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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2003

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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*Release No.*	*Date*	*Respondents*
Fourth Quarter
242	Dec. 4, 2003	Roger M. Detrano James T. Kelly, Administrative Law Judge File No. 3-11169 (Note: Finality Order)
241	Nov. 24, 2003	Michael Flanagan, Ronald Kindschi, and Spectrum Administration, Inc. James T. Kelly, Administrative Law Judge File No. 3-9784-EAJA (Note: Opinion) PDF version
240	Nov. 24, 2003	Investco, Inc. Robert G. Mahony, Administrative Law Judge File No. 3-11228 PDF version (Note: Finality Order)
239	Oct. 23, 2003	J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr, Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge File No. 3-10765 (Note: Opinion; ID-233)
238	Oct. 21, 2003	Leslie A. Arouh Carol Fox Foelak, Administrative Law Judge File No. 3-10884 (Note: Opinion: Release No. 34-50889)
Third Quarter
237	Sep. 30, 2003	Richard P. Callipari and Thomas J. Connolly Carol Fox Foelak, Administrative Law Judge File No. 3-11205 (Note: Finality Order)
236	Sep. 26, 2003	Salvatore Piazza, et al. Robert G. Mahony, Administrative Law Judge File No. 3-10229 (Note: Finality Order)
235	Sep. 8, 2003	James F. Glaza d/b/a Falcon Financial Services, Inc. Robert G. Mahony, Administrative Law Judge File No. 3-11012 (Note: Opinion: Release Nos. 33-8498 and 34-50474)
234	Sep. 3, 2003	Peter C. Lybrand f/k/a Peter C. Tosto Lillian A. McEwen, Administrative Law Judge File No. 3-11028 (Note: Finality Order)
233	Jul. 23, 2003	J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge File No. 3-10765 (Note: Finality Order; ID-239)
232	Jul. 14, 2003	Stansbury Holdings Corporation James T. Kelly, Administrative Law Judge File No. 3-11108 (Note: Finality Order)
Second Quarter
231	Jun. 27, 2003	A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento Brenda P. Murray, Chief Administrative Law Judge File No. 3-9933 (Note: Opinion (Stuart E. Winkler); Opinion (Charles Trento)
230	Jun. 17, 2003	John Christopher McCamey and Sierra Equity Partners, LP Robert G. Mahony, Administrative Law Judge File No. 3-10911 (Note: Finality Order)
229	Jun. 13, 2003	Clarke T. Blizzard and Rudolph Abel Carol Fox Foelak, Administrative Law Judge File No. 3-10007 (Note: Opinion: Release No. IA-2253)
228	May 20, 2003	Nano World Projects Corporation Robert G. Mahony, Administrative Law Judge File No. 3-11066 (Note: Finality Order)
227	May 15, 2003	Freedom Golf Corporation Carol Fox Foelak, Administrative Law Judge File No. 3-11082 (Note: Finality Order)
226	May 8, 2003	Dennis E. Ward Lillian A. McEwen, Administrative Law Judge File No. 3-10485 (Note: Finality Order)
First Quarter
225	Mar. 19, 2003	Chris Woessner Robert G. Mahony, Administrative Law Judge File No. 3-10607 (Note: Order Permitting Withdrawal)
224	Feb. 25, 2003	Michael D. Richmond Robert G. Mahony, Administrative Law Judge File No. 3-10848 (Note: Finality Order)
223	Feb. 24, 2003	Hamilton Bancorp, Inc. Robert G. Mahony, Administrative Law Judge File No. 3-10976 (Note: Finality Order)
222	Feb. 6, 2003	Applications of Enron Corp. Brenda P. Murray, Chief Administrative Law Judge File No. 3-10909 (Note: Opinion)
221	Feb. 5, 2003	Dale E. Frey, Roger A. Rawlings, and William C. Piontek Lillian A. McEwen, Administrative Law Judge File No. 3-10310 (Note: Opinion (William C. Piontek))
220	Jan. 29, 2003	Zion Capital Management LLC, and Ricky A. Lang Carol Fox Foelak, Administrative Law Judge File No. 3-10659 (Note: Opinion)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2003.shtml

ALJ Decisions & Orders: Administrative Law Judges Archives 2003

Additional Archives

Modified: 10/15/2009

ALJ Decisions & Orders:
Administrative Law Judges
Archives 2003