OCC: Alphabetical Listing of Publications

#

Publications List "#"

There are no publications beginning with "#" on this site.

A

Publications List "A"

Title	Type
Accounts Receivable and Inventory Financing	Comptroller's Handbook
A Cross-Country Analysis of the Bank Supervisory Framework and Bank Performance	Economics Working Paper
Activities Permissible for a National Bank, Cumulative	Other Publication/Report
A Diagnostic Test for the Distribution-Free Efficiency Estimator - An Example Using U.S. Commercial Bank Data	Economics Working Paper
Agricultural Lending	Comptroller's Handbook
A Hazard Model of CAMELS Downgrades of Low-Risk Community Banks	Economics Working Paper
Allowance for Loan and Lease Losses	Comptroller's Handbook
Alternative Assets and Public Pension Plan Performance	Economics Working Paper
A Markov Model of Bank Failure Estimated Using an Information-Theoretic Approach	Economics Working Paper
A Markov View of Bank Consolidation: 1960-2000	Economics Working Paper
Analysis of Proposals for a Minimum Subordinated Debt Requirement	Economics Working Paper
Analytical Review of Income and Expense	Comptroller's Handbook
An Empirical Evaluation of Value at Risk by Scenario Simulation	Economics Working Paper
An Evaluation of the Federal Reserve Bank of Boston's Study of Racial Discrimination in Mortgage Lending	Economics Working Paper
Annual Report: 2003	Annual Report
Annual Report: 2004	Annual Report
Annual Report: 2005	Annual Report
Annual Report: 2006	Annual Report
Annual Report: 2007	Annual Report
Annual Report: 2008	Annual Report
Annual Report: 2009	Annual Report
Annual Report: 2010	Annual Report
Annual Report: 2011	Annual Report
Another Day, Another Collar: An Evaluation of the Effects of NYSE Rule 80A on Trading Costs and Intermarket Arbitrage	Economics Working Paper
A Pocket Guide to Detecting Red Flags in Board Reports (Electronic only)	Other Publication/Report
Are Early Warning Models Still Useful Tools for Bank Supervisors?	Economics Working Paper
Are Foreign Banks Out-Competing U.S. Banks in the U.S. Market?	Economics Working Paper
Asset Management	Comptroller's Handbook
Asset Management Operations and Controls	Comptroller's Handbook
Asset Securitization	Comptroller's Handbook

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B

Publications List "B"

Title	Type
Background Investigations	Licensing Manual
Bank Accounting Advisory Series	Other Publication/Report
Bank Dealer Activities	Comptroller's Handbook
Bankers' Acceptances	Comptroller's Handbook
Bank Failure: An Evaluation of the Factors Contributing to the Failure of National Banks	Other Publication/Report
Bank Failure: Evidence from the Colombian Financial Crisis	Economics Working Paper
Banking Industry Consolidation: Past Changes and Implications for the Future	Economics Working Paper
Bank Organizational Form and the Risks of Expanded Activities	Economics Working Paper
Bank Premises and Equipment	Comptroller's Handbook
Bank Supervision Process	Comptroller's Handbook
Bank Supervision Process	Comptroller's Handbook
Becoming a National Bank	Licensing Manual
Branch Closings	Licensing Manual
Branches and Relocations	Licensing Manual
Business Combinations	Licensing Manual

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C

Publications List "C"

