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Enforcement ProceedingsDelinquent Filer’s Stock Registration RevokedThe registration of the registered securities of Sierra International Group, Inc. has been revoked. It had repeatedly failed to file required annual and quarterly reports with the Securities and Exchange Commission. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocation was ordered in an administrative proceeding before an administrative law judge. (Rel. 34-64979; File No. 3-14432) In the Matter of Daniel G. DankerOn July 28, 2011, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Daniel G. Danker (Danker), age 63, currently residing in Topeka, Kansas. The Order finds that Danker was the vice-president, registered principal and office manager of now-defunct Heartland Financial Services, Inc. (Heartland), an unregistered entity that held itself out as a broker-dealer, insurance and estate-planning firm, and a registered representative of Jonathan Roberts Financial Group, Inc., a broker-dealer which was then registered with the Commission, until he voluntarily terminated his registration on or about March 27, 2000. The Order also finds that the SEC’s complaint against Danker and others, filed in the United States District Court for the Southern District of Indiana, captioned Securities and Exchange Commission v. Payne, et al., Case No. 1:00-cv-01265, alleged that Danker, in connection with the sale of securities, misused and misappropriated investor funds, commingled investors’ funds in a common bank account and caused investors to be sent false trade confirmations and monthly statements purporting to verify the nature and amount of their investments. In the SEC’s civil action, the Court entered summary judgment liability against Danker, ruling that he violated the antifraud and registration provisions of the federal securities laws. The Court also entered a permanent injunction against Danker, enjoining him from future violations of the antifraud and registration provisions of the federal securities laws Based on the findings in the Order, the Commission issued the Order barring Danker from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization; and from participating in any offering of a penny stock, including: acting as a promoter, finder, consultant, agent or other person who engages in activities with a broker, dealer or issuer for purposes of the issuance or trading in any penny stock, or inducing or attempting to induce the purchase or sale of any penny stock. Danker consented to the entry of the Order without admitting or denying its findings, except admitting the SEC’s jurisdiction over him, the subject matter of the proceedings and the entry of a permanent injunction against him in the SEC’s civil action. This Order resolves the proceedings that were instituted against Danker on March 11, 2011. (Rel. 34-64980; File No. 3-14293) Investment Company Act ReleasesJ.P. Morgan Securities LLC, et al.The Commission has issued a permanent order to J.P. Morgan Securities LLC, et al. under Section 9(c) of the Investment Company Act (Act) with respect to an injunction issued by the U.S. District Court for the Southern District of New York on June 29, 2011. The permanent order exempts J.P. Morgan Securities LLC; Bear Stearns Asset Management Inc.; Bear Stearns Health Innoventures Management, L.L.C., BSCGP Inc.; Constellation Growth Capital LLC; Constellation Ventures Management II, LLC; Highbridge Capital Management, LLC; JF International Management Inc.; JPMorgan Asset Management (UK) Limited; JPMorgan Distribution Services, Inc.; J.P. Morgan Institutional Investments, Inc.; J.P. Morgan Investment Management Inc.; J.P. Morgan Latin America Management Company, LLC ; J.P. Morgan Partners, LLC; J.P. Morgan Private Investments Inc.; OEP Co-Investors Management II, Ltd.; OEP Co-Investors Management III, Ltd.; Security