| Initiator | Action Type | Description | Status | Date | Remarks | Associated Documents |
| Agora-X, LLC | Petition for Rulemaking | Petition to amend Reg 35 to clear OTC ag swaps | Pending | 10/29/2008 | | 1 |
| American Petroleum Institute | 4a(a)(7) Petition | Exemptive relief - bona fide hedging transactions | Pending | 03/13/2012 | | 1 |
| American Public Power Association et al. | Petition for Rulemaking | Petition to amend CFTC Rule 1.3(ggg)(4) | Pending | 07/12/2012 | | 9 |
| CAISO | 4(c) Action | Request for Supplemental 4(c) Order | Pending | 05/30/2012 | | 1 |
| Cantor Clearinghouse, L.P. | Request for Amended Order | Cantor Petition for Amended DCO Order | Pending | 07/30/2012 | Comments Due By: 09/10/2012 | 4 |
| Cargill, Inc. | No-Action | Relief from Certain ATOM Requirements | Action Taken | 01/11/2006 | | 0 |
| CFTC | Interpretation | Part 190- Bankruptcy-Account Class | Action Taken | 10/21/2004 | | 1 |
| CFTC | 4(c) Action | Final rulemaking amending Part 34 Regulations | Action Taken | 01/22/1993 | Amendments to Part 34 Regulations expanding the exemption applied to certain hybrid instruments that combine charateristics of futures/options with debt, equity, or depository interests, pursuant to CEA Section 4(c) authority. 58 FR 5580 (Jan 22, 1993). | 0 |
| CFTC | 4(c) Action | Proposed Part 35 Regulations | Action Taken | 01/22/1993 | | 0 |
| CFTC | 4(c) Action | Proposal to exempt certain credit default options | Action Taken | 06/04/2007 | The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. | 5 |
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