Title	Type
Capital Accounts and Dividends	Comptroller's Handbook
Capital and Dividends	Licensing Manual
Cash Accounts	Comptroller's Handbook
Change in Bank Control	Licensing Manual
Changes in Directors and Senior Executive Officers	Licensing Manual
Changes of Corporate Title and Address	Licensing Manual
Charter Flips by National Banks	Economics Working Paper
Charters	Licensing Manual
Check Credit	Comptroller's Handbook
Check Fraud: A Guide to Avoiding Losses	Other Publication/Report
Classifying Applicants for Fair Lending Analyses: What Do the Data Have to Say?	Economics Working Paper
Collective Investment Funds	Comptroller's Handbook
Comments to Other Agencies	Licensing Manual
Commercial Banking Structure, Regulation, and Performance: An International Comparison	Economics Working Paper
Commercial Loans	Comptroller's Handbook
Commercial Real Estate and Construction Lending	Comptroller's Handbook
Common Practices for Country Risk Management in U.S. Banks	Other Publication/Report
Community Bank Strategic Lending Choices and Performance	Economics Working Paper
Community Bank Supervision	Comptroller's Handbook
Community Reinvestment Act Examination Procedures	Comptroller's Handbook
Comparative International Characteristics of Banking	Economics Working Paper
Compliance	Comptroller's Handbook
Compliance Management System	Comptroller's Handbook
Concentrations of Credit	Comptroller's Handbook
Conflicts of Interest	Comptroller's Handbook
Consigned Items and Other Customer Services	Comptroller's Handbook
Conversions	Comptroller's Handbook
Correlation in Credit Risk	Economics Working Paper
Cost of Funds Report (Historical Data - July 2011)	Other Publication/Report
Cost of Funds Report (Historical Data - June 2011)	Other Publication/Report
Cost of Funds Report - August 15, 2011	Other Publication/Report
Cost of Funds Report - September 15, 2011	Other Publication/Report
Country Risk Management	Comptroller's Handbook
Credit Card Lending	Comptroller's Handbook
Custody Services	Comptroller's Handbook
Customer Assistance Group Brochure	Other Publication/Report

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D

Publications List "D"

Title	Type
Debt Structure, Market Value of Firm, and Recovery Rate	Economics Working Paper
Default Estimation for Low-Default Portfolios	Economics Working Paper
Depository Services	Comptroller's Handbook
Detecting Red Flags in Board Reports (Electronic only)	Other Publication/Report
Determinants of Cost Efficiencies in Bank Mergers	Economics Working Paper
Director Waivers	Licensing Manual
Discrete-Time Continuous-State Interest Rate Models	Economics Working Paper
Does Multiple Jeopardy Exist in Mortgage Markets?	Economics Working Paper
Due From Banks	Comptroller's Handbook
Duties and Responsibilities of Directors	Comptroller's Handbook

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E

Publications List "E"

Title	Type
Electronic Fund Transfer Act-Regulation E	Comptroller's Handbook
Emerging Market Country Products and Trading Activities	Comptroller's Handbook
Employee Benefits	Comptroller's Handbook
Equal Housing Lender - English	Other Publication/Report
Equal Housing Lender - Spanish	Other Publication/Report
Evaluating Design Choices in Economic Capital Modeling: A Loss Function Approach	Economics Working Paper
Evaluating Statistical Models of Mortgage Lending Discrimination: A Bank-Specific Analysis	Economics Working Paper
Exposure at Default of Unsecured Credit Cards	Economics Working Paper

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F

Publications List "F"

Title	Type
Factors Influencing a Firm's Adoption of New Reporting Requirements: SFAS 122 and Mortgage Servicers	Economics Working Paper
Failure Acquisitions	Licensing Manual
Fair Credit Reporting	Comptroller's Handbook
Fair Lending	Comptroller's Handbook
Fair Lending Analysis of Mortgage Pricing: Does Underwriting Matter?	Economics Working Paper
Federal Branches and Agencies	Licensing Manual
Federal Branches and Agencies Supervision	Comptroller's Handbook
Fee-Based Services and Cost Efficiency in Commercial Banks	Economics Working Paper
Fiduciary Powers	Licensing Manual
Financial Access in the 21st Century	Other Publication/Report
Flood Disaster Protection	Comptroller's Handbook
Floor Plan Loans	Comptroller's Handbook
Foreclosures of Subprime Mortgages in Chicago: Analyzing the Role of Predatory Lending Practices	Economics Working Paper
Foreign Exchange	Comptroller's Handbook
Foreign-Owned Banks in the U.S.: Earning Market Share or Buying It?	Economics Working Paper
Form 1502-E - Charter, Federal Stock Association	Licensing Manual
Form 1502-F - Charter, Federal Mutual Association	Licensing Manual
Form 1563 - Charter and Bylaw Amendments	Licensing Manual
Full Paper (PDF 168KB)	Economics Working Paper
Full Paper (PDF 75KB)	Economics Working Paper
Futures Commission Merchant Activities	Comptroller's Handbook

