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SEC Interpretive Releases Archive — Older Releases
The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.
Additional Archives
2012 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1996 | 1995 | Older
| Release No. |
Date |
Details |
| 34-31661 |
Dec. 12, 1992 |
Registration of Successors to BrokerDealers and Investment Advisers
Other Release Nos.: IA-1357 |
| 33-6835 |
May 18, 1989 |
Management's Discussion and Analysis of Financial Condition and Results of Operations;
Certain Investment Company Disclosures
Other Release Nos.: 34-26831; IC-16961; FR-36 |
| IA-1092 |
Oct. 8, 1987 |
Applicability of the Investment Advisers Act to Financial Planners, Pension Consultants, and Other Persons Who Provide Investment Advisory Services as a Component of Other Financial Services |
| IA-770 |
Aug. 13, 1981 |
Division of Investment Management's Interpretive Positions Relating to Rule 13f-1 and Related Form 13F |
| 34-17111 |
Sep. 2, 1980 |
Regulation of Transfer Agents |
| 34-15292 |
Nov. 2, 1978 |
Division of Investment Management's Interpretive Positions Relating to Rule 13f-1 and Related Form 13F |
| 34-10429 |
Oct. 12, 1973 |
Division of Investment Management's Interpretive Positions Relating to Rule 13f-1 and Related Form 13F |
http://www.sec.gov/rules/interp/interparchive/interparch1989.shtml
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