| Date |
Testimony |
Speaker |
| Fourth Quarter |
| Dec. 8, 2010 |
Testimony on U.S. Equity Market Structure by the U.S. Securities and Exchange Commission, Before the Subcommittee on Securities, Insurance, and Investment of the United States Senate Committee on Banking, Housing, and Urban Affairs and the United States Senate Permanent Subcommittee on Investigations |
Chairman Mary L. Schapiro |
| Third Quarter |
| Sep. 30, 2010 |
Testimony Concerning Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act by the U.S. Securities and Exchange Commission, Before the United States Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Mary L. Schapiro |
| Sep. 24, 2010 |
Testimony Concerning Executive Compensation Oversight after the Dodd-Frank Wall Street Reform and Consumer Protection Act, Before the Committee on Financial Services of the United States House of Representatives |
Meredith B. Cross
Director, Division of Corporation Finance |
| Sep. 22, 2010 |
Testimony Concerning Investigating and Prosecuting Fraud after the Fraud Enforcement and Recovery Act, Before the United States Senate Committee on the Judiciary |
Robert Khuzami, Director, Division of Enforcement |
| Sep. 22, 2010 |
Oversight of the SEC Inspector General's Report on the "Investigation of the SEC's Response to Concerns Regarding Robert Allen Stanford's Alleged Ponzi Scheme" and Improving SEC Performance, Before the United States Senate Committee on Banking, Housing, and Urban Affairs |
Rose L. Romero, Regional Director, Fort Worth Regional Office |
| Sep. 22, 2010 |
Oversight of the SEC Inspector General's Report on the "Investigation of the SEC's Response to Concerns Regarding Robert Allen Stanford's Alleged Ponzi Scheme" and Improving SEC Performance, Before the United States Senate Committee on Banking, Housing, and Urban Affairs |
Robert Khuzami, Director, Division of Enforcement, and Carlo di Florio, Director, Office of Compliance Inspections and Examinations |
| Sep. 16, 2010 |
“Legislative Proposals to Address Concerns Over the SEC’s New Confidentiality Provision”, Before the United States House of Representatives Committee on Financial Services |
Chairman
Mary L. Schapiro |
| Jul 20, 2010 |
Oversight of the U.S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges, Before the Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises of the United States House of Representatives Committee on Financial Services
[PDF version] |
Chairman
Mary L. Schapiro |
| Jul 20, 2010 |
Testimony Concerning Continuing Oversight on International Cooperation to Modernize Financial Regulation, Before the United States Senate Banking Subcommittee on Security and International Trade and Finance
[PDF version] |
Commissioner
Kathleen L. Casey |
| Second Quarter |
| May 21, 2010 |
Testimony Concerning Accounting and Auditing Standards:
Pending Proposals and Emerging Issues, Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the House Committee on Financial Services |
James L. Kroeker, Chief Accountant |
| May 20, 2010 |
Examining the Causes and Lessons of the May 6th Market Plunge, before the Subcommittee on Securities, Insurance, and Investment of the United States Senate Committee on Banking, Housing, and Urban Affairs
[PDF version] |
Chairman
Mary L. Schapiro |
| May 11, 2010 |
Testimony Concerning the Severe Market Disruption on May 6, 2010, before the Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the U.S. House of Representatives
[PDF version] |
Chairman
Mary L. Schapiro |
| Apr. 28, 2010 |
Testimony before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. Senate |
Chairman
Mary L. Schapiro |
| Apr. 20, 2010 |
Testimony Concerning the Lehman Brothers Examiner's Report, Before the Financial Services Committee, U.S. House of Representatives |
Chairman
Mary L. Schapiro |
| First Quarter |
| Mar. 17, 2010 |
Testimony Before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. House of Representatives |
Chairman
Mary L. Schapiro |
| Jan. 14, 2010 |
Testimony Concerning the State of the Financial Crisis, Before the Financial Crisis Inquiry Commission |
Chairman
Mary L. Schapiro |
