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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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*Release No.*	*Date*	*Respondents*
Fourth Quarter
477	Dec. 31, 2012	Peter Siris Carol Fox Foelak, Administrative Law Judge File No. 3-15057 (Note: Order Instituting Proceedings, Release Nos. 34-67949, IA-3481)
476	Dec. 26, 2012	Lisa B. Premo Brenda P. Murray, Chief Administrative Law Judge File No. 3-14697 (Note: Order Instituting Proceedings, Release Nos. IA-3355, IC-29929 and Order Granting Extension, Release Nos. 34-68348, IA-3510, IC-30289; Finality Order, Release Nos. IA-3541, IC-30372)
475	Dec. 11, 2012	Stanley C. Brooks and Brookstreet Securities Corp. Carol Fox Foelak, Administrative Law Judge File No. 3-14983 (Note: Order Instituting Proceedings, Release Nos. 34-67658A, IA-3444A and Finality Order, Release No. 34-68773, IA-3542)
474	Dec. 5, 2012	Anthony Fields, CPA d/b/a Anthony Fields & Associates and d/b/a Platinum Securities Brokers Carol Fox Foelak, Administrative Law Judge File No. 3-14684 (Note: Order Instituting Proceedings, Release Nos. 33-9291, 34-66091, IA-3348, IC-29912)
473	Nov. 28, 2012	Alchemy Ventures, Inc., Km Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick Cameron Elliot, Administrative Law Judge File No. 3-14720 (Note: Order Instituting Proceedings, Release No. 34-66249 and Order Making Findings and Imposing Sanctions, Release No. 34-66801)
472	Nov. 6, 2012	John Jantzen Cameron Elliot, Administrative Law Judge File No. 3-14880 (Note: Order Instituting Proceedings, Release No. 34-66991); Finality Order, Release No. 34-68396)
471	Nov. 6, 2012	QuillIndustries, Inc. (n/k/a Eagle Worldwide Inc.), et al. Brenda P. Murray, Chief Administrative Law Judge File No. 3-14943 (Note: Order Instituting Proceedings, Release No. 34-67370; Finality Order, Release No. 34-68366)
470	Nov. 2, 2012	A-Power Energy Generation Systems, Ltd. Carol Fox Foelak, Administrative Law Judge File No. 3-14935 (Note: Order Instituting Proceedings, Release No. 34-67338)
Third Quarter
469	Sep. 18, 2012	Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc. Cameron Elliot, Administrative Law Judge File No. 3-14890 (Note: Order Instituting Proceedings, Release No. 34-67051 ; Finality Order, Release No. 34-68120)
468	Sep. 14, 2012	Leaddog Capital Markets, LLC, f/k/a Leaddog Capital Partners, Inc., Chris Messalas, and Joseph LaRocco, Esq. Carol Fox Foelak, Administrative Law Judge File No. 3-14623 (Note: Order Instituting Proceedings; Finality Order, Release No. 34-68205)
467	Aug. 21, 2012	Gregory Bartko, Esq. Cameron Elliot, Administrative Law Judge File No. 3-14700 (Note: Order Instituting Proceedings)
466	Aug. 7, 2012	Advanced Biophotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc. (As to 4C Controls, Inc.) Brenda P. Murray, Chief Administrative Law Judge File No. 3-14815 (Note: Order Instituting Proceedings, Release No. 34-66672; Finality Order, Release No. 34-67858)
465	Jul. 24, 2012	Advanced Biophotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc. (As to 2-Track Global, Inc.) Brenda P. Murray, Chief Administrative Law Judge File No. 3-14815 (Note: Order Instituting Proceedings, Release No. 34-66672; Finality Order, Release No. 34-67796)
464	Jul. 16, 2012	China MediaExpress Holdings, Inc. Brenda P. Murray, Chief Administrative Law Judge File No. 3-14799 (Note: Order Instituting Proceedings, Release No. 34-66586; Finality Order, Release No. 34-67735)
463	Jul. 3, 2012	ProElite, Inc. and Universal Guardian Holdings, Inc. Brenda P. Murray, Chief Administrative Law Judge File No. 3-14806 (Note: Order Instituting Proceedings, Release No. 34-66621; Finality Order, Release No. 34-67736)
