| Foreign Board of Trade | Location | Status | Date | Remarks | Associated Documents |
| Australian Securities Exchange | Sydney, AU | No-Action Letter Issued | 08/10/1999 | Applied for registration pursuant to Commission Regulation Part 48. | 1 |
| Australian Securities Exchange | Sydney, AU | Amended No-Action Letter Issued | 07/30/2001 | The no-action relief was amended to permit SFE (ASX) to place terminals in the facilities of non-exchange participants. | 1 |
| Australian Securities Exchange | Sydney, AU | Amended No-Action Letter Issued | 10/25/2004 | The no-action relief was amended to permit SFE (ASX) to place terminals in the facilities of non-exchange participants. | 1 |
| BM&F Bovespa S.A. - Bolsa de Valores, Mercadorias & Futuros | Sao Paulo, BR | No-Action Letter Issued | 09/26/2008 | Applied for registration pursuant to Commission Regulation Part 48. | 1 |
| Deutsche Terminborse | Frankfurt, DE | No-Action Letter Revoked | 08/10/1999 | No-action letter was issued 2/19/96. Letter issued to DTB was superseded when no-action letter was issued to Eurex Deutschland, successor to DTB, on 8/10/99. | 0 |
| Dubai Mercantile Exchange Limited | Dubai, AE | No-Action Letter Issued | 05/24/2007 | Applied for registration pursuant to Commission Regulation Part 48. | 1 |
| Dubai Mercantile Exchange Limited | Dubai, AE | Amended No-Action Letter Issued | 07/03/2008 | The no-action relief was amended to add additional conditions for contracts that DME lists for direct access from the U.S. that settle against any price of (1) a contract listed for trading on a DCM or DTEF, or (2) a contract listed for trading on an exempt commercial market that has been determined to be a significant price discovery contract. The additional conditions are that DME set position limits or position accountability levels (including related hedge exemption provisions) on these contracts, publish daily trading information, and provide a daily report of large trader positions and a quarterly report concerning positions held that are above the set position limits. | 1 |
| Eurex Deutschland | Frankfurt, DE | No-Action Letter Issued | 08/10/1999 | Applied for registration pursuant to Commission Regulation Part 48.
| 1 |
| Eurex Deutschland | Frankfurt, DE | Amended No-Action Letter Issued | 10/25/2004 | The no-action relief was amended to permit participants of The Clearing Corporation (CCorp) to carry positions in Eurex products pursuant to the Euro-link agreement between CCorp and Eurex Clearing AG. | 1 |
| Eurex Deutschland | Frankfurt, DE | Amended No-Action Letter Issued | 04/21/2006 | The no-action relief was amended to include, subject to certain conditions, Eurex members who are registered with the CFTC as CPOs or CTAs, or who are exempt from such CPO or CTA registration pursuant to Commission Regulation 4.13 or 4.14, and who wish to submit orders on behalf of U.S. pools they operate or U.S. customer accounts for which they have discretionary authority, respectively.
| 1 |
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