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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1993

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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*Release No.*	*Date*	*Respondents*
Fourth Quarter
43	Dec. 23, 1993	Peter C. Calcutta Edward J. Kuhlmann, Administrative Law Judge File No. 3-7856
42	Dec. 15, 1993	Shaw Tehrani a/k/a, Shaw Ahmadi-Tehrani Max O. Regensteiner, Administrative Law Judge File No. 3-8154
41	Dec. 8, 1993	Bruce B. Bowen and Thomas Q. Cannon, Jr. Edward J. Kuhlmann, Administrative Law Judge File No. 3-7988
40	Nov. 8, 1993	Martin Herer Engelman, Peter Paul Kim and Lawrence David Isen Warren E. Blair, Chief Administrative Law Judge File No. 3-7719
39	Nov. 5, 1993	Ray H. Kobayashi Max O. Regensteiner, Administrative Law Judge File No. 3-7977
Third Quarter
38	Sep. 1, 1993	Bruce L. Newberg Brenda P. Murray, Administrative Law Judge File No. 3-7651
37	Aug. 4, 1993	Richard D. Demaio Edward J. Kuhlmann, Administrative Law Judge File No. 3-7912 See also: Errata
36	Jul. 14, 1993	Counsellors Tandem Securities Fund, Inc., Sequoia Partners, L.P. Edward J. Kuhlmann, Administrative Law Judge File No. 3-7900
Second Quarter
35	May 26, 1993	Seahawk Deep Ocean Technology, Inc. Edward J. Kuhlmann, Administrative Law Judge File No. 3-7958
34	May 18, 1993	Kevin Upton Max O. Regensteiner, Administrative Law Judge File No. 3-7604
33	Apr. 28, 1993	Kenneth E. Hassebroek Brenda P. Murray, Administrative Law Judge File No. 3-7714
First Quarter
32	Mar. 17, 1993	The Stuart-James Co., Inc., et al. Max O. Regensteiner, Administrative Law Judge File No. 3-7164 (Note: Opinion)
31	Feb. 24, 1993	Raphael Bloom Warren E. Blair, Chief Administrative Law Judge File No. 3-7661

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1993.shtml

Modified: 10/15/2009