Capital Research & Management Incorporated; Sixty Wall Street GP Corporation; Sixty Wall Street Management Company, LLC; and Technology Coinvestors Management, LLC, and any other company of which J.P. Morgan Securities LLC is or hereafter becomes an affiliated person, from the provisions of Section 9(a) of the Act. (Rel. IC-29737 - July 26) Sterling Capital Funds and Sterling Capital Management LLCAn order has been issued on an application filed by Sterling Capital Funds and Sterling Capital Management LLC exempting applicants from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order permits the applicants to enter into and materially amend subadvisory agreements without shareholder approval and grants relief from certain disclosure requirements. (Rel. IC-29738 - July 26) Self-Regulatory OrganizationsImmediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by the EDGA Exchange (SR-EDGA-2011-22) relating to amendments to the EDGA Exchange, Inc. Fee Schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 1. (Rel. 34-64964) The Options Clearing Corporation filed a proposed rule change (SR-OCC-2011-09) under Section 19(b)(3)(A)(iii) of the Securities Act of 1934, which the proposed rule change became effective upon filing, that allows for the proposed clearing and settling of certain futures on real estate indexes (Real Estate Index Futures). Publication is expected to in the Federal Register during the week of August 1. (Rel. 34-64973) A proposed rule change filed by C2 Options Exchange (SR-C2-2011-016) to adopt fees for the execution of complex orders has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 1. (Rel. 34-64974) A proposed rule change filed by NASDAQ OMX BX (SR-BX-2011-044) to increase the position limit for options on the SPDR® has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 1. (Rel. 34-64977) Proposed Rule ChangeThe Financial Industry Regulatory Authority filed Amendment No. 1 to a proposed rule change (SR-FINRA-2009-028) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 to adopt FINRA Rule 2231 (Customer Account Statements) in the consolidated FINRA rulebook. Publication is expected to in the Federal Register during the week of August 1. (Rel. 34-64969) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. N-2 Invesco Total Property Market Income Fund, 1555 PEACHTREE STREET, N.E., SUITE 1800, ATLANTA, GA, 30309, 404-439-3217 - 50,000 ($1,000,000.00) Equity, (File 333-175802 - Jul. 27) (BR. 18) S-11 Morgan Properties Trust, C/O MORGAN PROPERTIES, 160 CLUBHOUSE ROAD, KING OF PRUSSIA, PA, 19406, 610-265-2800 - 0 ($800,000,000.00) Equity, (File 333-175803 - Jul. 27) (BR. 08) S-8 Options Media Group Holdings, Inc., 123 NW13TH STREET, SUITE 300, BOCA RATON, FL, 33432, 561-368-5067 - 28,166,667 ($1,633,666.69) Equity, (File 333-175805 - Jul. 27) (BR. 11C) S-3 LCNB CORP, 2 NORTH BROADWAY, LEBANON, OH, 45036, 5139321414 - 400,000 ($4,820,000.00) Equity, (File 333-175806 - Jul. 27) (BR. 07C) S-3 UNION FIRST MARKET BANKSHARES CORP, 111 VIRGINIA STREET, SUITE 200, RICHMOND, VA, 23219, 8046335031 - 0 ($100,000,000.00) Other, (File 333-175807 - Jul. 27) (BR. 07B) S-8 UNION FIRST MARKET BANKSHARES CORP, 111 VIRGINIA STREET, SUITE 200, RICHMOND, VA, 23219, 8046335031 - 1,000,000 ($12,630,000.00) Equity, (File 333-175808 - Jul. 27) (BR. 07B) S-8 NORTHWESTERN CORP, 3010 W 69TH STREET, SIOUX FALLS, SD, 57108, 6059782908 - 737,637 ($24,902,625.00) Equity, (File 333-175813 - Jul. 27) (BR. 02B) S-8 Francesca's Holdings CORP, 3480 WEST 12TH STREET, Houston, TX, 77008, 713-864-1358 - 0 ($165,054,576.92) Equity, (File 333-175814 - Jul. 27) (BR. 09) S-1 ORIGINOIL INC, 5645 W ADAMS BLVD, Los Angeles, CA, 90016, 323.939.6645 - 946,248 ($3,974,241.60) Equity, (File 333-175815 - Jul. 27) (BR. 06A) S-3ASR NORTHROP GRUMMAN CORP /DE/, 1840 CENTURY PK E, C/O NORTHROP GRUMMAN CORP, LOS ANGELES, CA, 90067, 310-201-1630 