Release No. |
Date |
Details |
Exemptive orders currently available include:
34-61174 |
Dec. 16, 2009 |
Order Granting Application for Extension of a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Ownership Interest of International Securities Exchange Holdings, Inc. in an Electronic Communications Network
|
34-61164 |
Dec. 14, 2009 |
Order Extending and Modifying Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.: S7-06-09
Comments received are available.
Submit comments on S7-06-09
See also: CME Request Letter
|
34-61119 |
Dec. 4, 2009 |
Order Extending and Modifying Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request from ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.: S7-05-09
Comments received are available.
Submit comments on S7-05-09
See also: ICE Request Letter
|
34-61020 |
Nov. 17, 2009 |
Joint Order to Exclude Indexes Composed of Certain Index Options from the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934
See also: Order: Rel. No. 34-49469 |
34-60718 |
Sep. 25, 2009 |
Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Sections 5 and 6 of the Exchange Act for Broker-Dealers and Exchanges Effecting Transactions in Credit Default Swaps
See also: Release No. 34-59165 |
34-60650 |
Sep. 11, 2009 |
Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act from Certain Requirements of Rules 6a-1 and 6a-2 under the Exchange Act
See also: Release No. 34-60651 |
34-60373 |
Jul. 23, 2009 |
Order Granting Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request on Behalf of Eurex Clearing AG Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.: S7-17-09
Comments received are available.
Submit comments on S7-17-09
See also: Request for Exemptive Relief |
34-60372 |
Jul. 23, 2009 |
Order Granting Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request on Behalf of ICE Clear Europe Limited Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.: S7-16-09
Submit comments on S7-16-09
See also: Request for Exemptive Relief |
34-60194 |
Jun. 30, 2009 |
Order under Section 36 of the Securities Exchange Act of 1934 Granting an Exemption from Exchange Act Section 6(h)(1) for Certain Persons Effecting Transactions in Foreign Security Futures and under Exchange Act Section 15(a)(2) and Section 36 Granting Exemptions from Exchange Act Section 15(a)(1) and Certain Other Requirements
Other Release No.: International Series Release No. 1311 |
34-60136 |
Jun. 18, 2009 |
Order Exempting CIBC Mellon Trust Company From Broker-Dealer Registration |
34-59578 |
Mar. 13, 2009 |
Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of Chicago Mercantile Exchange Inc. and Citadel Investment Group, L.L.C. Related to Central Clearing of Credit Default Swaps, and Request for Comments
Submit comments on S7-06-09
See also: Request for Exemptive Relief |
34-59527 |
Mar. 6, 2009 |
Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of ICE US Trust LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments
Submit comments on S7-05-09
See also: Request for Exemptive Relief |