		Home \| Jobs \| Fast Answers \| Site Map \| Search

About the SEC

Filings (EDGAR)

Regulatory Actions

Staff Interps

Investor Info

News & Statements

Litigation

ALJ

ALJ Initial Decisions
ALJ Orders

Information for...

Divisions

ALJ Decisions & Orders:
Administrative Law Judges
Archives 1968

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | 1980 | 1979 | 1978 | 1977 | 1976 | 1975 | 1974 | 1973 | 1972 | 1971 | 1970 | 1969 | 1968 | 1967 | 1966 | 1965 | 1964 | 1963 | 1962 | 1961 | 1960

*AP No.*	*Date*	*Respondents*
Fourth Quarter
3-1512	Dec. 24, 1968	Babcock & Co., Louis W. Babcock and Robert T. Stead (8-11902) David J. Markun, Hearing Examiner (Note: Opinion)
3-1057	Nov. 5, 1968	General Electric Company, General Electric S & S Program Mutual Fund (813-26) Sidney L. Feiler, Hearing Examiner (Note: Finality Order)
3-1374	Oct. 24, 1968	The Trust Fund Sponsored by the Episcopal School Foundation College Award Program, Inc. (812-2229) Sidney Gross, Hearing Examiner (Note: Commission Order Discontinuing Proceeding)
Third Quarter
3-326	Aug. 27, 1968	Kennedy, Cabot & Co., Inc., David Paul Kane, Linda D. Tallen (8-8621) Sidney L. Feiler, Hearing Examiner (Note: Opinion)
3-570	Aug. 26, 1968	Jaffee & Company, Wilton L. Jaffee, Jr. (8-11472), Greene & Company, Irving A. Greene, Robert Topol, Bernard Horn (8-702), M. L. Lee & Co., Inc., Martin L. Levy (8-8226) Sidney Ullman, Hearing Examiner (Note: Opinion)
Second Quarter
3-136	May 6, 1968	Williams S. Marshall Sidney Ullman, Hearing Examiner
First Quarter
3-1246	Mar. 18, 1968	American Steel and Pump Corporation (812-2141) Irving Schiller, Hearing Examiner (Note: Finality)
3-785	Mar. 11, 1968	Richard N. Cea, James C. Conklin, Kenneth E. Fisher, Robert E. Kness, Frank P. Wayhart, Keystone State Investment Securities Company, Inc. (8-12228) Samuel Binder, Hearing Examiner (Note: Opinion)
3-1212	Feb. 1, 1968	The National Dollar Stores, Ltd. (81-79) Sidney Ullman, Hearing Examiner (Note: Opinion)
3-717	Jan. 24, 1968	Nationwide Family Plans, Inc. (8-7508), William Kilroy, Louis C. Ostrer Irving Schiller, Hearing Examiner

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1968.shtml

Modified: 04/01/2009