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G

Publications List "G"

Title	Type
General Policies and Procedures	Licensing Manual
Guide to Mortgage Lending in Indian Country	Other Publication/Report
Guide to the National Banking System	Other Publication/Report
Guide to Tribal Ownership of a National Bank	Licensing Manual

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H

Publications List "H"

Title	Type
Home Mortgage Disclosure	Comptroller's Handbook
Homeownership Counseling Examination Procedure	Comptroller's Handbook
How Low Can You Go? An Optimal Sampling Strategy for Fair Lending Exams	Economics Working Paper

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I

Publications List "I"

Title	Type
If You Become a Victim of Identity Theft	Other Publication/Report
Improving Value-at-Risk Estimates by Combining Kernal Estimation with Historical Simulation	Economics Working Paper
Information and Accuracy in Interest-Rate-Risk Simulation	Economics Working Paper
Insider Activities	Comptroller's Handbook
Installment Loans	Comptroller's Handbook
Insurance Activities	Comptroller's Handbook
Interest Rate Risk	Comptroller's Handbook
Interest Rate Risk Measures - Fourth Quarter 2011	Other Publication/Report
Interim Status Report: Foreclosure-Related Consent Orders	Other Publication/Report
Internal and External Audit Introduction	Comptroller's Handbook
Internal Controls	Comptroller's Handbook
Internal Controls -- A Guide for Directors	Other Publication/Report
Internal Controls Questionnaire	Comptroller's Handbook
Internet Banking: Developments and Prospects	Economics Working Paper
Interstate Banking, Branching, Organization Size, and Market Rivalry	Economics Working Paper
Introduction	Comptroller's Handbook
Investment in Bank Premises	Licensing Manual
Investment in Subsidiaries and Equities	Licensing Manual
Investment Management Services	Comptroller's Handbook
Investment Securities	Comptroller's Handbook

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J

Publications List "J"

Title	Type
Joint Implementation Plan, Dodd-Frank Sections 301-326	Other Publication/Report

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K

Publications List "K"

Title	Type
Key Differences Between National Bank Regulatory Requirements	Other Publication/Report

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L

Publications List "L"

Title	Type
Large Bank Retirement Services: A Comparative Practices Study	Economics Working Paper
Large Bank Supervision	Comptroller's Handbook
Lease Financing	Comptroller's Handbook
Leveraged Lending	Comptroller's Handbook
Limits to Relative Performance Evaluation - Evidence from Bank Executive Turnover	Economics Working Paper
Liquidity	Comptroller's Handbook
Litigation and Other Legal Matters	Comptroller's Handbook
Loan Level Data Collection: Field Definitions	Other Publication/Report
Loan Portfolio Management	Comptroller's Handbook
Loss Given Default of High Loan-to-Value Residential Mortgages	Economics Working Paper

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M

Publications List "M"

Title	Type
Management and Board Processes	Comptroller's Handbook
Management Information Systems	Comptroller's Handbook
Management Interlocks	Licensing Manual
Management Turnover, Regulatory Oversight, and Performance: Evidence from Banks	Economics Working Paper
Merchant Processing	Comptroller's Handbook
Missing Race Data in HMDA and the Implications for the Monitoring of Fair Lending Compliance	Economics Working Paper
Mortgage Banking	Comptroller's Handbook
Mortgage Metrics - Loan Level Data Collection (Fourth Quarter 2008)	Other Publication/Report
Mortgage Metrics Report: Fourth Quarter 2009	Other Publication/Report
Mortgage Metrics Report: October 2007 – March 2008	Other Publication/Report
Mortgage Metrics Report: Second Quarter 2008	Other Publication/Report
Mortgage Metrics Report: Third Quarter 2008	Other Publication/Report
Mortgage Metrics Report: Third Quarter 2009	Other Publication/Report
Mortgage Metrics Report - First Quarter 2009	Other Publication/Report
Mortgage Metrics Report - Fourth Quarter 2008	Other Publication/Report
Multivariate Estimation for Operational Risk with Judicious Use of Extreme Value Theory	Economics Working Paper
Mutual Fund Shareholders: Characteristics, Investor Knowledge, and Sources of Information	Economics Working Paper

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N

Publications List "N"

There are no publications beginning with "N" on this site.

