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Exemptive Orders

Additional Archives

Exemptive orders currently available include:

Release No. Date Details
34-68934 Feb. 14, 2013 Order Extending Temporary Exemptions From Certain Rules Of Regulation SHO Related To Hurricane Sandy
File No.: TP 13-06
See also:  Incoming Letter
34-68864 Feb. 7, 2013 Order Extending Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with the Revision of the Definition of “Security” to Encompass Security-Based Swaps, and Request for Comment
File No.: S7-27-11
* Submit comments on S7-27-11
See also:  Exemptive Order Release No. 34-64795 and comments

Modified: 02/14/2013