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Exemptive Orders Archive: 2002
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Exemptive orders currently available include:
| Release No. |
Date |
Details |
| 34-46751 |
Oct. 30, 2002 |
Order Extending Temporary Exemption under Section 3(a)(5) of the Securities Exchange Act of 1934
File No.: S7-12-01
See also: Final Rule, Rel. No. 34-44291 and comments;
Proposed Rule, Rel. No. 34-49879 and comments;
Other Rules, Rel. Nos. 34-51328, 34-50618, 34-47649, 34-47366, 34-46745, 34-45897, 34-44570
|
| 34-45897 |
May 8, 2002 |
Order Extending Temporary Exemption under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934; Notice to Amend Rules
File No.: S7-12-01
See also: Final Rule, Rel. No. 34-44291 and comments;
Proposed Rule, Rel. No. 34-49879 and comments;
Other Rules, Rel. Nos. 34-51328, 34-50618, 34-47649, 34-47366, 34-46751, 34-46745, 34-44570 |
| 34-46003 |
May 30, 2002 |
Order Granting Temporary Exemption for Broker-Dealers from the Trade-Through Disclosure Rule
Release No.: 34-46003;
File No.: S7-17-00 |
| 34-46001 |
May 30, 2002 |
Joint Industry Plan; Order Granting Approval of Joint Amendments Nos. 2 and 3 to the Options Intermarket Linkage Plan Relating to Satisfaction of Trade-Throughs, the Procedures for Handling Multiple Principal Orders, Restrictions on Withdrawal, and an Implementation Timetable
Release No.: 34-46001;
File No.: 4-429 |
| 34-45730 |
Apr. 11, 2002 |
Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Certain Provisions of the Act and Rules Thereunder |
| 33-8070 |
Mar. 18, 2002 |
Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Certain Provisions of the Act and Rules Thereunder |
| 33-8070 |
Mar. 18, 2002 |
Order Under Sections 6(b), 6(c), and 38(a) of the Investment Company Act of 1940 and Sections 206A and 211(a) of the Investment Advisers Act of 1940 Granting Exemptions From Certain Provisions of the Acts and Rules Thereunder |
| 33-8070 |
Mar. 18, 2002 |
Order Under Sections 20(a) and 20(d) of the Public Utility Holding Company Act of 1935 Granting Exemptions From Certain Provisions of the Act and Rules Thereunder |
http://www.sec.gov/rules/exorders/exordersarchive/exorders2002.shtml
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