The Whistleblower Program was created by Congress on July 21, 2010 in Section 922 of the Dodd-Frank Act.
The SEC implemented the program by issuing Final Rules on May 25, 2011. These Final Rules are effective as of August 12, 2011.
If you have information about violations related to commodities, futures, or similar products, including all violations of the Commodity Exchange Act, please refer to the Commodity Futures Trading Commission’s whistleblower program.
If your information also implicates United States tax laws, you may want to learn more about the IRS Whistleblower Program.
The Department of Justice enforces the False Claims Act, another major whistleblower law.
While the SEC cannot recommend an attorney, we can provide resources from our Fast Answer database.
If you would like guidance on considerations the SEC uses when analyzing allegations of fraud and determining which cases to pursue, please see the SEC’s Division of Enforcement Manual.