SEC Concept Releases Archive 2003

The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:

Additional Archives

2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994

Release No.	Date	Details
34-48966	Dec. 22, 2003	Interagency Proposal to Consider Alternative Forms of Privacy Notices under the Gramm-Leach-Bliley Act Comments due:  March 29, 2004 Rel. Nos.:  IA-2206, IC-26316 File No.:  S7-30-03 Appendix A Appendix B Appendix C Appendix D Federal Register PDF Comments received are available for this notice
33-8349	Dec. 19, 2003	Request for Comments on Measures to Improve Disclosure of Mutual Fund Transaction Costs Comments due:  Must be received by February 23, 2004. Rel. Nos.:  34-48952; IC-26313; File No.:  S7-29-03 Comments received are available for this notice
33-8236	Jun. 4, 2003	Rating Agencies and the Use of Credit Ratings Under the Federal Securities Laws Comments due:  July 28, 2003 Rel. Nos.:  34-47972; IC-26066 File No.:  S7-12-03 Comments received are available for this notice
34-47849	May 14, 2003	Request for Comment on Nasdaq Petition Relating to the Regulation of Nasdaq-Listed Securities Comments due:  June 19, 2003 File No.:  S7-11-03 Comments received are available for this notice
34-47571	Mar. 26, 2003	Request for Comment on the NYSE Petition Relating to Participant Fee Exemptions Comments due:  May 1, 2003 File No.:  S7-07-03 Comments received are available for this notice

http://www.sec.gov/rules/concept/conceptarchive/conceptarch2003.shtml