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Investment Company Act ReleasesFQF Trust, et al.An order has been issued on an application filed by FQF Trust, et al., for an order to permit: (a) series of certain open-end management investment companies whose portfolios will consist of the component securities of a securities index to issue shares (Shares) redeemable in large aggregations only (Creation Units); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. (Rel. IC-29747 – August 5) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-1 NEW YORK TUTOR Co, 845 3RD AVENUE, 6TH FLOOR, NEW YORK CITY, NY, 10022, 646-290-5269 - 2,500,000 ($200,000.00) Equity, (File 333-176119 - Aug. 8) (BR. ) S-8 CALLIDUS SOFTWARE INC, 160 WEST SANTA CLARA STREET, 15TH FLOOR, SAN JOSE, CA, 95113, (408) 808-6400 - 0 ($11,282,439.00) Equity, (File 333-176120 - Aug. 8) (BR. 03B) S-3 TELIK INC, 3165 PORTER DRIVE, PALO ALTO, CA, 94304, 6508457700 - 0 ($25,000,000.00) Unallocated (Universal) Shelf, (File 333-176121 - Aug. 8) (BR. 01C) S-4 SOUTHERN NATURAL GAS COMPANY, L.L.C., EL PASO CORPORATION, 1001 LOUISIANA STREET, HOUSTON, TX, 77002, 7134202787 - 0 ($300,000,000.00) Debt, (File 333-176122 - Aug. 8) (BR. 02C) S-1 Liquid Spins, Inc., 5525 ERINDALE DRIVE, SUITE 200, COLORADO SPRINGS, CO, 80918, (800) 595-1641 - 14,241,875 ($7,120,938.00) Equity, (File 333-176123 - Aug. 8) (BR. ) S-8 PEABODY ENERGY CORP, 701 MARKET ST, ST LOUIS, MO, 63101-1826, 3143423400 - 0 ($675,360,000.00) Equity, (File 333-176129 - Aug. 8) (BR. 04A) S-8 TESORO CORP /NEW/, 19100 RIDGEWOOD PKWY, SAN ANTONIO, TX, 78259-1828, 210 626-6000 - 0 ($100,000,000.00) Equity, (File 333-176132 - Aug. 8) (BR. 04A) S-8 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR, 97124-6421, 5032688000 - 750,000 ($4,305,000.00) Equity, (File 333-176133 - Aug. 8) (BR. 10B) S-8 ALIGN TECHNOLOGY INC, 2560 ORCHARD PARKWAY, SAN JOSE, CA, 95131, 4087381500 - 3,000,000 ($57,300,000.00) Equity, (File 333-176134 - Aug. 8) (BR. 10A) S-8 ABERCROMBIE & FITCH CO /DE/, 6301 FITCH PATH, NEW ALBANY, OH, 43054, 6142836500 - 0 ($219,900,000.00) Equity, (File 333-176135 - Aug. 8) (BR. 09A) S-8 ISIS PHARMACEUTICALS INC, 1896 RUTHERFORD ROAD, CARLSBAD, CA, 92008, 7609319200 - 0 ($15,390,000.00) Equity, (File 333-176136 - Aug. 8) (BR. 01A) S-3 AFFYMAX INC, 4001 MIRANDA AVE, PALO ALTO, CA, 94304, 650-812-8700 - 0 ($100,000,000.00) Other, (File 333-176137 - Aug. 8) (BR. 01A) S-8 DG FastChannel, Inc, 750 WEST JOHN CARPENTER FREEWAY, SUITE 700, IRVING, TX, 75039, 972 581 2000 - 0 ($27,864,000.00) Equity, (File 333-176138 - Aug. 8) (BR. 02B) S-3ASR BLACK HILLS CORP /SD/, 625 9TH STREET, PO BOX 1400, RAPID