SEC Congressional Testimony

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Date	Testimony	Speaker
Fourth Quarter
Dec. 12, 2012	Testimony on Title VII Implementation, Before the Capital Markets and Government Sponsored Enterprises Subcommittee of the Committee on Financial Services, U.S. House of Representatives	Robert Cook, Director, Division of Trading & Markets
Third Quarter
Jul. 17, 2012	Testimony on Title VII Implementation, Before the Committee on Agriculture, Nutrition & Forestry, United States Senate	Robert Cook, Director, Division of Trading & Markets
Second Quarter
Jun. 28, 2012	Testimony Concerning the "JOBS Act in Action Part II: Overseeing Effective Implementation of the JOBS Act at the SEC", Before the Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs Oversight and Government Reform Committee, U.S. House of Representatives	Chairman Mary L. Schapiro
Jun. 21, 2012	Testimony on “Perspectives on Money Market Mutual Fund Reforms”, Before the Committee on Banking, Housing, and Urban Affairs of the United States Senate	Chairman Mary L. Schapiro
Jun. 19, 2012	Testimony on “Examining Bank Supervision and Risk Management in Light of JPMorgan Chase’s Trading Loss”, Before the Committee on Financial Services, United States House of Representatives	Chairman Mary L. Schapiro
May 22, 2012	Testimony on Implementing Derivatives Reform: Reducing Systemic Risk and Improving Market Oversight, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate	Chairman Mary L. Schapiro
May 17, 2012	Testimony on "Examining the Settlement Practices of U.S. Financial Regulators", before the Committee on Financial Services, U.S. House of Representatives	Robert Khuzami, Director, Division of Enforcement
Apr. 25, 2012	Testimony on “SEC Oversight”, Before the Capital Markets and Government Sponsored Enterprises Subcommittee and Financial Institution and Consumer Credit Subcommittee of the U.S. House of Representatives Committee on Financial Services	Chairman Mary L. Schapiro
Apr. 24, 2012	Testimony on The Collapse of MF Global: Lessons Learned and Policy Implications, before the Committee on Banking, Housing, and Urban Affairs, United States Senate	Robert Cook, Director, Division of Trading and Markets
Apr. 17, 2012	Testimony Concerning Economic Analysis in SEC Rulemaking, Before the Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs Oversight and Government Reform Committee, U.S. House of Representatives	Chairman Mary L. Schapiro
First Quarter
Mar. 28, 2012	Testimony Concerning Accounting and Auditing Oversight: Pending Proposals and Emerging Issues Confronting Regulators, Standard Setters, and the Economy, before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the House Committee on Financial Services	James L. Kroeker, Chief Accountant, U.S. Securities and Exchange Commission
Mar. 22, 2012	Testimony Concerning "International Harmonization of Wall Street Reform: Orderly Liquidation, Derivatives, and the Volcker Rule", before the Committee on Banking, Housing, and Urban Affairs, United States Senate	Commissioner Elisse B. Walter
Mar. 21, 2012	Testimony Concerning Indemnification of Security-Based Swap Data Repositories, before the Subcommittee on Capital Markets and Government Sponsored Enterprises, United States House of Representatives	Ethiopis Tafara, Director, Office of International Affairs
Mar. 6, 2012	Testimony on SEC Budget, before the Subcommittee on Financial Services and General Government Committee on Appropriations, United States House of Representatives	Chairman Mary L. Schapiro
Jan. 18, 2012	Testimony on Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation, Before the Capital Markets and Government Sponsored Enterprises Subcommittee and Financial Institution and Consumer Credit Subcommittee of the U.S. House of Representatives Committee on Financial Services	Chairman Mary L. Schapiro

http://www.sec.gov/news/testimony.shtml