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Exemptive Orders Archive: 2007
Additional Archives
2012 | 2011 | 2010 | 2009 |2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| 34-56376 |
Sep. 7, 2007 |
Order Granting a Conditional Exemption to Broker-Dealers from Requirements in Rules 15c3-1 and 15c3-3 under the Securities Exchange Act of 1934 to Promptly Transmit Customer Checks for the Purchase of Deferred Variable Annuity Contracts |
| 34-56176 |
Jul. 31, 2007 |
Order Granting The NASDAQ Stock Market LLC's Application for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 |
| 34-55884 |
Jun. 8, 2007 |
Order Exempting Certain Error Correction Transactions from Rule 611 of Regulation NMS under the Securities Exchange Act of 1934 |
| 34-55883 |
Jun. 8, 2007 |
Order Exempting Certain Print Protection Transactions from Rule 611 of Regulation NMS under the Securities Exchange Act of 1934 |
http://www.sec.gov/rules/exorders/exordersarchive/exorders2007.shtml
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