CITY, SD, 57709, 6057212343 - 500,000 ($14,390,000.00) Equity, (File 333-176139 - Aug. 8) (BR. 02B) S-8 CORRECTIONS CORP OF AMERICA, 10 BURTON HILLS BLVD, N/A, NASHVILLE, TN, 37215, 6152633000 - 0 ($245,880,000.00) Equity, (File 333-176140 - Aug. 8) (BR. 06A) S-8 Orange 21 Inc., 2070 LAS PALMAS DRIVE, CARLSBAD, CA, 92009, (760) 804-8420 - 0 ($5,049,597.00) Equity, (File 333-176141 - Aug. 8) (BR. 10B) S-8 ERESEARCHTECHNOLOGY INC /DE/, 1818 MARKET STREET, SUITE 1000, PHILADELPHIA, PA, 19103, 2159720420 - 0 ($18,830,000.00) Equity, (File 333-176142 - Aug. 8) (BR. 09A) S-8 American Capital Mortgage Investment Corp., 2 BETHESDA METRO CENTER, 14TH FLOOR, BETHESDA, MD, 20814, 301-951-6122 - 0 ($1,863,000.00) Equity, (File 333-176143 - Aug. 8) (BR. 08C) S-8 SEATTLE GENETICS INC /WA, 21823 30TH DRIVE SE, SUITE, BOTHELL, WA, 98021, 4255274000 - 700,000 ($9,793,000.00) Equity, (File 333-176144 - Aug. 8) (BR. 01C) S-8 RIMAGE CORP, 7725 WASHINGTON AVE S, EDINA, MN, 55439, 6129448144 - 500,000 ($7,105,000.00) Equity, (File 333-176145 - Aug. 8) (BR. 03A) S-8 OMNICELL, Inc, 1201 CHARLESTON ROAD, MOUNTAIN VIEW, CA, 94043-1337, 6502516100 - 0 ($40,014,000.00) Equity, (File 333-176146 - Aug. 8) (BR. 03C) S-8 Resolute Energy Corp, 1675 BROADWAY, SUITE 1950, DENVER, CO, 80202, 303-573-4886 - 0 ($92,575,355.68) Equity, (File 333-176147 - Aug. 8) (BR. 04A) S-8 CITRIX SYSTEMS INC, 851 WEST CYPRESS CREEK ROAD, FORT LAUDERDALE, FL, 33309, 954-267-3000 - 0 ($384,965,468.00) Equity, (File 333-176148 - Aug. 8) (BR. 03A) Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 99 CENTS ONLY STORES CA 2.02,9.01 08/08/11 ABAXIS INC CA 8.01,9.01 08/05/11 ACCELRYS, INC. DE 2.02,9.01 08/08/11 ACCELRYS, INC. DE 5.07 08/03/11 Advance America, Cash Advance Centers DE 1.01,8.01,9.01 08/05/11 ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 08/08/11 AFFYMAX INC DE 2.02,9.01 08/08/11 ALAMO GROUP INC DE 5.02,9.01 08/03/11 ALAMO GROUP INC DE 2.02,9.01 08/03/11 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 08/08/11 ALEXANDER & BALDWIN INC HI 2.02,9.01 08/08/11 Alexza Pharmaceuticals Inc. DE 2.02,9.01 08/08/11 ALION SCIENCE & TECHNOLOGY CORP DE 1.01,9.01 08/02/11 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 08/08/11 Allied World Assurance Co Holdings, A 8.01,9.01 08/07/11 ALSERES PHARMACEUTICALS INC /DE DE 1.01,3.02 08/02/11 Altra Holdings, Inc. DE 2.02,9.01 08/08/11 AMAG PHARMACEUTICALS INC. DE 5.07 08/04/11 AMEND AMBIENT CORP /NY DE 5.02,9.01 08/04/11 AMERICAN GREETINGS CORP OH 7.01 08/08/11 American Realty Capital Trust III, In MD 1.01,8.01,9.01 08/02/11 American Resource Technologies, Inc. KS 8.01 05/15/11 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 