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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1967

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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*AP No.*	*Date*	*Respondents*
Fourth Quarter
3-544	Dec. 22, 1967	Boettcher & Company (8-683), David F. Lawrence, Alfred A. Wiesner, Bruce C. Newman Sidney L. Feiler, Hearing Examiner (Note: Opinion)
3-484	Nov. 28, 1967	Paine, Webber, Jackson & Curtis (8-402), William P. Cowden, Ralph Martin Klopp Warren E. Blair, Hearing Examiner (Note: Opinion)
3-133	Sep. 25, 1967	Laird, Bissell and Meeds (8-18), Louis J. Sneed, Hanns E. Kuehner, Edgar F. Isaacs, Harold J. Rau; Cortlandt Investing Corporation (8-5630), Melvin Cantor, Samuel E. Stone, Max Reiter, Michael Kramer Samuel Binder, Hearing Examiner
Third Quarter
3-364	Aug. 21, 1967	Norman Pollisky, Allan Harris, Aaron J. Gabriel Waldman & Co. (8-11460) Warren E. Blair, Hearing Examiner (Note: Opinion)
No Number	Aug. 14, 1967	Commonwealth Securities Corporation File No. 8-6739 Sidney L. Feiler, Hearing Examiner (Note: Opinion)
3-784	Jul. 31, 1967	Southern Brokerage & Holding Co., Inc. (801-1280) d/b/a The Canadian Forecaster, Alan McDonald Munro, Peter Jeffery Irving Schiller, Hearing Examiner
Second Quarter
3-417	Jun. 26, 1967	Richard J. Buck & Co. (8-4276), Arthur Gladstone, Charles Arthur Fehr, Mortimer E. Hanly, Frederick C. Stutzmann, Jr., Steve Charles Paras James G. Ewell, Hearing Examiner (Note: Opinion)
3-503	May 1, 1967	Langley-Howard, Inc. (8-3349), John A. Howard, Mark E. O'Leary, Theodore Barnett, Richard A. Sorenson, William R. Steigerwald Sidney Ullman, Hearing Examiner (Note: Opinion)
3-789	May 1, 1967	Orchard Supply Building Co. (81-41) Sidney L. Feiler, Hearing Examiner
First Quarter
3-640	Mar. 31, 1967	Stanford Investment Management, Inc., a California corporation (801-2854) and Lawrence Ronald Ross (801-3404) Samuel Binder, Hearing Examiner (Note: Opinion)
3-336	Feb. 24, 1967	Armstrong, Jones & Co. (8-6057), Thomas W. Itin, George A. Reuter, Rene F. Campeau, E. Keith Owens, Charles H. Bruce, Robert O. Safford Warren E. Blair, Hearing Examiner (Note: Opinion)
3-364	Jan. 30, 1967	Waldman & Co. (8-11460), Seymour Waldman, Elliot Rose, Bernard Portnoy, Frank Engelman, Julius Gladstein, Samuel Lewis, Stuart Davis, Louis Pilnick, Reubin Ehrlich, Martin A. Fleishman, Norman B. Babat, Norman Pollisky, Aaron J. Gabriel, Allan Harris Warren E. Blair, Hearing Examiner (Note: Finality Order)
3-1	Jan. 30, 1967	Sanford H. Bickart Sidney Gross, Hearing Examiner (Note: Opinion)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1967.shtml

Modified: 03/25/2009