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-175818 - Jul. 27) (BR. 05B) S-8 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC., 222 MERCHANDISE MART PLAZA, SUITE 2024, CHICAGO, IL, 60654, 3125061200 - 0 ($18,965,000.00) Equity, (File 333-175819 - Jul. 27) (BR. 03C) S-3 AXT INC, 4281 TECHNOLOGY DR., FREMONT, CA, 94538, 510.438.4734 - 0 ($60,000,000.00) Other, (File 333-175820 - Jul. 27) (BR. 10A) S-3 Hill International, Inc., 303 LIPPINCOTT CENTRE, MARLTON, NJ, 08053, (856) 810-6200 - 0 ($119,600,000.00) Equity, (File 333-175822 - Jul. 27) (BR. 06C) S-4 Hill International, Inc., 303 LIPPINCOTT CENTRE, MARLTON, NJ, 08053, (856) 810-6200 - 0 ($47,840,000.00) Equity, (File 333-175823 - Jul. 27) (BR. 06C) S-8 Apollo Residential Mortgage, Inc., C/O APOLLO GLOBAL MANAGEMENT, LLC, 9 WEST 57TH STREET, 43RD FLOOR, NEW YORK, NY, 10019, 2125153200 - 0 ($10,810,000.00) Equity, (File 333-175824 - Jul. 27) (BR. 08B) S-1 Wireless Attachments, Inc., 2789 S. LAMAR STREET, DENVER, CO, 80227, 3037637527 - 2,154,800 ($215,480.00) Other, (File 333-175825 - Jul. 27) (BR. ) S-1 Sprague Resources LP, TWO INTERNATIONAL DRIVE, SUITE 200, PORTSMOUTH, NH, 03801, (800) 225-1560 - 0 ($165,000,000.00) Equity, (File 333-175826 - Jul. 27) (BR. ) S-8 SAVANNAH BANCORP INC, 25 BULL ST, SAVANNAH, GA, 31401, 9126518200 - 100,000 ($748,000.00) Equity, (File 333-175827 - Jul. 27) (BR. 07A) S-4 Expedia, Inc., 333 108TH AVENUE NE, BELLEVUE, WA, 98004, (425) 679-7200 - 0 ($8,935,221,149.00) Equity, (File 333-175828 - Jul. 27) (BR. 05B) S-8 AUTONATION, INC., 200 SW 1ST AVE, SUITE 1600, FORT LAUDERDALE, FL, 33301, 9547696000 - 0 ($78,200,000.00) Equity, (File 333-175830 - Jul. 27) (BR. 02C) N-2 Apollo Credit Fund Inc., 9 WEST 57TH STREET, NEW YORK, NY, 10019, 212-822-0680 - 0 ($1,000,000.00) Equity, (File 333-175832 - Jul. 27) (BR. ) Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT A123 SYSTEMS, INC. DE 5.02 07/26/11 ACCO BRANDS CORP DE 2.02,9.01 07/27/11 ACCURAY INC DE 1.01,5.02 07/25/11 ACCURIDE CORP DE 2.02,7.01,9.01 07/26/11 ACORDA THERAPEUTICS INC 8.01,9.01 07/25/11 AMEND ACURA PHARMACEUTICALS, INC NY 1.01,3.01,9.01 07/21/11 ACXIOM CORP DE 2.02,5.02,7.01,9.01 07/25/11 ADOLOR CORP 2.02,9.01 07/27/11 Advance America, Cash Advance Centers DE 2.02,8.01,9.01 07/27/11 Aegerion Pharmaceuticals, Inc. DE 2.02,9.01 07/27/11 AETNA INC /PA/ PA 2.02,9.01 07/27/11 AFFYMAX INC DE 8.01,9.01 07/27/11 AFFYMETRIX INC DE 2.02 06/30/11 AFLAC INC GA 2.02,9.01 07/27/11 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 07/27/11 ALANCO TECHNOLOGIES INC AZ 3.01,9.01 07/27/11 ALERE INC. DE 2.02,9.01 07/27/11 ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 07/27/11 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 07/26/11 ALLIANCE BANKSHARES CORP 8.01,9.01 07/27/11 Alliance Holdings GP, L.P. DE 2.02,9.01 07/27/11 ALLIANCE RESOURCE PARTNERS LP DE 2.02,9.01 07/27/11 ALLIANT ENERGY CORP WI 5.02 07/26/11 Alto Group Holdings Inc. NV 1.01,3.02 07/19/11 AMBASSADORS GROUP INC DE 2.02,9.01 06/30/10 AMERICAN CAMPUS COMMUNITIES INC MD 2.02,7.01,9.01 07/26/11 AMERICAN ELECTRIC POWER CO INC NY 1.02,2.03 07/26/11 American Midstream Partners, LP DE 1.01,9.01 07/26/11 American Railcar Industries, Inc. ND 2.02,7.01,9.01 07/21/11 American Standard Energy Corp. DE 8.01,9.01 07/27/11 AMERIGAS PARTNERS LP DE 2.02,9.01 07/26/11 AMERIGAS PARTNERS LP DE 7.01,9.01 07/27/11 AMERIPRISE FINANCIAL INC DE 2.02,9.01 07/27/11 AMKOR TECHNOLOGY INC DE 2.02,9.01 07/27/11 Anoteros, Inc. NV 1.01,9.01 07/26/11 Antero Resources Finance Corp DE 8.01,9.01 07/27/11 Antero Resources Finance Corp DE 7.01,9.01 07/27/11 APACHE CORP DE 5.03,9.01 07/21/11 APARTMENT INVESTMENT & MANAGEMENT CO MD 1.01,5.03,8.01,9.01 07/26/11 ARKANSAS BEST CORP /DE/ DE 5.02,9.01 07/21/11 ARRIS GROUP INC DE 2.02,9.01 07/27/11 ARROW ELECTRONICS INC NY 2.02,9.01 07/27/11 Ascend Acquisition Corp. DE 1.01,3.02,9.01 07/27/11 ASPEN INSURANCE HOLDINGS LTD D0 2.02,7.01,9.01 