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ALJ Decisions & Orders:
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| AP No. | Date | Respondents |
| Fourth Quarter | ||
| 3-5281 | Nov. 29, 1978 | The Vanguard Group, Inc., et al.
Max O. Regensteiner, Administrative Law Judge |
| 3-5208 | Oct. 2, 1978 | Robert Berkson, Maurice Rind, James Gallentine
Irving Sommer, Administrative Law Judge |
| Third Quarter | ||
| 3-5282 | Sep. 11, 1978 | Bullington-Schas & Co., Inc., Edward J. Blumenfeld, and A. Dulaney Tipton, Jr.
Irving Sommer, Administrative Law Judge |
| 3-5226 | Sep. 1, 1978 | Delger Corporation (8-9914), Capital Planning Securities Company, Inc. (8-16856), Thomas A. Sartain, Sr.
Ralph Hunter Tracy, Administrative Law Judge |
| 3-5068 | Sep. 1, 1978 | The Boston Company Institutional Investors, Inc., John W. Bristol & Co., Inc., Raymond L. Dirks, The Dreyfus Corporation, Manning & Napier, Tomlin, Zimmerman & Parmelee, Inc.
David J. Markun, Administrative Law Judge |
| 3-5350 | Aug. 22, 1978 | Marcus, Schloss & Co., Inc. (8-17563), Frank S. Groseclose, Ronald R. Michno (8-18749), Robert A. Podesta (8-18739)
Irving Sommer, Administrative Law Judge |
| 3-5104 | Aug. 14, 1978 | Institutional Securities of Colorado, Inc., et al. (File No. 8-16443)
Edward B. Wagner, Administrative Law Judge |
| 3-4504 | Aug. 4, 1978 | Allen Mansfield
Warren E. Blair, Chief Administrative Law Judge |
| 3-5797 | Jul. 24, 1978 | Michael E. Tennenbaum (Bear, Stearns & Co. 8-00293) Ralph Hunter Tracy, Administrative Law Judge |
| Second Quarter | ||
| 3-5218 | Jun. 1, 1978 | Risers' Venture Management Co., Inc. (24NY-8038) Jerome K. Soffer, Administrative Law Judge |
| 3-5273 | May 25, 1978 | Emer-Go Corporation (24D-3462)
Irving Sommer, Administrative Law Judge |
| 3-4424 | Apr. 27, 1978 | Joseph A. Buongiorno, JAB Securities Co., Inc. (8-13252)
Irving Schiller, Administrative Law Judge |
| 3-5389 | Apr. 3, 1978 | New South Securities, Inc., et al.
Max O. Regensteiner, Administrative Law Judge |
| First Quarter | ||
| 3-5255 | Mar. 6, 1978 | Charles Michael West
Sidney Ullman, Administrative Law Judge |
| 3-5225 | Jan. 30, 1978 | M. Kimelman & Co. (812-4070)
Jerome K. Soffer, Administrative Law Judge |
| 3-5169 | Jan. 16, 1978 | Peter D. Giachini, John J. Murphy (812-4054)
Irving Sommer, Administrative Law Judge |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1978.shtml
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