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Commission Speeches and Public Statements Archive: 1981
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1981 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 11, 1981 |
The S.E.C. and Shareholder Proposals: Simplification in Regulation, National Association of Manufacturers, Denver, Colorado |
Commissioner Bevis Longstreth |
| Dec. 4, 1981 |
Reliance on Advice of Counsel as a Defense to Securities Law Violations, The Fourteenth Annual Securities Regulation Seminar, Los Angeles, California |
Commissioner Bevis Longstreth |
| Dec. 2, 1981 |
The SEC and the Securities Industry, Securities Industry Association, Annual Convention, Boca Raton, Florida |
Chairman John S. R. Shad |
| Oct. 29, 1981 |
Extraterritorial Application of the United States Securities Laws: The Need for a Balanced Policy, Sixth Multi-Choice International Corporate Finance Conference, Seminar Services International, London, United Kingdom |
Commissioner Barbara S. Thomas |
| Oct. 21, 1981 |
Glass-Steagall: The Maginot Approach to Regulation, The Exchequer Club, Washington, D.C. |
Commissioner Bevis Longstreth |
| Oct. 16, 1981 |
Deregulation: A Sensitive Undertaking Requiring Adequate Resources, Symposium on Securities Regulation and the Capital Raising Process for Small Issuers, State University of New York at Buffalo School of Law, U.S. Securities and Exchange Commission, New York Regional Office and Erie County Bar Association, Buffalo, New York |
Commissioner John R. Evans |
| Oct. 12, 1981 |
A New Milestone, 64th Annual Conference, North American Securities Administrators Association, Atlanta, Georgia |
Commissioner John R. Evans |
| Oct. 11, 1981 |
The Future Is For Those Who Are Prepared, 48th Annual Convention, National Security Traders Association, Boca Raton, Florida |
Commissioner John R. Evans |
| Third Quarter |
| Aug. 10, 1981 |
Investment Policy Challenges to Directors of Non-Profit Organizations, American Bar Association Annual Meeting, New Orleans, Louisiana |
Commissioner Bevis Longstreth |
| Aug. 7, 1981 |
Remarks Before the Annual Meeting of the American Accounting Association, Chicago, Illinois |
Chairman John S. R. Shad |
| Jul. 7, 1981 |
Risk Taking and Capital Formation, Town Hall of California, Los Angeles, California |
Commissioner Barbara S. Thomas |
| Second Quarter |
| Jun. 19, 1981 |
Regulating the Deregulators, National Association of Manufacturers Subcommittee on Corporate Governance, Philadelphia, Pennsylvania |
Commissioner Barbara S. Thomas |
| Jun. 15, 1981 |
The Options Markets Come of Age: Their Past, Present and Future, Options and the Law: Corporate Issues, Options Legal Forum, American Stock Exchange, Inc., San Francisco California |
Commissioner Barbara S. Thomas |
| Jun. 12, 1981 |
A New Regulatory Approach to Venture Capital, Bureau of Industrial Economics, U.S. Department of Commerce, Washington, D.C. |
Commissioner Stephen J. Friedman |
| Jun. 8, 1981 |
The Options Markets Come of Age: Their Past, Present and Future, Options and the Law: Corporate Issues, Options Legal Forum, American Stock Exchange, Inc., New York, New York |
Commissioner Barbara S. Thomas |
| May 29, 1981 |
Overregulation and Deregulation -- The Role of Lawyers and the Private Bar, First Annual Ray Garrett, Jr. Corporate and Securities Law Institute, Northwestern University School of Law, Chicago, Illinois |
Commissioner Stephen J. Friedman |
| May 16, 1981 |
The Worthy Lawyer, Columbus School of Law of the Catholic University of America, Washington, D.C. |
Commissioner Stephen J. Friedman |
| May 14, 1981 |
Perspectives of a New Commissioner, N.Y.U. Club, New York, New York |
Commissioner Barbara S. Thomas |
| May 7, 1981 |
An Experiment in Deregulation, 1981 AICPA National Conference for CPAs in Industry, Atlanta, Georgia |
Commissioner Stephen J. Friedman |
| May 5, 1981 |
The Illusion of Intrastate Banking, Policy Committee, Johns Hopkins University Center for Metropolitan Planning and Research, Baltimore, Maryland |
Commissioner Stephen J. Friedman |
| Apr. 28 , 1981 |
Responsible Deregulation, Federal Bar Association, Washington, D.C. |
Commissioner Barbara S. Thomas |
| Apr. 27, 1981 |
Blue Skies and New Horizons of Cooperation, North American Securities Administrators Association, Washington, D. C. |
Commissioner John R. Evans |
| Apr. 24, 1981 |
The Foreign Corrupt Practices Act: The Chapee Amendments, Fourteenth Annual Meeting, Association of American Chambers of Commerce in Latin America, Washington, D.C. |
Commissioner Stephen J. Friedman |
| First Quarter |
| Mar. 24, 1981 |
Deregulation: An Approach and a Proposal, New York Chapter, Financial Executives Institute, New York City, New York |
Commissioner Stephen J. Friedman |
| Feb. 27, 1981 |
The Accountable Regulator, SEC Speaks, Washington, D.C. |
Chairman Harold M. Williams |
| Feb. 25, 1981 |
The Accounting Provisions of the Foreign Corrupt Practices Act, University of Kentucky, Distinguished Speaker Series, College of Business and Economics, Lexington, Kentucky |
Commissioner Stephen J. Friedman |
| Feb. 14, 1981 |
The Petrified Forest: Litigation in America, 1981 Northwest Securities Institute, Washington State Bar Association, Seattle, Washington |
Commissioner Stephen J. Friedman |
| Jan. 22, 1981 |
The Corporation as a Continuing Enterprise, Securities Regulation Institute, San Diego, California |
Chairman Harold M. Williams |
| Jan. 21, 1981 |
The Accounting Profession and the Challenges Ahead, The San Diego Chapters of the National Association of Accountants and the California CPA Society, San Diego, California |
Chairman Harold M. Williams |
| Jan. 13, 1981 |
The Accounting Provisions of the Foreign Corrupt Practices Act: An Analysis, SEC Developments Conference, American Institute of Certified Public Accountants, Washington, D.C. |
Chairman Harold M. Williams |
1981 Speeches and Statements by Commission Staff
| Date |
Title |
Author |
| Nov. 16, 1981 |
Remarks to the 1981 SEC Accounting Conference, Foundation for Accounting Education, New York State Society of Certified Public Accountants, New York, New York |
John M. Fedders, Director, Division of Enforcement |
| Oct. 12, 1981 |
Address to the 64th Annual Conference of the North American Securities Administrators Association, Atlanta, Georgia |
John M. Fedders, Director, Division of Enforcement |
| Oct. 8, 1981 |
Remarks to the Fall Meeting of the Association of General Counsel, Washington, D.C. |
John M. Fedders, Director, Division of Enforcement |
http://www.sec.gov/news/speech/speecharchive/1981speech.shtml
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