07/27/11 ASSURANT INC 2.02,9.01 07/27/11 Atlantic Coast Financial CORP MD 2.02,9.01 07/26/11 Augme Technologies, Inc. DE 1.01,8.01,9.01 07/20/11 AMEND AUTONATION, INC. DE 2.02,9.01 07/27/11 AXT INC DE 2.02,9.01 07/27/11 BANCORPSOUTH INC MS 5.02,9.01 07/27/11 Bank of Marin Bancorp CA 7.01 07/27/11 Bank of the Carolinas CORP NC 2.02,9.01 07/22/11 BankUnited, Inc. DE 2.02,9.01 07/27/11 BARRETT BUSINESS SERVICES INC MD 2.02,9.01 07/26/11 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 07/26/11 BEMIS CO INC MO 2.02,9.01 07/27/11 BERKSHIRE HILLS BANCORP INC 2.02,9.01 07/26/11 BEST BUY CO INC MN 7.01,9.01 07/27/11 BIG LOTS INC OH 1.01,1.02,2.03,8.01, 07/22/11 9.01 BLUEGREEN CORP MA 5.07 07/27/11 BMC SOFTWARE INC DE 2.02,9.01 07/27/11 BOEING CAPITAL CORP DE 2.02,9.01 07/27/11 BOEING CO DE 2.02,9.01 07/27/11 BOK FINANCIAL CORP ET AL OK 2.02,9.01 07/27/11 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 5.07 04/27/11 AMEND BOYD GAMING CORP NV 2.02,9.01 07/27/11 BROADVISION INC DE 2.02,9.01 07/27/11 BROOKS AUTOMATION INC DE 2.01,8.01,9.01 07/25/11 CABOT MICROELECTRONICS CORP DE 2.02,9.01 07/27/11 CALIFORNIA WATER SERVICE GROUP DE 8.01,9.01 07/27/11 CALLAWAY GOLF CO DE 1.01,2.03,5.02,9.01 07/21/11 CALLAWAY GOLF CO DE 2.05 06/29/11 AMEND Care Investment Trust Inc. MD 8.01,9.01 07/27/11 CAREER EDUCATION CORP DE 5.07 05/19/11 AMEND Castle Brands Inc FL 1.01,5.02,9.01 07/26/11 CELADON GROUP INC DE 2.02,9.01 07/27/11 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 2.02,9.01 07/27/11 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 06/30/11 CFS BANCORP INC IN 2.02,9.01 06/30/11 CHART INDUSTRIES INC DE 2.02,7.01,9.01 07/26/11 CHURCHILL DOWNS INC KY 2.02,9.01 07/27/11 CINCINNATI FINANCIAL CORP OH 2.02,9.01 07/27/11 CIRCLE STAR ENERGY CORP. NV 7.01,9.01 07/26/11 CITRIX SYSTEMS INC DE 2.02,9.01 07/27/11 CNO Financial Group, Inc. DE 2.02,9.01 07/27/11 COACH INC MD 5.02,9.01 07/25/11 Cobalt International Energy, Inc. 2.02,9.01 07/27/11 Cogo Group, Inc. MD 5.07 07/25/11 COHERENT INC DE 2.02,9.01 07/27/11 Cole Credit Property Trust II Inc MD 7.01,8.01,9.01 07/27/11 Colfax CORP DE 5.07 05/18/11 AMEND COLUMBUS MCKINNON CORP NY 2.02,5.07,9.01 07/22/11 COMARCO INC CA 5.07,9.01 07/21/11 COMERICA INC /NEW/ 5.02,9.01 07/26/11 COMERICA INC /NEW/ 5.07 04/26/11 AMEND COMMITTED CAPITAL ACQUISITION Corp DE 1.01,9.01 07/27/11 COMMUNITY BANK SYSTEM INC DE 2.02,9.01 07/26/11 COMMUNITY FINANCIAL CORP /VA/ VA 2.02,9.01 07/27/11 COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,8.01,9.01 07/26/11 COMPUTER PROGRAMS & SYSTEMS INC DE 5.07 05/10/11 AMEND COMSCORE, INC. DE 5.02,5.07,9.01 07/26/11 CONCUR TECHNOLOGIES INC DE 2.02,9.01 07/27/11 CONNECTICUT WATER SERVICE INC / CT CT 1.01,8.01 07/26/11 CONOCOPHILLIPS DE 2.02,9.01 07/27/11 Constellation Energy Partners LLC DE 8.01 07/27/11 Cooper Industries plc 8.01,9.01 07/27/11 CORNING INC /NY NY 2.02,9.01 06/30/11 COSTAR GROUP INC DE 2.02,9.01 07/27/11 COVANCE INC DE 2.02,9.01 07/27/11 Crocs, Inc. 2.02,9.01 07/27/11 CRYOLIFE INC FL 5.03,9.01 07/26/11 CST HOLDING CORP. CO 1.01,2.01,3.02,5.01, 07/22/11 5.02,9.01 CULLEN FROST BANKERS INC TX 2.02,9.01 07/27/11 CYBERONICS INC DE 1.01,9.01 07/27/11 CYTRX CORP DE 1.01,8.01,9.01 07/27/11 DAWSON GEOPHYSICAL CO TX 7.01,8.01,9.01 07/26/11 DELTA AIR LINES INC /DE/ DE 2.02,9.01 07/27/11 Delta Seaboard International, Inc. NV 1.01,8.01,9.01 06/30/11 DELTIC TIMBER CORP DE 2.02,9.01 07/27/11 Derycz Scientific Inc NV 7.01,9.01 07/22/11 Destination Maternity Corp DE 1.01,2.02,2.03,8.01, 07/21/11 9.01 DIEBOLD INC OH 2.02,9.01 07/27/11 DIGAGOGO VENTURES CORP DE 5.02,7.01,9.01 07/26/11 DIGIRAD CORP DE 2.02,9.01 07/27/11 Digitiliti Inc DE 5.02 07/22/11 Dot VN, Inc. DE 8.01,9.01 07/27/11 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 07/27/11 DOW CHEMICAL CO /DE/ DE 2.02,9.01 07/27/11 Dr Pepper Snapple Group, Inc. DE 2.02,9.01 07/27/11 DST SYSTEMS INC DE 2.02,9.01 07/26/11 DUCKWALL