4, 1941 |
The Amendments, A Lesson in Round Table, Annual Convention of the Investment Bankers Association of America, Hollywood, Florida |
Chairman
Edward C. Eicher |
| Nov. 24, 1941 |
National Defense and the American Investor, Joint Meeting of the Economic Club of Detroit, Detroit Stock Exchange, the Bond Club of Detroit, Detroit, Michigan |
Commissioner
Ganson Purcell |
| Nov. 5, 1941 |
Section 11 of the Public Utility Holding Company Act , Practising Law Institute, New York City, New York |
Commissioner
Robert E. Healy |
| Oct. 21, 1941 |
Address, New York Joint Legislative Committee for Revision of Insurance Law, Public Service Hearing Room, New York, New York |
Commissioner
Sumner T. Pike |
| Oct. 17, 1941 |
Some Future Aspects of the Financial Markets, 28th Annual National Business Conference, Babson Park, Massachusetts |
Commissioner
Ganson Purcell |
| Oct. 9, 1941 |
Some Present-Day Aspects of Our Capital Markets, Annual Convention of the National Association of Securities Commissioners, Biloxi, Mississippi |
Commissioner
Edmund Burke, Jr. |
| Third Quarter |
| Sep. 22, 1941 |
Finance in a Changing World, Town Hall of Los Angeles, Los Angeles, California |
Commissioner
Ganson Purcell |
| Sep. 18, 1941 |
The Mobility of the Administrative Process, Annual Convention of the State Bar of California, Yosemite Valley, California |
Commissioner
Ganson Purcell |
| Aug. 28, 1941 |
The S.E.C.'s Competitive Bidding Rule, Annual Convention, National Association of Railroad and Utilities Commissioners, St. Paul, Minnesota |
Commissioner
Robert E. Healy |
| Jul. 4, 1941 |
Address, Dedication of the New Post Office Building, Columbus Junction, Iowa |
Chairman
Edward C. Eicher |
| Second Quarter |
| Jun. 21, 1941 |
Address, Thirty-First Annual Meeting, Vermont Bankers Association, Woodstock, Vermont |
Commissioner
Robert. E. Healy |
| Jun. 5, 1941 |
Address, Annual Convention, Edison Electric Institute, Buffalo, New York |
Chairman
Edward C. Eicher |
| Apr. 3, 1941 |
The Petroleum Geologist and the SEC, American Association of Petroleum Geologists, Houston, Texas |
Commissioner
Sumner T. Pike |
| First Quarter |
| Mar. 7, 1941 |
The SEC and National Defense, New York Security Dealers Association, New York City, New York |
Commissioner
Sumner T. Pike |
| Feb. 28, 1941 |
Statement on Life Insurance, Temporary National Economic Committee |
Commissioner
Sumner T. Pike |
| Feb. 25, 1941 |
Financial Problems of Small Business, Temporary National Economic Committee |
Commissioner
Sumner T. Pike |
1941 Speeches and Statements by Commission Staff
| Date |
Title |
Author |
| Fourth Quarter |
| Nov. 5, 1941 |
Consolidated and Combined Statements, Rutgers University, Graduate Seminar in S.E.C. Accounting, Jersey City, New Jersey |
William W. Werntz, Chief Accountant |
| Oct. 8, 1941 |
Governmental Regulation of the Distribution of Investment Company Shares, Annual Convention of the National Association of Securities Commissioners, Biloxi, Mississippi |
John H. Hollands, Acting Director, Investment Company Division |
| Sep. 29-Oct. 3, 1941 |
Some Current Problems Under the Public Utility Holding Company Act, Annual Convention of the Section of Public Utility Law, American Bar Association, Indianapolis, Indiana |
Robert H. O'Brien, Director, Public Utilities Division |
| Third Quarter |
| Sep. 30, 1941 |
Depreciation Under the Public Utility Holding Company Act of 1935, Annual Meeting, Section of Public Utility Law, American Bar Association, Indianapolis, Indiana |
Maurice C. Kaplan, Attorney |
| Sep. 16, 1941 |
Progress in Accounting, Fifty-Fourth Annual Meeting, American Institute of Accountants, Detroit, Michigan |
William W. Werntz, Chief Accountant |
| Aug. 28, 1941 |
Address, Annual Convention, National Association of Railroad and Utilities Commissioners, St. Paul, Minnesota |
Robert H. O'Brien, Director, Public Utilities Division |
| Aug. 28, 1941 |
Address, Annual Convention, National Association of Railroad and Utilities Commissioners, St. Paul, Minnesota |
John W. Houser, Assistant Director, Public Utilities Division |
| Second Quarter |
| Jun. 7, 1941 |
Standards of Disclosure in Financial Statements, Middle Atlantic States Accounting Conference, Baltimore, Maryland |
Andrew J. Cavanaugh, Assistant Director, Registration Division |
| First Quarter |
| Feb. 20, 1941 |
The S.E.C. and Corporation Reorganizations Under Chapter X of the Bankruptcy Act, Legal Institutes of the Rhode Island Bar Association, Providence, Rhode Island |
Samuel H. Levy |
| Feb. 19, 1941 |
Address, National Association of Securities Dealers, Inc., New York, New York |
Francis T. Greene, Assistant Director, Trading And Exchange Division |
| Jan. 21, 1941 |
Informal Discussion on the Rules Governing the Hypothecation of Customers' Securities and Manipulation of Security Prices, in the Over-The-Counter Market, National Association of Securities Dealers |
Francis T. Greene, Assistant Director, Trading And Exchange Division |
http://www.sec.gov/news/speech/speecharchive/1941speech.shtml
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