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O

Publications List "O"

Title	Type
OCC's Quarterly Report on Bank Trading and Derivatives Activities	Other Publication/Report
OCC Reports Fourth Quarter Trading Revenue of $2.5 Billion	Other Publication/Report
OCC Reports Third Quarter Trading Revenue of $13.1 Billion	Other Publication/Report
Ombudsman Report 2011	Other Publication/Report
Other Assets (and Other Liabilities)	Comptroller's Handbook
Other Consumer Protection Laws and Regulations	Comptroller's Handbook
Other Real Estate Owned	Comptroller's Handbook
Out-of-State Entry and the Cost Efficiency of Local Commercial Banks	Economics Working Paper
Out-of-State Holding Company Affiliation and Small Business Lending	Economics Working Paper
overview	Comptroller's Handbook
Ownership and Asymmetric Information Problems in the Corporate Loan Market: Evidence from a Heteroskedastic Regression	Economics Working Paper

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P

Publications List "P"

Title	Type
Par Clearance in the Domestic Exchanges - The Impact of National Banknotes	Economics Working Paper
Payment Systems and Funds Transfer Activities	Comptroller's Handbook
Performance Accountability Report - Fiscal Year 2002	Other Publication/Report
Personal Fiduciary Services	Comptroller's Handbook
Predicting Large U.S. Commercial Bank Failures	Economics Working Paper
Privacy of Consumer Financial Information	Comptroller's Handbook
Private Placements	Comptroller's Handbook
Problem Bank Guide	Other Publication/Report
Problem Loans and Cost Efficiency in Commercial Banks	Economics Working Paper
Profit Persistence in Large U.S. Bank Holding Companies - An Empirical Investigation	Economics Working Paper
Protecting Tenants at Foreclosure Act of 2009	Comptroller's Handbook
Public Notice and Comment	Licensing Manual

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Q

Publications List "Q"

Title	Type
Quarterly Report on Bank Derivatives Activities: First Quarter 1996	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 1997	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 1998	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 1999	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2000	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2001	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2002	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2003	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2004	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2005	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2006	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2007	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2008	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: First Quarter 2009	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 1995	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 1996	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 1997	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 1998	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 1999	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2000	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2001	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2002	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2003	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2004	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2005	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2006	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2007	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2008	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Fourth Quarter 2009	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 1996	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 1997	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 1998	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 1999	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2000	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2001	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2002	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2003	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2004	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2005	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2006	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2007	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2008	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Second Quarter 2009	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 1996	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 1997	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 1998	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 1999	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2000	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2001	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2002	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2003	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2004	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2005	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2006	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2007	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2008	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2009	Other Publication/Report
Quarterly Report on Bank Derivatives Activities: Third Quarter 2010	Other Publication/Report

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R

Publications List "R"

Title	Type
Rating Credit Risk	Comptroller's Handbook
Real Estate Loans	Comptroller's Handbook
Real Estate Settlement Procedures	Comptroller's Handbook
Recent De Novo Bank Failures: How Important Is Supervisor Choice?	Economics Working Paper
Recent Trends in Bank Loan Syndications: Evidence for 1995 to 1999	Economics Working Paper
Recovering Technologies That Account for Generalized Managerial Preferences: An Application to Banks That Are Not Risk-Neutral	Economics Working Paper
Regulatory Distress Costs and Risk-Taking at U.S. Commercial Banks	Economics Working Paper
Related Organizations	Comptroller's Handbook
Retail Lending Examination Procedures	Comptroller's Handbook
Retail Nondeposit Investment Sales	Comptroller's Handbook
Retirement Plan Services	Comptroller's Handbook
Review of Regulatory Reports	Comptroller's Handbook
Risk-Based Capital, Portfolio Risk, and Bank Capital: A Simultaneous Equations Approach	Economics Working Paper
Risk Management and Insurance	Comptroller's Handbook
Risk Management of Financial Derivatives	Comptroller's Handbook

