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Commission Speeches and Public Statements Archive: 1972
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1972 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Nov. 30, 1972 |
Regulation and the Structure of the Securities Markets, Securities Industry Association, Boca Raton, Florida |
Chairman
William J. Casey |
| Oct. 12, 1972 |
Investment Adviser Regulation: A Subject Too Long Neglected, Money Management Institute, Long Island University, Brooksville, New York |
Commissioner
Hugh F. Owens |
| Oct. 11, 1972 |
Quality Service in Brokerage, Securities Industry Association, New York District, New York, New York |
Chairman
William J. Casey |
| Oct. 5, 1972 |
The Responsibility of Professionals Under the Federal Securities Laws, Eleventh Annual Corporate Counsel Institute, |
Chairman
G. Bradford Cook |
| Oct. 5, 1972 |
America Needs the Small Investor, National Association of Investment Clubs, Detroit, Michigan |
Chairman
William J. Casey |
| Oct. 3, 1972 |
Investor Relations and Corporate Credibility, National Investor Relations Institute, Washington, D.C. |
Chairman
William J. Casey |
| Oct. 2, 1972 |
Materiality and the SEC, Third Annual National Conference of the National Investor Relations Institute, Washington, D.C. |
Commissioner
Philip A. Loomis |
| Third Quarter |
| Sep. 29, 1972 |
Ruminations and Action on Enforcement, New York Law Journal Enforcement Conference, New York, New York |
Chairman
William J. Casey |
| Sep. 28, 1972 |
Requirements of a National Market in Real Estate Securities, 4th National Real Estate Conference & Exposition, New York City, New York |
Chairman
William J. Casey |
| Sep. 21, 1972 |
Remarks on New Proxy Rules, Corporate Law Conference, Washington, D.C. |
Chairman
William J. Casey |
| Sep. 18, 1972 |
Where Are We Going?, Economic Club of Detroit, Detroit, Michigan |
Chairman
William J. Casey |
| Sep. 11, 1972 |
The Enforcement Activities of the SEC: An Interim Report, North American Securities Administrators Association, Quebec City, Quebec, Canada |
Chairman
William J. Casey |
| Aug. 15, 1972 |
Address, American Bar Association, Section of Corporation, Banking and Business Law, San Francisco, California |
Chairman
William J. Casey |
| Jul. 6, 1972 |
The SEC Disclosure System: Real Estate and Oil and Gas, Texas Bar Association, Houston, Texas |
Chairman
William J. Casey |
| Second Quarter |
| May 22, 1972 |
Research in the Changing Structure and Economics of the Securities Markets, Financial Analysts Federation, New York, New York |
Chairman
William J. Casey |
| May 19, 1972 |
Toward Common Accounting Standards, Conference on Financial Reporting, Commission des Operations des Bourse, Paris, France |
Chairman
William J. Casey |
| May 16, 1972 |
A Look at the Private Offering Exemption as it Approaches its Fortieth Birthday, Annual Meeting of District No. 4 (Kansas, Missouri, Nebraska, Oklahoma), National Association of Securities Dealers, Kansas City, Missouri |
Commissioner
Hugh F. Owens |
| Apr. 21, 1972 |
The Search for Clarity and Certainties in Securities Transactions with More and More Realistic Information for Investors, New York Law Journal Association of the Bar of New York, New York, New York |
Chairman
William J. Casey |
| Apr. 10, 1972 |
The Public: We Need Them, Texas District, Securities Industry Association, Dallas, Texas |
Commissioner
Hugh F. Owens |
| Apr. 8, 1972 |
The Securities Transaction Processing Act of 1972, Conference of State Bank Supervisors, Boca Raton, Florida |
Chairman
William J. Casey |
| First Quarter |
| Mar. 15, 1972 |
The Internationalization of the Capital Markets, First International Meeting on Stock Exchanges, Milan, Italy |
Chairman
William J. Casey |
| Mar. 8, 1972 |
The Future of the American Equity Market, The Economic Club, New York, New York |
Chairman
William J. Casey |
| Mar. 2, 1972 |
"Temporizing, The Major Cause of Uncertainty in the Financial Community", New York Chamber of Commerce, New York, New York |
Commissioner
James J. Needham |
| Feb. 18, 1972 |
Keynote for "The SEC Speaks", Practicing Law Institute, Washington, D.C. |
Chairman
William J. Casey |
| Feb. 14, 1972 |
The Future of Individual Investment, Association for Advanced Life Underwriting, Washington, D.C. |
Chairman
William J. Casey |
| Jan. 27, 1972 |
The Securities Bar and the Securities Laws, New York State Bar Association, Banking, Corporation and Business Law Section, New York, New York |
Chairman
William J. Casey |
http://www.sec.gov/news/speech/speecharchive/1972speech.shtml
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