Adjudicative Proceedings

FTC Filings Office for Adjudicative Proceedings:

The paper originals, and requisite paper copies thereof, of all filings in adjudicative proceedings that must be filed with the Office of the Secretary should be (1) delivered to Room H-113 in the Commission Headquarters Building, at 600 Pennsylvania Avenue, NW, Washington, D.C. 20580, or (2) mailed to the following address:

Office of the Secretary
Federal Trade Commission
Room H-113
600 Pennsylvania Avenue, NW
Washington, D.C. 20580.

FTC E-Filng System

The E-Filing System is a web-based application that is used to receive public filings in adjudicative proceedings conducted under Part 3 of the Commission's Rules of Practice.

Important Links:

Procedures Governing the Preparation of Commission Final Orders and Opinions

Status of Adjudicative Proceedings Pending Before Administrative Law Judges Quarterly Report – July 26, 2011.

FTC Rules (16 CFR 0-999)

FTC Rules Part 0-4 – Applicable to Part 3 Proceedings Initiated before January 14, 2009

16 C.F.R. Part 3 and Part 4: Rules of Practice Regarding Adjudicative Proceedings: Interim Final Rules And Request For Public Comment

Notice of Appearance Form for Adjudicative Proceedings



  • Docket No. 9354
    In the Matter of Integrated Device Technology, Inc., a corporation, and PLX Technology, Inc., a corporation
  • Docket No. 9353
    In the Matter of Reading Health System, a corporation, and Surgical Institute of Reading, a limited partnership
  • Docket No. 9352
    In the Matter of Omnicare, Inc., a corporation
  • Docket No. 9351
    In the Matter of McWane, Inc., a corporation, and Star Pipe Products, Ltd., a limited partnership
  • Docket No. 9350
    In the Matter of Graco Inc., a corporation, Illinois Tool Works Inc., a corporation, and ITW Finishing LLC, a limited liability company
  • Docket No. 9349
    In the Matter of OSF Healthcare System, a corporation, and Rockford Health System, a corporation
  • Docket No. 9348
    In the Matter of Phoebe Putney Health System, Inc., Phoebe Putney Memorial Hospital, Inc., Phoebe North, Inc., HCA Inc., Palmyra Park Hospital, Inc., and Hospital Authority of Albany-Dougherty County
  • Docket No. 9347
    In the Matter of Universal Computers and Electronics, Inc., doing business as Appliancebestbuys.com, and doing business as universallcdtv.com, a corporation
  • Docket No. 9346
    In the Matter of ProMedica Health System, Inc., a corporation
  • Docket No. 9345
    In the Matter of Laboratory Corporation of America and Laboratory Corporation of America Holdings
  • Docket No. 9344
    In the Matter of POM Wonderful LLC and Roll Global LLC, as successor in interest to Roll International Corporation, companies, and Stewart A. Resnick, Lynda Rae Resnick, and Matthew Tupper, individually and as officers of the companies
  • Docket No. 9343
    In the Matter of The North Carolina Board of Dental Examiners
  • Docket No. 9342
    In the Matter of The Dun & Bradstreet Corporation
  • Docket No. 9341
    In the Matter of Intel Corporation, a corporation. .
  • Docket No. 9340
    In the Matter of The M Group, Inc., also doing business as Bamboosa, a corporation and Mindy Johnson, Michael Moore, and Morris Saintsing, individually and as members of the corporation.
  • Docket No. 9339
    In the Matter of Thoratec Corporation, a corporation, and HeartWare International, Inc., a corporation.
  • Docket No. 9338
    In the Matter of Carilion Clinic, a corporation.
  • Docket No. 9337
    In the Matter of CSL Limited, a corporation, and Cerberus-Plasma Holdings, LLC, a limited liability company
  • Docket No. 9336
    In the Matter of Dyna-E International, Inc., a corporation; and George Wheeler, individually and as an officer of Dyna-E International, Inc.
  • Docket No. 9335
    In the Matter of CRH plc, a corporation; Oldcastle, Inc., a corporation; Oldcastle Architectural, Inc., a corporation; Robert Schlegel, an individual; and Pavestone Company, L.P., a limited partnership.
  • Docket No. 9334
    In the Matter of CCC Holdings Inc., a corporation, and Aurora Equity Partners III L.P., a limited partnership.
  • Docket No. 9333
