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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1979

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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*AP No.*	*Date*	*Respondents*
Fourth Quarter
3-5794	Dec. 21, 1979	Royal W. Carson, Jr. Edward B. Wagner, Administrative Law Judge
3-5281	Oct. 4, 1979	The Vanguard Group, Inc., et al. Max O. Regensteiner, Administrative Law Judge
Third Quarter
3-5258	Aug. 2, 1979	Allen & Company (8-1804), Richard M. Crooks (William H. Langfield, II) Jerome K. Soffer, Administrative Law Judge
Second Quarter
3-4618	Jun. 18, 1979	Richard O. Bertoli, Catherine Bertoli, Alfred B. Averell, Jr., Raydop Corporation, Freelton Investments Limited Max O. Regensteiner, Administrative Law Judge
3-5439	Jun. 18, 1979	Stilwell Coker & Co., Inc., S.C. Associates, Inc., First South Carolina Corp., Charles D. Stilwell, Stephen C. Coker, Vincent P. Kane, Howard Spencer Hart, Donald R. Huffman, Joan H. Schumann, Alfred R. Hughes, Jr., Margaret C. Thornal Irving Schiller, Administrative Law Judge
3-5433	Apr. 17, 1979	Donald & Co. Securities, Inc., et al. (8-20952) Edward B. Wagner, Administrative Law Judge
First Quarter
3-5302	Mar. 28, 1979	Steven S. Mitchell, Clyde Reynolds Mahnke, Lawrence Dennis Dougherty, Michael W. Engmann, Noam Rand, Richard James French, Rainbow Options, Geoffrey B. Haynes, Ethan Aldridge Co., Inc., Herbert C. Kurlan, Jose C. Pascual Irving Schiller, Administrative Law Judge
3-5464	Mar. 7, 1979	William R. Carter and Charles J. Johnson, Jr. Ralph Hunter Tracy, Administrative Law Judge
3-5492	Feb. 5, 1979	Potomac Investment Advisors, Ltd., Willard John Miller, John Scott Miller Max O. Regensteiner, Administrative Law Judge
3-5435	Jan. 16, 1979	First Pittsburgh Securities Corporation, Salvatore F. Geswaldo, Donald R. Kohl, Carl B. Benson, Bernard H. Golling, Charles Krzywicki David J. Markun, Administrative Law Judge
3-5244	Jan. 3, 1979	Oppenheimer & Company, Inc. Irving Schiller, Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1979.shtml

Modified: 02/26/2009