08/08/11 AMERICAN STATES WATER CO CA 2.02,9.01 08/08/11 AMERIGROUP CORP 1.01,8.01 08/03/11 AMICUS THERAPEUTICS INC DE 2.02,9.01 08/08/11 AMPAL-AMERICAN ISRAEL CORP NY 2.02,7.01,9.01 08/08/11 ANADYS PHARMACEUTICALS INC 2.02,9.01 08/08/11 ANGEION CORP/MN MN 5.02,9.01 08/04/11 APOGEE ENTERPRISES, INC. MN 5.02,7.01,9.01 08/02/11 Apple REIT Nine, Inc. VA 1.01 08/03/11 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 08/08/11 Archipelago Learning, Inc. DE 5.02,5.03,5.05,9.01 08/03/11 ARCTIC CAT INC MN 5.07 08/03/11 Armour Residential REIT, Inc. MD 9.01 08/03/11 ARRAY BIOPHARMA INC DE 2.02,9.01 08/08/11 ARROWHEAD RESEARCH CORP DE 2.02,9.01 08/08/11 AspenBio Pharma, Inc. CO 7.01,9.01 08/08/11 Atlas Capital Holdings, Inc. NV 8.01,9.01 08/08/11 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 08/08/11 AVANIR PHARMACEUTICALS, INC. DE 2.02,9.01 08/08/11 Babcock & Wilcox Co DE 2.02,9.01 08/08/11 Bancorp, Inc. 8.01 08/08/11 Bank of Marin Bancorp CA 7.01 08/05/11 BioDrain Medical, Inc. MN 5.03,9.01 08/08/11 BION ENVIRONMENTAL TECHNOLOGIES INC CO 7.01,9.01 08/04/11 BIONOVO INC DE 9.01 08/03/11 AMEND Bitzio, Inc. NV 3.02 06/23/11 Black Diamond, Inc. DE 2.02,8.01,9.01 08/08/11 BPZ RESOURCES, INC. TX 2.02,9.01 08/04/11 BreitBurn Energy Partners L.P. DE 2.02,9.01 08/08/11 Bridgepoint Education Inc DE 1.01,2.03 08/08/11 Bristow Group Inc DE 2.02,9.01 08/08/11 BROADLEAF CAPITAL PARTNERS INC NV 5.02 08/04/11 BROADSOFT, INC. DE 2.02,9.01 08/08/11 BRT REALTY TRUST MA 2.02,9.01 08/08/11 BRUKER CORP DE 2.02,7.01,9.01 08/08/11 Business Outsourcing Service, Inc. NV 1.01,9.01 08/05/11 CAMBRIDGE HOLDINGS LTD CO 4.01,9.01 08/04/11 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 08/08/11 CardioNet, Inc. CA 2.02,9.01 08/08/11 CAREFUSION Corp 2.02,7.01,9.01 08/08/11 CARLISLE COMPANIES INC DE 5.02 08/04/11 CARMIKE CINEMAS INC DE 2.02,9.01 08/08/11 CARROLS RESTAURANT GROUP, INC. 1.01,1.02,2.03,8.01, 08/05/11 9.01 CARROLS RESTAURANT GROUP, INC. 2.02,9.01 08/08/11 CAVCO INDUSTRIES INC DE 2.02,9.01 08/08/11 CEDAR FAIR L P DE 5.07 07/07/11 AMEND CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 08/08/11 CENTURY NEXT FINANCIAL Corp LA 2.02,9.01 08/08/11 Cepheus Acquisition Corp. DE 4.01,9.01 08/03/11 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 08/08/11 Chefs' Warehouse, Inc. DE 1.01,2.03,9.01 08/02/11 Chelsea Therapeutics International, L DE 8.01,9.01 08/08/11 CHINA EDUCATION INTERNATIONAL, INC. 1.01,2.01,3.02,7.01, 08/02/11 9.01 China Green Lighting Ltd 2.01,3.02,4.01,4.02, 05/13/11 AMEND 5.01,5.02,5.03,9.01 China Industrial Waste Management Inc NV 2.01 05/30/11 CITADEL BROADCASTING CORP DE 8.01,9.01 08/05/11 