    In the Matter of Red Sky Holdings LP, a limited partnership, and Newpark Resources, Inc., a corporation
  • Docket No. 9332
    In the Matter of Alexander Heckman, individually and doing business as Omega Supply, and Erick Del Rio, individually.
  • Docket No. 9331
    In the Matter of Mary T. Spohn, individually and doing business as Herbs for Cancer.
  • Docket No. 9330
    In the Matter of Gemtronics, Inc., a corporation, and William H. Isely, individually, and as the owner of Gemtronics, Inc.
  • Docket No. 9329
    In the Matter of Daniel Chapter One, a corporation, and James Feijo, individually, and as an officer of Daniel Chapter One.
  • Docket No. 9328
    In the Matter of Native Essence Herb Company, a corporation; Mark J. Hershiser, individually, doing business as Native Essence Herb Company, and as an officer of the corporation; and Marianne Hershiser, individually, doing business as Native Essence Herb Company, and as an officer of the corporation.
  • Docket No. 9327
    In the Matter of Polypore International, Inc., a corporation.
  • Docket No. 9326
    In the Matter of Inova Health Systems Foundation and Prince William Health System, Inc.
  • Docket No. 9325
    In the Matter of Herbs Nutrition Corporation and Syed M. Jafry.
  • Docket No. 9324
    In the Matter of Whole Foods Market, Inc., and Wild Oats Markets, Inc.
  • Docket No. 9323
    In the Matter of Paul L. Foster, Western Refining, Inc., and Giant Industries, Inc.
  • Docket No. 9322
    In the Matter of Equitable Resources, Inc., Dominion Resources, Inc., Consolidated Natural Gas Company, and The Peoples Natural Gas Company.
  • Docket No. 9321
    In the Matter of MiRealSource, Inc.
  • Docket No. 9320
    In the Matter of Realcomp II Ltd.
  • Docket No. 9319
    In the Matter of Nationwide Mortgage Group, Inc., and John D. Eubank.
  • Docket No. 9318
    In the Matter of Basic Research.
  • Docket No. 9317
    In the Matter of Dynamic Health Of Florida, LLC, Chhabra Group, LLC, DBS Laboratories, LLC, limited liability companies; Vineet K. Chhabra, also known as Vincent K. Chhabra individually and as an officer of Dynamic Health of Florida, LLC, and Chhabra Group, LLC; and Jonathan Barash, individually and as an officer of DBS Laboratories, LLC.
  • Docket No. 9316
    In the Matter of Arch Coal, Inc., a corporation; New Vulcan Coal Holdings, LLC, a limited liability company; and Triton Coal Company, LLC, a limited liability company.
  • Docket No. 9315
    Evanston Northwestern Healthcare Corporation and ENH Medical Group, Inc.
  • Docket No. 9314
    In the Matter of Piedmont Health Alliance, Inc., a Corporation, et al.
  • Docket No. 9313
    In the Matter of Telebrands Corp., TV Savings LLC, and Ajit Khubani.
  • Docket No. 9312
    In the Matter of North Texas Specialty Physicians.
  • Docket No. 9311
    In the Matter of South Carolina State Board of Dentistry.
  • Docket No. 9310
    In the Matter of Aspen Technology, Inc.
  • Docket No. 9309
    In the Matter of Kentucky Household Goods Carriers Association, Inc.
  • Docket No. 9308
    In the Matter of Movers Conference of Mississippi, Inc.
  • Docket No. 9307
    In the Matter of Alabama Trucking Association, Inc.
  • Docket No. 9306
    In the Matter of California Pacific Medical Group, Inc.
  • Docket No. 9305
    In the Matter of Union Oil Company of California.
  • Docket No. 9304
    In the Matter of Quicken Loans Inc.
  • Docket No. 9303
    In the Matter of Lentek International, Inc.
  • Docket No. 9302
    In the Matter of Rambus Incorporated.
  • Docket No. 9301
    In the Matter of Libbey Inc. and Newell Rubbermaid, Inc.
  • Docket No. 9300
    In the Matter of Chicago Bridge & Iron Company N.V., Chicago Bridge & Iron Company, and Pitt-Des Moines, Inc.
  • Docket No. 9299
    In the Matter of MSC.Software Corporation.
  • Docket No. 9298
    In the Matter of Polygram Holding, Inc.; Decca Music Group Limited; UMG Recordings, Inc.; and Universal Music & Video Distribution Corp.
  • Docket No. 9297
    In the Matter of Schering-Plough Corporation, Upsher-Smith Laboratories, and American Home Products Corporation.
  • Docket No. 9296
    File No. 001 0120