ALCO STORES INC KS 1.01,2.03,7.01,9.01 07/21/11 Duff & Phelps Corp DE 2.02,9.01 07/27/11 DXP ENTERPRISES INC TX 1.01,7.01,8.01 07/26/11 DXP ENTERPRISES INC TX 2.02,9.01 07/27/11 DYAX CORP DE 2.02,9.01 07/27/11 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 07/26/11 EASTERN CO CT 2.02,7.01,9.01 07/02/11 EASTERN CO CT 1.01,5.02,9.01 07/27/11 EASTERN VIRGINIA BANKSHARES INC VA 5.02 07/21/11 ECOLAB INC DE 2.02,8.01,9.01 07/27/11 Electromed, Inc. MN 5.02,9.01 07/21/11 EMERSON ELECTRIC CO MO 7.01 07/27/11 EMPIRE STATE BUILDING ASSOCIATES L.L. NY 1.01 07/27/11 ENDOLOGIX INC /DE/ DE 2.02,9.01 07/21/11 ENDURANCE SPECIALTY HOLDINGS LTD 2.02,9.01 07/27/11 ENERGIZER HOLDINGS INC MO 2.02,9.01 07/27/11 EQUIFAX INC GA 2.02,9.01 07/27/11 EQUINIX INC DE 2.02,9.01 07/27/11 ESTERLINE TECHNOLOGIES CORP DE 2.01,5.02,7.01,9.01 07/26/11 EURONET WORLDWIDE INC DE 2.02 07/26/11 EVEREST RE GROUP LTD D0 2.02,9.01 07/27/11 EXELIXIS INC DE 1.01 07/25/11 EXELON CORP PA 2.02,7.01,9.01 07/27/11 FAMOUS DAVES OF AMERICA INC MN 2.02,9.01 07/27/11 FARMERS NATIONAL BANC CORP /OH/ OH 2.02,9.01 07/27/11 FIDELITY D & D BANCORP INC PA 2.02,9.01 07/27/11 FINANCIAL INSTITUTIONS INC NY 2.02,9.01 07/27/11 First Clover Leaf Financial Corp. MD 8.01,9.01 07/27/11 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,9.01 07/27/11 FIRST MIDWEST BANCORP INC DE 2.02,7.01,9.01 07/27/11 FIRST PACTRUST BANCORP INC MD 8.01,9.01 07/27/11 First Savings Financial Group Inc IN 2.02,9.01 07/26/11 First Trinity Financial CORP 7.01,9.01 07/27/11 FLAGSTAR BANCORP INC MI 1.01,2.02,7.01,9.01 07/26/11 FLEXTRONICS INTERNATIONAL LTD. U0 5.07 07/22/11 FLUSHING FINANCIAL CORP DE 2.02,9.01 07/26/11 FNDS3000 Corp DC 2.02,9.01 07/21/11 FOODFEST INTERNATIONAL 2000 INC. DE 7.01,9.01 07/18/11 Ford Credit Auto Owner Trust 2011-B DE 1.01,9.01 07/26/11 FORTUNE BRANDS INC DE 5.02,9.01 07/27/11 FOSTER L B CO PA 7.01 07/27/11 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 2.02,9.01 07/27/11 FRISCHS RESTAURANTS INC OH 2.02,9.01 07/26/11 FS Investment CORP MD 1.01,2.03,9.01 07/21/11 GARB OIL & POWER CORP UT 5.02,9.01 07/15/11 GENERAL DYNAMICS CORP DE 2.02,9.01 07/27/11 General Maritime Corp / MI 2.02,5.02,9.01 07/27/11 Georgetown Bancorp, Inc. X1 2.02,9.01 07/26/11 Georgia-Carolina Bancshares, Inc GA 2.02,9.01 07/27/11 GLOBAL CROSSING LTD 2.02,9.01 07/27/11 GOLDMAN SACHS GROUP INC DE 9.01 07/27/11 Granite Falls Energy, LLC MN 5.07 04/01/11 AMEND GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01,9.01 07/27/11 Great American Group, Inc. DE 1.01,2.03,9.01 07/21/11 GREAT SOUTHERN BANCORP INC MD 2.02,9.01 07/26/11 GREATBATCH, INC. DE 2.02,9.01 07/27/11 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,7.01,9.01 07/27/11 Griffin Capital Net Lease REIT, Inc. 9.01 05/13/11 AMEND GRYPHON GOLD CORP NV 7.01,9.01 07/27/11 Hallwood Group Inc DE 7.01,9.01 07/25/11 HANCOCK HOLDING CO MS 5.07 03/31/11 AMEND HARBINGER GROUP INC. DE 7.01 07/27/11 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 07/27/11 HEALTHSOUTH CORP DE 2.02,7.01,9.01 07/27/11 HERITAGE BANKSHARES INC /VA VA 2.02,8.01,9.01 07/27/11 HESKA CORP DE 2.02,9.01 06/30/11 HESS CORP DE 2.02,7.01,9.01 07/27/11 HMN FINANCIAL INC DE 2.02,9.01 07/21/11 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 07/27/11 HollyFrontier Corp DE 7.01,9.01 07/27/11 HOME BANCORP, INC. LA 2.02,9.01 07/26/11 HOME BANCSHARES INC 7.01,9.01 07/27/11 HOMEAWAY INC DE 2.02,9.01 07/27/11 HORACE MANN EDUCATORS CORP /DE/ DE 2.02,9.01 07/27/11 HORIZON BANCORP /IN/ IN 7.01,9.01 07/26/11 Horsehead Holding Corp 1.01,2.03,8.01,9.01 07/27/11 HOSPIRA INC DE 2.02,9.01 07/27/11 HUDSON HIGHLAND GROUP INC DE 2.02,9.01 07/27/11 HUDSON VALLEY HOLDING CORP NY 2.02,9.01 07/27/11 HUDSON VALLEY HOLDING CORP NY 3.01,5.05,9.01 07/21/11 HUNT J B TRANSPORT SERVICES INC AR 5.02,9.01 07/21/11 Huron Consulting Group Inc. DE 2.02,9.01 07/27/11 IAC/INTERACTIVECORP DE 2.02,7.01 07/27/11 IBERIABANK CORP LA 