What's New on the SEC Website
February 14, 2013

Administrative Proceedings

• Aladdin Capital Management LLC and Aladdin Capital LLC; Joseph A. Schlim (Release No. 34-68931; File Nos. 3-15134, 3-15135)

Testimony

• "Wall Street Reform: Oversight of Financial Stability and Consumer and Investor Protections" by Elisse B. Walter, Chairman, Before the United States Senate Committee on Banking, Housing, and Urban Affairs

Investment Company Act Notices and Orders

• Emerging Global Advisors, LLC, et al. (Release No. IC-30382; File No. 812-14117; February 13, 2013)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category (Release No. 34-68918; File No. SR-FINRA-2013-014; February 13, 2013); see also Exhibit 5
   
• ISE: Notice of Filing of Proposed Rule Change to Amend the Minimum Trading Increments for Mini Options (Release No. 34-68919; File No. SR-ISE-2013-08; February 13, 2013); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks (Release No. 34-68917; File No. SR-NASDAQ-2013-026; February 13, 2013)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks (Release No. 34-68916; File No. SR-BX-2013-012; February 13, 2013)
   
• NYSE: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Deleting NYSE Rules 95(c) and (d) and NYSE MKT Rules 95(c) and (d) - Equities and Related Supplementary Material (Release No. 34-68923; File Nos. SR-NYSE-2012-57, SR-NYSEMKT-2012-58; February 13, 2013)
   
• NYSEMKT: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Deleting NYSE Rules 95(c) and (d) and NYSE MKT Rules 95(c) and (d) - Equities and Related Supplementary Material (Release No. 34-68923; File Nos. SR-NYSE-2012-57, SR-NYSEMKT-2012-58; February 13, 2013)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Customer Rebate Program and Other Technical Amendments (Release No. 34-68924; File No. SR-Phlx-2013-13; February 13, 2013); see also Exhibit 5