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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1980

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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*AP No.*	*Date*	*Respondents*
Fourth Quarter
No decisions issued this peroiod.
Third Quarter
3-5845	Sep. 4, 1980	James E. Ryan (National Securities Corporation) Max O. Regensteiner, Administrative Law Judge
3-5860	Aug. 18, 1980	Ronald L. Brownlow (Oppenheimer & Co., Inc., et al.) Edward B. Wagner, Administrative Law Judge
3-5448	Aug. 14, 1980	Michael Joseph Boylan, Harold Harris Ralph Hunter Tracy, Administrative Law Judge
3-5797	Jul. 24, 1980	Michael E. Tennenbaum (Bear, Sterns & Co., 8-00293) Ralph Hunter Tracy, Administrative Law Judge
Second Quarter
3-5788	Jun. 30, 1980	Don A. Long Jerome K. Soffer, Administrative Law Judge
3-5810	Jun. 9, 1980	Transamerican Securities, Inc. (8-21839), Transamerican Investment Company, Ltd., Carl E. Blyskal and Rolfe H. McCollister Edward B. Wagner, Administrative Law Judge
3-5823	Apr. 14, 1980	Lowe Management Corporation, Chris L. Lowe Max O. Regensteiner, Administrative Law Judge
First Quarter
3-5670	Jan. 25, 1980	Hammon Capital Management Corporation (801-9795) and Gabe Hammon Warren E. Blair, Chief Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1980.shtml

Modified: 02/26/2009