Agenda for Meeting of Advisory Committee on
Small and Emerging Companies

9-9:20 a.m.

Welcoming Remarks

• SEC Chairman Mary L. Schapiro
• Meredith B. Cross, Director, SEC Division of Corporation Finance

9:20-9:30 a.m.

Introductory Remarks by Co-Chairs

• M. Christine Jacobs
• Stephen M. Graham

9:30-10:10 a.m.

Self-Introduction of Committee Members

10:10-10:15 a.m.

Introduction of SEC Staff Members

10:15-10:30 a.m.

Review and Consideration of Proposed Bylaws

10:30–10:45 a.m.

Break

10:45 a.m.-noon

Overview and Discussion of Issues

Noon-1:30 p.m.

Lunch/Administrative Session

• Presentation and Discussion of Procedures/Federal Advisory Committee Act/Ethics Requirements

1:30-4:30 p.m.

In-Depth Discussions of:

• Triggers for registration and public reporting and suspension of reporting obligations.
• Scaling of regulations.
• New capital raising strategies.
• Restrictions on general solicitation

4:30-5 p.m.

Discussion of Next Steps

Modified: 10/25/2011