    In the Matter of Swedish Match North America Inc., and National Tobacco Company, L.P.
  • Docket No. 9295
    In the Matter of H.J. Heinz Company; Milnot Holding Corporation; and Madison Dearborn Partners Capital, L.P.
  • Docket No. 9294
    In the Matter of Natural Organics, Inc., a corporation,
    and Gerald A. Kessler, individually and as an officer of the corporation.
  • Docket No. 9293
    In the Matter of Hoechst Marion Roussel, Inc., a corporation, Carderm Capital L.P., a limited partnership, and Andrx Corporation, a corporation.
  • Docket No. 9292
    In the Matter of Dura Lube Corporation, American Direct Marketing, Inc., Howe Laboratories, Inc., Crescent Manufacturing, Inc., National Communications Corporation, The Media Group, Inc., corporations, and Herman S. Howard, individually and as an officer of the corporations, and Scott Howard, individually and as an officer of the corporations.
  • Docket No. 9291
    In the Matter of of Motor-Up Corporation, Et a
  • Docket No. 9290
    In the Matter of Monier Lifetile, LLC, a corporation; Boral LTD., a corporation; Lafarge S.A., a corporation;
  • Docket No. 9289
    In the Matter of Tenet Healthcare Corporation
  • Docket No. 9288
    In the Matter of Intel Corporation, a corporation.
  • Docket No. 9287
    In the Matter of Continental Gown Cleaning Service, Inc.; Nationwide Gown Cleaning Service, Inc.; Prestige Gown Cleaning Service, Inc., also doing business as Prestige Gown Service, Inc.; Gown Cleaning Service, Inc.; and Jonathan Ashley, Ltd., corporations; and Lewis Weissman and Gary Marcus, individually and as officers of the corporations.
  • Docket No. 9286
    In the Matter of Summit Technology, Inc. and VISX, Inc.
  • Docket No. 9285
    In the Matter of R.J. Reynolds Tobacco Company
  • Docket No. 9284
    In the Matter of Mesa County Physicians Independent Practice Association, Inc.
  • Docket No. 9283
    In the matter of Butterworth Health Corporation and Blodgett Memorial Medical Center.
  • Docket No. 9282
    In the Matter of Automatic Data Processing, Inc., a corporation.
  • Docket No. 9281
    In the Matter of Exxon Corporation.
  • Docket No. 9280
    In the Matter of Quaker-State -- Slick 50, Inc., a corporation, Slick 50 Management, Inc., a corporation, Slick 50 Products Corp., a corporation, and Slick 50 Corp., a corporation.
  • Docket No. 9279
    In the Matter of Ciba-Geigy Corporation, and Ciba-Medication, Inc., corporations
  • Docket No. 9278
    In the Matter of Toys "R" Us, a corporation.
  • Docket No. 9277
    In the Matter of Brake Guard Products, Inc., and Ed Jones Inc.
  • Docket No. 9276
    In the Matter of BST Enterprises, Inc., a corporation, and Michael Woodruff, individually and as an officer and director of said corporation.
  • Docket No. 9274
    In the Matter of RustEvader Corporation, a/k/a Rust Evader Corporation, d/b/a REC Technologies, and David F. McCready
  • Docket No. 9272
    In the Matter of Home Shopping Network, Inc., Home Shopping Club, Inc. , and HSN Lifeway Health Products, Inc.
  • Docket No. 9270
    In the Matter of International Association of Conference Interpreters, a/k/a Association Internationale des Interprètes de Conférence, a corporation, and United States Region of the International Association of Conference Interpreters, an unincorporated association.
  • Docket No. 9268
    In the Matter of New Balance Athletic Shoe, Inc.
  • Docket No. 9267
    In the Matter of Metagenics, Inc., d/b/a Ethical Nutrients,, and Jeffrey Katke
  • Docket No. 9261
    In the Matter of Weight Watchers International, Inc.
  • Docket No. 9260
    In the Matter of Jenny Craig, Inc. and Jenny Craig International, Inc.
  • Docket No. 9259
    In the Matter of California Dental Association
  • Docket Nos. 9217-9222
    In the Matters of Harper & Row Publishers, Inc.; MacMillan, Inc.; The Hearst Corporation, and William Morrow and Co., Inc.; The Putnam Berkley Group, Inc.; Simon & Schuster, Inc.; and Random House, Inc.
  • Docket No. 9215
    In the Matter of Coca-Cola Bottling Co. of the Southwest, a corporation

Last Modified: Wednesday, January 2, 2013