SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on Rulemaking Petition:
Request for rulemaking under the Securities Exchange Act of 1934 to prohibit broker-dealers from requiring investors to accept mandatory arbitration clauses

[File No. 4-541]


Jul. 9, 2007 Les Greenberg, Esquire

 

http://www.sec.gov/comments/4-541/4-541.shtml


Modified: 07/10/2007