2.02,9.01 07/26/11 ICAD INC DE 2.02,5.02,9.01 07/22/11 IGATE CORP PA 9.01 05/12/11 AMEND InfuSystem Holdings, Inc DE 1.01,9.01 07/21/11 INNODATA ISOGEN INC DE 2.02,9.01 07/27/11 INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 07/27/11 INTEL CORP DE 5.02,5.03,9.01 07/26/11 INTERFACE INC GA 2.02,9.01 07/27/11 INTERMOUNTAIN COMMUNITY BANCORP ID 2.02,9.01 07/27/11 INTERNET MEDIA SERVICES, INC. DE 3.02,5.07,9.01 07/22/11 INTERSIL CORP/DE DE 2.02,7.01,9.01 07/27/11 Invesco Mortgage Capital Inc. MD 2.02 07/27/11 INVESTORS CAPITAL HOLDINGS LTD MA 2.02,8.01,9.01 07/27/11 ITC Holdings Corp. MI 1.01,9.01 07/27/11 ITERIS, INC. DE 1.01,7.01,9.01 07/25/11 ITRON INC /WA/ WA 2.02,9.01 07/27/11 J CREW GROUP INC DE 5.02 07/27/11 J P MORGAN CHASE & CO DE 8.01,9.01 07/27/11 JAKKS PACIFIC INC DE 2.02,9.01 07/20/11 JARDEN CORP DE 2.02,9.01 07/27/11 JJ&R Ventures, Inc. NV 1.01,5.03,9.01 07/26/11 JMP Group Inc. DE 2.02,9.01 07/27/11 JONES GROUP INC PA 2.02,7.01,9.01 07/27/11 JONES LANG LASALLE INC MD 2.02,9.01 07/27/11 Jpak Group, Inc. NV 8.01,9.01 07/27/11 KADANT INC DE 2.02,9.01 07/27/11 KAISER ALUMINUM CORP DE 2.02,9.01 07/27/11 KAYDON CORP DE 8.01,9.01 07/26/11 KBR, INC. DE 2.02,9.01 07/27/11 KEMET CORP DE 2.02,7.01,9.01 07/27/11 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 07/27/11 KeyOn Communications Holdings Inc. DE 1.01,9.01 06/10/11 KINETIC CONCEPTS INC TX 8.01,9.01 07/26/11 KNIGHT TRANSPORTATION INC AZ 1.01,2.02,2.03,9.01 07/26/11 LA JOLLA PHARMACEUTICAL CO DE 8.01 07/15/11 LAM RESEARCH CORP DE 2.02,9.01 07/27/11 LaSalle Hotel Properties MD 5.07 04/21/11 AMEND LEAGUE NOW HOLDINGS CORP FL 1.01,5.02,9.01 07/01/11 LEAP WIRELESS INTERNATIONAL INC DE 1.01,8.01,9.01 07/26/11 LEVEL 3 COMMUNICATIONS INC DE 2.02,8.01,9.01 07/27/11 Liberty Global, Inc. 2.03,9.01 07/26/11 Lightyear Network Solutions, Inc. NV 8.01 07/26/11 LIN TV CORP. DE 2.02,9.01 07/26/11 LINEAR TECHNOLOGY CORP /CA/ DE 2.02,9.01 07/26/11 LogMeIn, Inc. DE 2.02,9.01 07/27/11 LoopNet, Inc. DE 2.02,9.01 07/27/11 LPL Investment Holdings Inc. DE 2.02,9.01 07/27/11 LSI CORP DE 2.02,9.01 07/27/11 LUBRIZOL Corp OH 2.02,9.01 07/26/11 LUBYS INC DE 1.01,9.01 07/25/11 MAGELLAN PETROLEUM CORP /DE/ DE 1.01,1.02,8.01,9.01 07/21/11 MAGNACHIP SEMICONDUCTOR Corp DE 2.02,9.01 07/27/11 MANITOWOC CO INC WI 2.02,9.01 07/26/11 MANTECH INTERNATIONAL CORP DE 2.02,7.01,9.01 07/27/11 MARINE PRODUCTS CORP DE 2.02,9.01 07/27/11 MARKETAXESS HOLDINGS INC 2.02,8.01,9.01 07/27/11 MASCO CORP /DE/ DE 5.07 05/10/11 AMEND Mastech Holdings, Inc. PA 2.02,9.01 07/27/11 MATERION Corp 5.02 07/27/11 MATTSON TECHNOLOGY INC DE 2.02,9.01 07/27/11 MEADWESTVACO Corp DE 2.02,9.01 07/27/11 MEDCATH CORP DE 5.07 07/26/11 MEDICINES CO /DE DE 2.02,9.01 07/27/11 MERU NETWORKS INC DE 2.02,9.01 07/27/11 METABOLIX, INC. 2.02,9.01 07/27/11 MGT CAPITAL INVESTMENTS INC DE 8.01,9.01 07/27/11 MICROFINANCIAL INC MA 5.02,8.01 07/25/11 MICROSTRATEGY INC DE 5.02 07/26/11 MID PENN BANCORP INC PA 2.02,8.01,9.01 07/27/11 MidWestOne Financial Group, Inc. IA 8.01 07/27/11 MIMEDX GROUP, INC. FL 2.02,9.01 07/25/11 MOKITA, INC. NV 3.02 07/27/11 MOODYS CORP /DE/ DE 2.02,7.01,9.01 07/27/11 MoSys, Inc. CA 1.01,9.01 07/22/11 MUTUALFIRST FINANCIAL INC MD 7.01,9.01 07/27/11 MYLAN INC. PA 2.02,9.01 07/27/11 NABORS INDUSTRIES LTD D0 2.02,9.01 07/26/11 NANOVIRICIDES, INC. NV 8.01,9.01 07/26/11 NASDAQ OMX GROUP, INC. DE 2.02,7.01,9.01 07/27/11 NATIONAL BANKSHARES INC VA 2.02,9.01 07/27/11 AMEND NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 07/27/11 NAVIGANT CONSULTING INC DE 2.02,9.01 07/27/11 NEFFS BANCORP INC PA 8.01,9.01 07/27/11 NEOPROBE CORP DE 2.02,9.01 07/27/11 NESS TECHNOLOGIES INC 2.02,7.01,9.01 07/27/11 NESS TECHNOLOGIES INC 7.01,9.01 07/27/11 Netco Investments, Inc. TX 1.01,2.01,3.02,5.02, 02/15/11 8.01 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 07/27/11 NeurogesX Inc CA 1.01,3.02,9.01 07/21/11 NEUSTAR INC 2.02,7.01,9.01 07/27/11 