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S

Publications List "S"

Title	Type
SAFE Act examination procedures	Comptroller's Handbook
Sampling Methodologies	Comptroller's Handbook
Searching for Age and Gender Discrimination in Mortgage Lending	Economics Working Paper
Searching for an Optimal Strategy for Identifying Files to Review for Fair Lending Exams	Economics Working Paper
Securities Activities	Comptroller's Handbook
Securitization of Small Business Loans	Economics Working Paper
Servicemembers Civil Relief Act of 2003	Comptroller's Handbook
Significant Legal, Licensing, and Community Development Precedents	Other Publication/Report
Solving an Empirical Puzzle in the Capital Asset Pricing Model	Economics Working Paper
So That's Operational Risk! (How operational risk in mortgage-backed securities almost destroyed the world's financial markets and what we can do about it)	Economics Working Paper
Specification and Informational Issues in Credit Scoring	Economics Working Paper
Strategic Plan	Other Publication/Report
Subordinated Debt	Licensing Manual
Summary Of The Powers Of National Banks And Federal Savings Associations	Other Publication/Report
Survey of Credit Underwriting Practices Report 2010	Survey of Credit Underwriting

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T

Publications List "T"

Title	Type
Technological Innovation in Retail Payments:Key Developments and Implications for Banks	Other Publication/Report
Termination of National Bank Status	Licensing Manual
Testing Simple Markov Structures for Credit Rating Transitions	Economics Working Paper
The Director's Book - The Role of a National Bank Director (Electronic and print)	Other Publication/Report
The Effects of Choice-based Sampling and Small-sample Bias on Past Fair Lending Exams	Economics Working Paper
The Impact of the Growth of Large, Multistate Banking Organizations on Community Bank Profitability	Economics Working Paper
The Performance of De Novo Commercial Banks	Economics Working Paper
The Probability Approach to Default Probabilities	Economics Working Paper
The Repeal of Glass-Steagall and the Advent of Broad Banking	Economics Working Paper
The Risks and Returns Associated with the Insurance Activities of Foreign Subsidiaries of U.S. Banking Organizations	Economics Working Paper
The Separation of Banking and Commerce in the United States: an Examination of Principal Issues	Economics Working Paper
The U.S. Financial System in 2011: How Will Sufficient Credit Be Provided?	Economics Working Paper
The Wealth Effects of OCC Preemption Announcements After the Passage of the Georgia Fair Lending Act	Economics Working Paper
Trade Finance	Comptroller's Handbook
Truth in Lending Act	Comptroller's Handbook
Two Deposit Insurance Funds: In the Public Interest?	Economics Working Paper

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U

Publications List "U"

Title	Type
Under-specified Models and Detection of Discrimination in Mortgage Lending	Economics Working Paper
Unique and Hard-to-Value Assets	Comptroller's Handbook

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V

Publications List "V"

There are no publications beginning with "V" on this site.

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W

Publications List "W"

Title	Type
Wealth Effects of Intraholding Company Mergers: Evidence from Shareholder Returns	Economics Working Paper
Weekly Merger Public Comment Period Report	Other Publication/Report
Why Do De Novo Banks Choose a National Charter?	Economics Working Paper

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X

Publications List "X"

Title	Type
X-Efficiency and Management Quality in Commercial Banks	Economics Working Paper

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Y

Publications List "Y"

There are no publications beginning with "Y" on this site.

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Z

Publications List "Z"

There are no publications beginning with "Z" on this site.

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Alphabetical Listing of Publications

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