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ALJ Decisions & Orders:
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| AP No. | Date | Respondents |
| Fourth Quarter | ||
| 3-609 | Dec. 30, 1966 | Charles P. Lawrence
James G. Ewell, Hearing Examiner (Note: Opinion) |
| No Number | Dec. 27, 1966 | Millard M. Mier, John E. Lalich, Geraldine C. Gillespie, Carolyn J. Hendrickson Leo G. MacLaughlin Securities Co. File No. 8-6926 Sidney Gross, Hearing Examiner (Note: Finality Order) |
| 3-134 | Dec. 19, 1966 | Richard Bruce & Co., Inc. (8-923), Melvin Hiller, George Granat, Stanley Gross, Jeanne S. Earle, Aaron Fink, Robert A. Monahan
Sidney Ullman, Hearing Examiner (Note: Opinion) |
| 3-543 | Nov. 17, 1966 | Balanced Programs, Ltd. (8-10459), Charles S. Sperrazza
Samuel Binder, Hearing Examiner (Note: Finality Order) |
| 3-469 | Oct. 19, 1966 | Roman S. Gorski (801-2400)
Irving Schiller, Hearing Examiner (Note: Opinion) |
| 3-382 | Oct. 17, 1966 | Billings Associates, Inc. (8-11330), Pearne Billings, Judson Dockstader, William J. Irving, Arthur E. Laudenslager, Hedley Moore, Mitchel Steklof, Morris Cohen
Warren E. Blair, Hearing Examiner |
| 3-115 | Oct. 17, 1966 | Lawrence Securities Company (8-12017), Lawrence Jay Brown d/b/a Lawrence Securities Company (8-11971), Lawrence Jay Brown
Sidney Ullman, Hearing Examiner (Note: Finality Order) |
| Third Quarter | ||
| No Number | Aug. 26, 1966 | Century Securities Company (8-8623), Fred Colton, David T. Fleischman, William Reigel, Robert W. Nees, Pierre Pambrun, Jay B. Cook, Donald R. Brophy, John Desbrow
Sidney Gross, Hearing Examiner (Note: Opinion) |
| No Number | Aug. 25, 1966 | John C. Pappas, R. Baruch & Company, et al., Files 8-8712, et al. (A.T. Bod & Company, No. 8-6503) Sidney L. Feiler, Hearing Examiner (Note: Opinion) |
| 3-200 | Jul. 15, 1966 | International Hydrocarbons Ltd. (23S-1983)
Samuel Binder, Hearing Examiner |
| Second Quarter | ||
| No Number | Jun. 27, 1966 | Strathmore Securities, Inc., Auldus H. Turner, Jr., Ronald D. Turner, T. Theodore Turner, Theodore B. Henjum, Michael R. Ventura, Louis A. Moore, Alan J. Davis, Hugh M. Casper, John J. Baginski, Ethel I. Weber
Sidney L. Feiler, Hearing Examiner File No. 8-7323 (Note: Opinion) |
| 3-215 | Jun. 23, 1966 | Dixie Land and Timber Corporation (2-2278)
Samuel Binder, Hearing Examiner (Note: Finality Order) |
| 3-136 | Jun. 22, 1966 | William S. Marshall
Sidney Ullman, Hearing Examiner |
| No Number | May 31, 1966 | Huntington Securities Co., Inc. (8-8892), Benjamin Stein, Saul Kay, Peter Fotis, James De Mammos, Erwin Gersten
Sidney Ullman, Hearing Examiner (Note: Finality Order) |
| 3-43 | Apr. 25, 1966 | Van Hoozer & Company, Inc. (8-6810), Thomas H. Van Hoozer
Samuel Binder, Hearing Examiner (Note: Finality Order) |
| 3-163 | Apr. 7, 1966 | Costello, Russotto & Co. (8-9178), Frank A. Costello, Bernard Livingston, Jerold Irwin Kantor, Martin A. Fleischman, Joseph Baron, Floyd Earl O'Gorman
Sidney Gross, Hearing Examiner (Note: Finality Order) |
| No Number | Apr. 4, 1966 | Fabrikant Securities Corporation, et al. (8-9565)
Sidney Ullman, Hearing Examiner (Note: Finality Order) |
| 3-10 | Mar. 29, 1966 | Seaboard Securities Corporation (8-9753), Leon Nash, Harold Ignatoff
Irving Schiller, Hearing Examiner (Note: Opinion) |
| 3-145 | Mar. 21, 1966 | F. R. Burns & Company (8-4205), Floyd R. Burns
Sidney L. Feiler, Hearing Examiner (Note: Finality Order) |
| First Quarter | ||
| 3-227 | Mar. 16, 1966 | Marketlines, Inc. (801-3091), David S. Romanoff, Harold Schreiber / Elizabeth Schreiber d/b/a Commodity Trading Advisory Service (801-3066), Harold Schreiber
James G. Ewell, Hearing Examiner (Note: Opinion) |
| 3-3 | Feb. 28, 1966 | Stuart Perlman (24A-1733); Clifford Perlman; Aetna Securities Corporation - Offerors; Lum's Inc. - Issuer
Sidney Gross, Hearing Examiner (Note: Opinion) |
| 3-148 | Feb. 16, 1966 | C.A. Benson & Company, Inc. (8-6721), Carl A. Benson
Warren E. Blair, Hearing Examiner (Note: Finality Order) |
| 3-1 | Jan. 21, 1966 | Thomas F. Quinn, Norman B. Babat, Martin A. Fleischman, Jack Greenberg
Sidney Gross, Hearing Examiner (Note: Finality Order) |
| No Number | Jan. 4, 1966 | Christopher & Co., Inc. (8-9380), Jospeh Cannistraci, Peter Lobkowicz, a/k/a Leblovic, Alfred Miller, Theodore Sotell, William V. Simone, Irving Sherer, Bernard Freimark, Salvatore J. Ambrosino, Thomas Souran
Irving Schiller, Hearing Examiner (Note: Finality Order) |
| 3-364 | Jan. 3, 1966 | Waldman & Co. (8-11460), Seymour Waldman, Elliot Rose, Bernard Portnoy, Frank Engelman, Julius Gladstein, Samuel Lewis, Stuart Davis, Louis Pilnick, Reubin Ehrlich, Martin A. Fleishman, Norman B. Babat, Norman Pollisky, Aaron J. Gabriel, Allan Harris
Warren E. Blair, Hearing Examiner (Note: 3-364; Finality Order) |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1966.shtml
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