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 07/27/11 NEXTERA ENERGY INC FL 2.02,9.01 07/27/11 NICHOLAS FINANCIAL INC FL 2.02,9.01 07/27/11 Nissan Auto Lease Trust 2011-A DE 1.01,9.01 07/25/11 Noranda Aluminum Holding CORP DE 2.02,9.01 07/27/11 NORTH STATE BANCORP NC 5.07 06/02/11 NORTHRIM BANCORP INC AK 2.02,9.01 07/26/11 NORTHROP GRUMMAN CORP /DE/ DE 2.02,9.01 07/27/11 NORTHWESTERN CORP DE 2.02,9.01 07/27/11 OBA Financial Services, Inc. MD 5.02,9.01 07/21/11 OCEANEERING INTERNATIONAL INC DE 2.02,8.01,9.01 07/27/11 OLD SECOND BANCORP INC DE 2.02,9.01 07/27/11 Oneida Financial Corp. MD 2.02,8.01,9.01 07/27/11 Options Media Group Holdings, Inc. NV 1.01,2.01,3.02 07/15/11 Orchids Paper Products CO /DE DE 2.02,8.01,9.01 07/27/11 Oritani Financial Corp DE 5.07,9.01 07/26/11 OWENS ILLINOIS INC /DE/ DE 2.02,9.01 07/27/11 PACIFIC CAPITAL BANCORP /CA/ DE 2.02,9.01 07/27/11 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 06/30/11 PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 07/27/11 Paradigm Holdings, Inc WY 1.01,1.02,2.03,5.02, 07/21/11 5.07,9.01 PARK OHIO HOLDINGS CORP OH 2.02,9.01 07/27/11 PDL BIOPHARMA, INC. DE 2.02,7.01,9.01 07/27/11 Pendrell Corp DE 5.02,9.01 07/21/11 PEOPLES FINANCIAL CORP /MS/ MS 2.02,9.01 07/27/11 PERNIX THERAPEUTICS HOLDINGS, INC. MD 8.01 07/27/11 PINNACLE DATA SYSTEMS INC OH 2.02,9.01 07/27/11 PNC FINANCIAL SERVICES GROUP INC PA 3.03,5.03,8.01,9.01 07/21/11 POLARIS INDUSTRIES INC/MN MN 7.01,9.01 07/27/11 POZEN INC /NC 5.02,9.01 07/25/11 PPL Corp 5.02,9.01 07/27/11 PRAXAIR INC DE 2.02,9.01 07/27/11 PREMIERWEST BANCORP OR 2.02,9.01 07/26/11 PRIVATE MEDIA GROUP INC NV 3.01 07/21/11 Quad/Graphics, Inc. WI 1.01,2.03,9.01 07/27/11 QUAINT OAK BANCORP INC 2.02,9.01 07/27/11 QUAKER CHEMICAL CORP PA 2.02,9.01 07/27/11 QUANTUM CORP /DE/ DE 2.02,9.01 07/27/11 QUEPASA CORP NV 8.01 07/27/11 QUESTAR CORP UT 2.02,9.01 07/27/11 RARUS MINERALS INC NV 1.01,9.01 07/27/11 RENAISSANCE LEARNING INC WI 2.02,9.01 07/21/11 REPLIGEN CORP DE 2.02,9.01 07/27/11 RESPONSE GENETICS INC 5.02,8.01,9.01 07/22/11 RGC RESOURCES INC VA 8.01,9.01 07/25/11 RIGHTNOW TECHNOLOGIES INC MT 2.02,9.01 07/27/11 Rockville Financial, Inc. /CT/ CT 8.01,9.01 07/27/11 Rockwood Holdings, Inc. DE 2.02,9.01 07/27/11 ROLLINS INC DE 8.01,9.01 07/26/11 ROLLINS INC DE 2.02,9.01 07/27/11 ROYAL CARIBBEAN CRUISES LTD 5.02 07/27/11 ROYAL CARIBBEAN CRUISES LTD 2.02,7.01,9.01 07/27/11 RPC INC DE 2.02,9.01 07/27/11 RPC INC DE 8.01,9.01 07/27/11 RYDER SYSTEM INC FL 2.02,9.01 07/27/11 RYLAND GROUP INC MD 2.02,9.01 07/27/11 S1 CORP /DE/ DE 8.01,9.01 07/26/11 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 07/27/11 SAIA INC DE 2.02,9.01 07/27/11 SALON MEDIA GROUP INC DE 5.02,9.01 07/26/11 SANGAMO BIOSCIENCES INC DE 2.02,9.01 07/27/11 SEALED AIR CORP/DE DE 2.02,9.01 07/27/11 Searchlight Minerals Corp. NV 1.01,9.01 07/25/11 SELECTICA INC DE 2.02,9.01 07/27/11 SELECTIVE INSURANCE GROUP INC NJ 2.02,7.01,9.01 07/27/11 SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 07/27/11 SFN Group Inc. DE 2.02 07/27/11 SHORE BANCSHARES INC MD 2.02,9.01 07/26/11 SHUTTERFLY INC DE 2.02,9.01 07/27/11 SHUTTERFLY INC DE 5.07 05/25/11 AMEND SIERRA MONITOR CORP /CA/ CA 8.01,9.01 07/26/11 SILVERADO GOLD MINES LTD A1 7.01,9.01 07/26/11 SKECHERS USA INC DE 2.02,9.01 07/27/11 SL GREEN REALTY CORP MD 2.02,7.01,8.01,9.01 07/26/11 SL GREEN REALTY CORP MD 1.01,9.01 07/27/11 SL GREEN REALTY CORP MD 8.01 07/26/11 SMART Modular Technologies (WWH), Inc E9 8.01 07/26/11 SOKO FITNESS & SPA GROUP, INC. DE 5.01,9.01 07/27/11 SONIC FOUNDRY INC MD 2.02,9.01 07/27/11 Sono Resources, Inc. NV 1.01,2.01,8.01,9.01 07/22/11 SOURCEFIRE INC DE 5.02 07/26/11 SOUTHEASTERN BANKING CORP GA 5.02 07/21/11 SOUTHERN CO DE 2.02 07/27/11 Spansion Inc. DE 2.02,9.01 07/27/11 SPARTAN MOTORS INC MI 5.07 05/25/11 AMEND SPARTAN STORES INC MI 2.02,9.01 07/27/11 Spirit AeroSystems Holdings, Inc. DE 5.02 07/22/11 