DOL/SEC Hearing On Target Date Funds And Similar Investment Options
The comments will be made available in alternative format to persons with disabilities upon request.
Requests to Testify
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DALBAR, Inc.
Louis
S. Harvey
May 22, 2009
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Chris
Tobe
May 24, 2009
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The
Profit Sharing/401k Council of America (PSCA)
Edward
Ferrigno
May 27, 2009
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AllianceBernstein
L.P.
Daniel A. Notto
May 29, 2009
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Securities
Industry and Financial Markets Association (SIFMA)
Elizabeth
Varley
May 29, 2009
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TIAA-CREF
Sue
K. DiLandro
May 29, 2009
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Callan
Associates, Inc.
Lori Lucas
June 5, 2009
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The
Vanguard Group
Ann L. Combs
June 2, 2009
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Raymond
James Financial Services
Claiborne B. "Chip" Morton
June 3, 2009
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Avatar
Associates
Michael Case Smith
June 3, 2009
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National
Association of Independent Retirement Plan Advisors (NAIRPA)
Craig P. Hoffman
June 3, 2009
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Griffith
University
Michael E. Drew
June 4, 2009
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Barclays Global Investors
Joanne Medero
June 2, 2009
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Investment
Company Institute
Anna Driggs
June 4, 2009
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Prudential
Retirement Insurance and Annuity Company
Christine Marcks
June 4, 2009
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Quick Links |
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Employee
Benefit Research Institute (EBRI)
Dallas L. Salisbury
June 4, 2009
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Behavioral
Research Associates, LLC
Jodi DiCenzo
June 4, 2009
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QDIA.com
Richard C. Dunne
June 4, 2009
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T.
Rowe Price Group, Inc.
David M. Abbey
June 4, 2009
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Watson
Wyatt Worldwide
Mark J. Warshawsky
June 4, 2009
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JP
Morgan Asset Management
Evelyn E. Guernsey
June 5, 2009
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Putnam
Investments
Leonard M. Glynn
June 5, 2009
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NEPC
Richard M. Charlton
June 5, 2009
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Financial
Engines
Anne Tuttle
June 5, 2009
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Russell
Investments
Josh Cohen
June 5, 2009
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Fiduciary
Compliance Center
Jessica R. Flores
June 5, 2009
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American
Benefits Council
Jan M. Jacobson
June 4, 2009
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Testimony of Witnesses
- QDIA.com
Richard Dunne
June 18, 2009
- Profit Sharing
401k Council of America
Ian S. Kopelman
June 18, 2009
- DALBAR
June 18, 2009
- Breidenbach Capital Consulting, LLC
Chris Tobe
June 17, 2009
- Barclays
Global Investors
June 18, 2009
- Putnam
Investments
Jeffrey Knight
June 18, 2009
- Russell
Investments
Josh Cohen
June 18, 2009
- T.
Rowe Price Group, Inc.
Richard Whitney
June 18, 2009
- Callan Associates Inc.
June 18, 2009
- Employee Benefit Research Institute
Jack VanDerhei June 18, 2009
- Investment Company Institute
Karrie McMillan June 18, 2009
- The Vanguard Group, Inc.
John Ameriks June 18, 2009
- American Benefits Council
Allison R. Klausner
June 18, 2009
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- National Association of Independent Retirement Plan Advisors
June 18, 2009
- Watson Wyatt Worldwide
Mark J. Warshawsky June 18, 2009
- TIAA-CREF
Edward Moslander
June 18, 2009
- AllianceBernstein L.P.
Seth Masters
June 18, 2009
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AARP
David Certner
July 16, 2009
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Certified Financial Planner Board of Standards, Inc.
Marilyn Capelli Dimitroff
July 18, 2009
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Financial Engines, Inc.
Anne Tuttle
July 18, 2009
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JP Morgan Asset Management
Anne Lester
July 18, 2009
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Investment Company Institute
Karrie McMillan
June 18, 2009
- Prudential Retirement
Mark Foley
June 18, 2009
- Employee Benefit Research Institute
Jack Vanderhei
June 18, 2009 (revised 07/18/09)
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Supplemental and Other Materials
- AllianceBernstein: Target-Date Retirement Funds: A Blueprint for
Effective Portfolio Construction
- AllianceBernstein: Anti-Depression Advice for Retirees
- AllianceBernstein: Are Single-Manager Target-Date Funds Risky for Large Plan Fiduciaries?
- The
Wagner Law Group
Marcia S. Wagner
June 16, 2009
- Fund Democracy
and Consumer Federation of America
Mercer Bullard | Barbara Roper
June 18, 2009
- Investment Company Institute: Principles To Enhance Understanding Of Target Date Funds
June 18, 2009
- AXA Equitable Life Insurance Company: Bringing Guaranteed Income Solutions into 401(k) Plans: Creating Awareness
June 18, 2009
- Financial InterGroup Holdings Ltd
Allan D. Grody | Richard R. Tinervin
June 12, 2009
- Olivia S. Mitchell
June 2009
- Watson Wyatt Worldwide: Asset Allocations and Risk-Return Tradeoffs of Target-Date Funds
Gaobo Pang | Mark Warshawsky
June 18, 2009
- ERISA Industry Committee (ERIC)
Mark J. Ugoretz
July 17, 2009
- Fidelity Investments
Douglas O. Kant
July 17, 2009
- Reish & Reicher
C. Frederick Reish | Bruce L. Ashton
July 17, 2009
- JP Morgan Asset Management: Sharpening Your Aim - Selecting the best target date strategy for your participants
- JP Morgan Asset Management: Ready! Fire! Aim? - How some target date fund designs are missing the mark on providing retirement security for those who need it most
- JP Morgan Asset Management: Post-Modern Asset Management: The Credit Crisis and Beyond
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JP Morgan Asset Management
Anne Lester
- Investment Company Institute: Principles To Enhance Understanding Of Target Date Funds
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Investment Company Institute
Karrie McMillan
July 20, 2009
Requesting Copies of Comments
Copies of public comments are also available upon request from EBSA's Public Disclosure Room. Send requests for copies of documents to:
U.S. Department of Labor
Employee Benefits Security Administration
Public Disclosure Room
200 Constitution Avenue, NW,
Suite N-1513
Washington, DC 20210
Tel 202.693.8673
Learn more about how to request documents from the Department of Labor in the EBSA publication How to Obtain Employee Benefit Documents from the Department of Labor.