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ALJ Orders Archive 2002
The Office of Administrative Law Judges considers the following rulings noteworthy.
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
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| AP No. |
Date |
Respondents |
| Fourth Quarter |
| 3-10607 |
Dec. 30, 2002 |
Chris Woessner |
| 3-10607 |
Dec. 16, 2002 |
Chris Woessner |
| 3-10765 |
Dec. 13, 2002 |
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube
Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott |
| 3-9161 |
Dec. 11, 2002 |
Jeffrey D. Pokross |
| 3-10933 |
Dec. 11, 2002 |
Ernst & Young, LLP |
| 3-10909 |
Dec. 5, 2002 |
Applications of Enron Corp. |
| 3-10625 |
Nov. 21, 2002 |
F.X.C. Investors Corp. and Francis X. Curzio |
| 3-10890 |
Nov. 20, 2002 |
Enrique E. Perusquia |
| 3-10923 |
Nov. 18, 2002 |
J. Charles Reives |
| 3-10765 |
Nov. 13, 2002 |
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube
Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott |
| 3-10893 |
Nov. 8, 2002 |
Robert F. Curley |
| 3-10886 |
Nov. 4, 2002 |
R & RX Group, Inc., formerly know as Neoteric Group, Inc. |
| 3-10900 |
Oct. 24, 2002 |
Ambassador Eyewear Group, Inc. |
| 3-10765 |
Oct. 22, 2002 |
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube
Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott |
| 3-10765 |
Oct. 22, 2002 |
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube
Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott |
| 3-10886 |
Oct. 17, 2002 |
R & RX Group, Inc., formerly know as Neoteric Group, Inc. |
| 3-10892 |
Oct. 16, 2002 |
Louis M. Lazorwitz |
| 3-10765 |
Oct. 16, 2002 |
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott |
| 3-10895 |
Oct. 15, 2002 |
Oxford Capital Management, Inc. and John G. Danz, Jr. |
| Third Quarter |
| 3-10784 |
Sep. 24, 2002 |
Kfir Barzilay, Yan Dikshteyn, Boris Fidler, Lawrence Pross, and Eugene Beigelman |
| 3-10865 |
Sep. 20, 2002 |
Joseph Orlando and Victor Samaha |
| 3-10875 |
Sep. 19, 2002 |
Monica Lynn Coleman |
| 3-10765 |
Sep. 18, 2002 |
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube
Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott |
| 3-10855 |
Sep. 6, 2002 |
NetAir.com Inc. |
| 3-10830 |
Aug. 6, 2002 |
James A. Nies |
| 3-9933 |
Jul. 29, 2002 |
A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena, (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento |
| 3-10768 |
Jul. 19, 2002 |
Hightec, Inc. |
| 3-10140 |
Jul. 16, 2002 |
H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa |
| 3-10702 |
Jul. 15, 2002 |
John Adams, Jr., et al. |
| 3-10783 |
Jul. 9, 2002 |
Joseph E. Erwin |
| 3-10786 |
Jul. 2, 2002 |
Ernst & Young, LLP
See also: Opinion: Rel. No. 34-46710
|
| Second Quarter |
| 3-10770 |
Jun. 28, 2002 |
Andrew P. Bodnar |
| 3-10702 |
Jun. 25, 2002 |
John Adams, Jr., et al. |
| 3-10767 |
Jun. 24, 2002 |
S.I.N.C.L.A.R.E. Group, Inc. |
| 3-10765 |
Jun. 13, 2002 |
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube
Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott |
| 3-10702 |
Jun. 12, 2002 |
John Adams, Jr., et al. |
| 3-10768 |
Jun. 11, 2002 |
Hightec, Inc. |
| 3-10007 |
Jun. 10, 2002 |
Clarke T. Blizzard and Rudolph Abel |
| 3-10230 |
Jun. 6, 2002 |
Allen Z. Wolfson, Michael T. Grecco, John M. Black, Jr., Spiro Lazaretos, Robert Balsamo, Vladimir Carvallo, and Konstantinos Dino Sonitis |
| 3-10355 |
May 24, 2002 |
Horton & Company and Edward C. Horton |
| 3-10702 |
May 13, 2002 |
John Adams, Jr., et al. |
| 3-10625 |
May 9, 2002 |
F.X.C. Investors Corp. and Francis X. Curzio |
| 3-10702 |
Apr. 29, 2002 |
John Adams, Jr., et al. |
| 3-10702 |
Apr. 23, 2002 |
John Adams, Jr., et al. |
| 3-10698 |
Apr. 23, 2002 |
Craig P. Scanlon |
| 3-10702 |
Apr. 17, 2002 |
John Adams, Jr., et al. |
| 3-10739 |
Apr. 15, 2002 |
Harvest Financial Corporation, Inc., Frank D. Ruscetti, and Robert A. Papariella |
| 3-10611 |
Apr. 11, 2002 |
Robert Bruce Lohmann |
| 3-10648 |
Apr. 10, 2002 |
Lee E. Gahr |
| 3-10596 |
Apr. 5, 2002 |
Rajiv Vohra |
| 3-10702 |
Apr. 4, 2002 |
John Adams, Jr., Ronald Bongo, Samuel Del Presto, Sean Hart, Curtis Marchand, III,
Michael Mcdermott, Palmer Myers, David Nelson, Daniel Petronelli, Gary Smolokoff, Malik Tawil,
Lawrence Weil, and Neil White |
| 3-10007 |
Apr. 1, 2002 |
Clarke T. Blizzard and Rudolph Abel |
| First Quarter |
| 3-10140 |
Mar. 15, 2002 |
H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa |
|
3-10640 |
Mar. 13, 2002 |
Bruce E. Straughn |
| 3-10007 |
Mar. 13, 2002 |
Clarke T. Blizzard and Rudolph Abel |
| 3-10456 |
Mar. 12, 2002 |
Alpha Tech Stock Transfer, and James W. Farrell |
| 3-10007 |
Mar. 12, 2002 |
Clarke T. Blizzard and Rudolph Abel |
| 3-10007 |
Mar. 8, 2002 |
Clarke T. Blizzard and Rudolph Abel |
| 3-10625 |
Mar. 4, 2002 |
F.X.C. Investors Corp. and Francis X. Curzio |
| 3-10535 |
Mar. 4, 2002 |
Ellsworth Wayne McLaws and Alan Clagg |
| 3-10668 |
Mar. 1, 2002 |
WSF Corporation |
| 3-10607 |
Feb. 28, 2002 |
Chris Woessner |
| 3-10640 |
Feb. 28, 2002 |
Bruce E. Straughn |
| 3-10007 |
Feb. 20, 2002 |
Clarke T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. |
| 3-10007 |
Feb. 15, 2002 |
Clarke T. Blizzard, et al. |
| 3-10607 |
Feb. 4, 2002 |
Chris Woessner |
| 3-10640 |
Jan. 4, 2002 |
Bruce E. Straughn |
| 3-10594 |
Jan. 4, 2002 |
Merrimac Advisors Company and Fredric J. French |
http://www.sec.gov/alj/aljorders/aljordersarchive/aljarc2002.shtml
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