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 07/27/11 STEINER LEISURE Ltd C5 2.02 06/30/11 STEINWAY MUSICAL INSTRUMENTS INC DE 8.01,9.01 07/26/11 STEPAN CO DE 2.02,5.02,9.01 07/26/11 STERICYCLE INC DE 2.02,9.01 07/27/11 STERLING FINANCIAL CORP /WA/ WA 2.02,9.01 07/27/11 STURM RUGER & CO INC DE 2.02,9.01 07/27/11 SUN BANCORP INC /NJ/ NJ 5.03,5.07,9.01 07/22/11 SUNOCO LOGISTICS PARTNERS L.P. DE 2.02,7.01,9.01 07/26/11 SUNRISE SENIOR LIVING INC DE 8.01 07/27/11 SUPERVALU INC DE 2.02,9.01 07/26/11 SUPERVALU INC DE 5.02,5.07 07/26/11 Support.com, Inc. DE 2.02,9.01 07/27/11 SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 07/27/11 SYMANTEC CORP DE 2.02,9.01 07/27/11 Symetra Financial CORP DE 2.02,9.01 07/27/11 TAL International Group, Inc. DE 2.02,9.01 07/27/11 TC PIPELINES LP DE 2.02,9.01 07/27/11 TELEFLEX INC DE 2.02,9.01 07/27/11 TELEFLEX INC DE 7.01,9.01 07/27/11 TEXAS INSTRUMENTS INC DE 5.07 07/27/11 AMEND THERMO FISHER SCIENTIFIC INC. DE 2.02,9.01 07/27/11 THQ INC DE 2.02,9.01 07/27/11 THRESHOLD PHARMACEUTICALS INC DE 1.01,2.03 07/25/11 TIMBERLAND BANCORP INC WA 2.02,9.01 07/26/11 TITAN INTERNATIONAL INC IL 2.02,9.01 06/30/11 TORCHMARK CORP DE 2.02,9.01 07/27/11 TOWER BANCORP INC PA 2.02,8.01,9.01 07/26/11 TOWER BANCORP INC PA 5.07 05/24/11 AMEND TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.02,9.01 07/27/11 TRANSATLANTIC HOLDINGS INC DE 2.02,9.01 07/27/11 Triangle Petroleum Corp NV 5.02,5.07 07/27/11 TRICO BANCSHARES / CA 8.01,9.01 07/26/11 TRINITY INDUSTRIES INC DE 2.02,7.01,9.01 07/26/11 TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 07/27/11 Trius Therapeutics Inc DE 1.01,2.02,9.01 07/26/11 TrueBlue, Inc. WA 2.02,9.01 07/27/11 TTM TECHNOLOGIES INC WA 1.01,2.03,9.01 07/22/11 TUPPERWARE BRANDS CORP DE 2.02,9.01 07/27/11 U S PHYSICAL THERAPY INC /NV NV 8.01 07/27/11 UGI CORP /PA/ PA 2.02,9.01 07/27/11 UGI UTILITIES INC PA 2.02,9.01 07/27/11 ULTIMATE SOFTWARE GROUP INC DE 2.02,9.01 07/26/11 ULTIMATE SOFTWARE GROUP INC DE 5.07 05/17/11 AMEND UMB FINANCIAL CORP MO 2.02,5.03,8.01,9.01 07/26/11 UMB FINANCIAL CORP MO 5.07 04/26/11 AMEND UNITED PARCEL SERVICE INC DE 2.02,9.01 07/26/11 United States 12 Month Natural Gas Fu 7.01,9.01 07/27/11 United States 12 Month Oil Fund, LP 7.01,9.01 07/27/11 United States Brent Oil Fund, LP DE 7.01,9.01 07/27/11 United States Commodity Index Funds T DE 7.01,9.01 07/27/11 United States Gasoline Fund, LP DE 7.01,9.01 07/27/11 United States Heating Oil Fund, LP DE 7.01,9.01 07/27/11 United States Natural Gas Fund, LP 7.01,9.01 07/27/11 United States Oil Fund, LP DE 7.01,9.01 07/27/11 United States Short Oil Fund, LP DE 7.01,9.01 07/27/11 UNITED STATES STEEL CORP DE 2.02,9.01 07/25/11 UNIVERSAL TECHNICAL INSTITUTE INC DE 2.02,9.01 07/27/11 UNIVEST CORP OF PENNSYLVANIA PA 2.02,9.01 07/27/11 USA Mobility, Inc DE 2.02,8.01,9.01 07/27/11 USA Mobility, Inc DE 5.02,9.01 07/27/11 VALIDUS HOLDINGS LTD 2.02,9.01 07/27/11 VALIDUS HOLDINGS LTD 2.02,9.01 07/27/11 Vanda Pharmaceuticals Inc. DE 1.01 07/25/11 VARIAN MEDICAL SYSTEMS INC DE 2.02,9.01 07/27/11 Vicor Technologies, Inc. DE 8.01,9.01 07/27/11 VIRGIN MEDIA INC. DE 2.02,9.01 07/27/11 VISA INC. DE 2.02,9.01 07/27/11 VistaGen Therapeutics, Inc. NV 8.01 06/30/11 VISTEON CORP DE 7.01,9.01 07/27/11 Vringo Inc DE 1.01,2.03,3.01,3.02, 07/21/11 7.01,9.01 WELLPOINT, INC IN 2.02,9.01 07/27/11 WESTFIELD FINANCIAL INC MA 2.02,9.01 07/27/11 WHITING PETROLEUM CORP DE 2.02,9.01 07/27/11 WINTRUST FINANCIAL CORP IL 2.02,9.01 07/27/11 WORLD ACCEPTANCE CORP SC 2.02,7.01,9.01 07/27/11 World Surveillance Group Inc. DE 5.02,5.03,5.07,9.01 07/26/11 WRIGHT MEDICAL GROUP INC DE 5.07 05/11/11 AMEND WYNDHAM WORLDWIDE CORP DE 2.02,9.01 07/27/11 YOUNG INNOVATIONS INC MO 2.03,9.01 07/22/11 Zhongchai Machinery, Inc. NV 3.03,8.01,9.01 07/26/11 ZIMMER HOLDINGS INC DE 2.02,9.01 07/27/11
http://www.sec.gov/news/digest/2011/dig072811.htm
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