Second Quarter
462	Jun. 25, 2012	Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and Mobilepro Corp. Cameron Elliot, Administrative Law Judge File No. 3-14767 (Note: Order Instituting Proceedings, Release No. 34-66446 and Order Making Findings and Revoking Registration, Release No. 34-66693; Finality Order, Release No. 34-67543)
461	Jun. 19, 2012	Amazon Biotech, Inc. and Andover Holdings, Inc. Cameron Elliot, Administrative Law Judge File No. 3-14794 (Note: Order Instituting Proceedings, Release No. 34-66546); Finality Order, Release No. 34-67636)
460	Jun. 14, 2012	American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc. Brenda P. Murray, Chief Administrative Law Judge File No. 3-14770 (Note: Order Instituting Proceedings, Release No. 34-66456)
459A	Jun. 20, 2012	Ran H. Furman (Corrected) Cameron Elliot, Administrative Law Judge File No. 3-14532 (Note: Order Instituting Proceedings, Release No. 34-65271, AAER-3318; Order Denying Motion, Release No. 34-65680, AAER-3334; Finality Order, Release No. 34-67549)
458	May 24, 2012	Donald L. Koch and Koch Asset Management LLC Carol Fox Foelak, Administrative Law Judge File No. 3-14355 (Note: Order Instituting Proceedings, Release No. 34-64337, IA-3190, IC-29659)
457	Apr. 20, 2012	Montford and Company, Inc. d/b/a Montford Associates, and Ernest V. Montford, Sr. Brenda P. Murray Chief Administrative Law Judge File No. 3-14536 (Note: Order Instituting Proceedings, Release No. IA-3273)
456	Apr. 4, 2012	Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, Dana Valensky Brenda P. Murray, Chief Administrative Law Judge File No. 3-14509 (Note: Order Instituting Proceedings, Release No. 34-65167; Finality Order, Release No. 34-66917)
First Quarter
455	Mar. 19, 2012	Terry Harris Brenda P. Murray, Chief Administrative Law Judge File No. 3-14610 (Note: Order Instituting Proceedings, Release No. IA-3309; Finality Order, Release No. IA-3484)
454	Feb. 22, 2012	China-Biotics, Inc. Carol Fox Foelak, Administrative Law Judge File No. 3-14581 (Note: Order Instituting Proceedings, Release No. 34-65510)
453	Feb. 15, 2012	Ablest Inc. Carol Fox Foelak, Administrative Law Judge File No. 3-14587 (Note: Order Instituting Proceedings, Release No. 34-65560)
452	Feb. 14, 2012	Gualario & Co., LLC and Ronald Gualario Carol Fox Foelak, Administrative Law Judge File No. 3-14340 (Note: Order Instituting Proceedings, Release No. 33-9202; Finality Order, Release Nos. 33-9310, 34-66751, IA-3392, IC-30028)
451	Feb. 10, 2012	Leila C. Jenkins Cameron Elliot, Administrative Law Judge File No. 3-14458 (Note: Order Instituting Proceedings, Release Nos. 34-64849 and IA-3235; Finality Order, Release No. 34-66548)
450	Feb. 6, 2012	Locke Capital Management, Inc. Cameron Elliot, Administrative Law Judge File No. 3-14457 (Note: Order Instituting Proceedings, Release No. IA-3234; Finality Order, Release No. IA-3381)
449	Jan. 24, 2012	American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge File No. 3-14534 (Note: Order Instituting Proceedings, Release No. 34-65274; Finality Order, Release No. 34-66437)
448	Jan. 5, 2012	Michael R. Pelosi Cameron Elliot, Administrative Law Judge File No. 3-14194 (Note: Order Instituting Proceedings, Release No. IA-3141; )
447	Jan. 4, 2012	Alfred Clay Ludlum, III Brenda P. Murray, Chief Administrative Law Judge File No. 3-14572 (Note: Order Instituting Proceedings, Release No. IA-3294; )

http://www.sec.gov/alj/aljdec.shtml

ALJ Initial Decisions: Administrative Law Judges

Additional Archives

Modified: 02/14/2013

ALJ Initial Decisions:
Administrative Law Judges