|
|
| 9:00 – 10:00 a.m. | Coffee/Networking |
| 10:00 – 10:30 a.m. | Introduction (Lori Schock, Director, Office of Investor Education and Advocacy)
- Remarks by Chairman Schapiro
- Remarks by Commissioners
|
| 10:30 – 11:00 a.m. | Member Self-Introductions |
| 11:00 – 11:45 a.m. | Discussion and Approval of By-Laws and Charter |
| 11:45 – 12:00 p.m. | BREAK |
| 12:00 – 1:00 p.m. | Working Lunch/Administrative Session (CLOSED SESSION) (David Fredrickson, Assistant General Counsel; Shira Pavis Minton, Ethics Counsel) |
| 1:00 – 1:30 p.m. | Officer Elections
- Chairman
- Vice Chairman
- Secretary
- Assistant Secretary
|
| 1:30 – 3:00 p.m. | Staff Presentations on Existing Projects and Key Investor Issues
- Division of Corporation Finance
- Division of Investment Management
- Division of Trading and Markets
- Division of Risk, Strategy, and Financial Innovation
- Office of the Chief Accountant
|
| 3:00 – 4:00 p.m. | Discussion of Committee Organization, Issues for Consideration, and Subcommittees |
| 4:00 p.m. | Meeting Adjourns |
