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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2006

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
324 Dec. 27, 2006 AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc.
Lillian A. McEwen,
Administrative Law Judge
File No. 3-12408
(Note: Finality Order, Release No. 34-55201)
323 Nov. 15, 2006 James E. Franklin
Carol Fox Foelak,
Administrative Law Judge
File No. 3-12228
(Note: Opinion)
See also:  Court of Appeals Opinion
322 Nov. 9, 2006 Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc.
James T. Kelly,
Administrative Law Judge
File No. 3-12390
(Note: Finality Order, Release No. 34-55411)
321 Nov. 7, 2006 Connie S. Farris
Robert G. Mahony,
Administrative Law Judge
File No. 3-12401
(Note: Finality Order, Release No. 34-54894)
Third Quarter
320 Sep. 29, 2006 Bradley T. Smith
Carol Fox Foelak,
Administrative Law Judge
File No. 3-12267
(Note: Opinion: Release No. 34-55771)
319 Sep. 22, 2006 Jeffrey L. Gibson
Carol Fox Foelak,
Administrative Law Judge
File No. 3-12323
(Note: Opinion)
See also:  Court of Appeals Opinion
318 Sep. 19, 2006 Stephen J. Horning
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-12156
(Note: Opinion)
See also:  Court of Appeals Opinion
317 Aug. 21, 2006 Michael V. Lipkin and Joshua Shainberg
Lillian A. McEwen,
Administrative Law Judge
File No. 3-12172
(Note: Finality Order, Release No. 34-54460)
316 Aug. 2, 2006 Paul A. Flynn
Robert G. Mahony,
Administrative Law Judge
File No. 3-11390
(Note: Finality Order, Release Nos. 33-8737, 34-54390, IA-2543, IC-27474)
315 Jul. 27, 2006 Gregory M. Dearlove
James T. Kelly,
Administrative Law Judge
File No. 3-12064
(Note: Opinion)
See also:  Court of Appeals Opinion
314 Jul. 26, 2006 America's Sports Voice, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-12329
(Note: Opinion: Release No. 34-55511)
Second Quarter
313 Jun. 20, 2006 Dominick J. Savino
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-12239
(Note: Finality Order, Release Nos. 33-8725, 34-54176)
312 Jun. 16, 2006 iBIZ Technology Corp.
Robert G. Mahony,
Administrative Law Judge
File No. 3-12207
(Note: Finality Order, Release No. 34-54129)
311 May 11, 2006 Terry Harris
Carol Fox Foelak,
Administrative Law Judge
File No. 3-12171
First Quarter
310 Mar. 24, 2006 Robert Radano
Robert G. Mahony,
Administrative Law Judge
File No. 3-12084
(Note: Opinion: Release No. IA-2750)
309 Mar. 20, 2006 Philip A. Lehman
James T. Kelly,
Administrative Law Judge
File No. 3-11972
(Note: Opinion: Release No. 34-54660)
308 Mar. 2, 2006 José P. Zollino
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11536
(Note: Opinion: Release No. 34-55107)
307 Feb. 17, 2006 Phlo Corporation, James B. Hovis, Anne P. Hovis
James T. Kelly,
Administrative Law Judge
File No. 3-11909
(Note: Opinion: Release No. 34-55562)
306 Feb. 15, 2006 Bearcat, Inc., Peter Fineberg, Seth Diamond, Salvatore DiAmbrosio, D&D Securities, Inc., Nicholas DiCicco, and Dominic DiCicco
Robert G. Mahony,
Administrative Law Judge
File No. 3-10373
(Note: Finality Order, Release No. 33-8669)
305 Feb. 10, 2006 Brandt, Kelly & Simmons, LLC and Kenneth G. Brandt
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11672-EAJA

 

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2006.shtml

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Modified: 10/15/2009