CITY HOLDING CO WV 2.02,9.01 08/08/11 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 08/05/11 Clean Energy Fuels Corp. DE 2.02,9.01 08/08/11 CMSF Corp CA 1.01,9.01 05/23/11 AMEND CNL LIFESTYLE PROPERTIES INC MD 5.02,9.01 08/02/11 CNL Properties Trust, Inc. MD 5.02,9.01 08/02/11 COBIZ FINANCIAL INC CO 7.01 08/08/11 COCA COLA CO DE 2.03,9.01 08/03/11 COINSTAR INC DE 8.01 08/02/11 COMMUNITY FINANCIAL CORP /VA/ VA 5.07 07/29/11 CompuCredit Holdings Corp GA 1.01,9.01 08/05/11 COMVERSE TECHNOLOGY INC/NY/ NY 5.03,9.01 08/08/11 CONCHO RESOURCES INC DE 5.02 08/02/11 CONNECTICUT WATER SERVICE INC / CT CT 1.01 08/08/11 CONTINENTAL RESOURCES INC OK 5.02 08/02/11 CORCEPT THERAPEUTICS INC DE 2.02,7.01,9.01 08/08/11 CORE LABORATORIES N V P7 1.01,3.02,9.01 08/02/11 Core-Mark Holding Company, Inc. DE 2.02,9.01 08/08/11 CORTEX PHARMACEUTICALS INC/DE/ DE 5.02,9.01 08/02/11 CRAY INC WA 5.07 08/03/11 AMEND Crestwood Midstream Partners LP DE 2.02,9.01 08/08/11 CRONOS GLOBAL INCOME FUND XV LP CA 1.01,2.01,9.01 08/01/11 CRONOS GLOBAL INCOME FUND XVI LP CA 1.01,2.01,9.01 08/01/11 CRYO CELL INTERNATIONAL INC DE 8.01,9.01 08/08/11 CVR ENERGY INC DE 7.01,9.01 08/08/11 DAYSTAR TECHNOLOGIES INC DE 3.02 08/02/11 DCT Industrial Trust Inc. MD 5.07 04/28/11 AMEND DealerTrack Holdings, Inc. DE 2.02,9.01 08/08/11 DELCATH SYSTEMS INC DE 1.01,8.01,9.01 08/02/11 DG FastChannel, Inc DE 2.02,9.01 08/08/11 DNB FINANCIAL CORP /PA/ PA 1.01,1.02,3.02,3.03, 08/02/11 5.03,7.01 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 08/08/11 DOUGLAS DYNAMICS, INC DE 2.02,9.01 08/08/11 DREW INDUSTRIES INC DE 8.01,9.01 08/08/11 DTS, INC. DE 2.02,9.01 08/08/11 DYNEGY INC. DE 2.02,7.01,9.01 08/08/11 DYNEGY INC. DE 1.01,2.03,7.01,8.01, 08/05/11 9.01 EAGLE ROCK ENERGY PARTNERS L P DE 7.01 08/05/11 Ellington Financial LLC DE 7.01,9.01 08/05/11 Emdeon Inc. DE 1.01,9.01 08/03/11 Emdeon Inc. DE 2.02,9.01 08/08/11 ENCISION INC CO 5.07 08/05/11 ENERGEN CORP AL 7.01 08/08/11 ENERGY QUEST, INC. NV 5.02,9.01 08/01/11 Energy Transfer Equity, L.P. DE 3.01,8.01 08/05/11 ENERNOC INC DE 2.02,9.01 08/08/11 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 08/08/11 ENVESTNET, INC. DE 5.02,9.01 08/03/11 ENZON PHARMACEUTICALS INC DE 5.07 05/10/11 AMEND EPLUS INC DE 9.01 08/04/11 ESCALADE INC IN 2.02,9.01 08/08/11 ExamWorks Group, Inc. DE 1.01,5.02,5.07,8.01, 08/03/11 9.01 EXTREME NETWORKS INC DE 5.02 08/02/11 FAIRPOINT COMMUNICATIONS INC DE 2.02,9.01 08/08/11 FALCONSTOR SOFTWARE INC DE 2.02,9.01 08/08/11 Federal Home Loan Bank of Dallas 2.03,9.01 08/02/11 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 08/08/11 FEDERAL NATIONAL MORTGAGE ASSOCIATION 8.01 08/08/11 FIRST CITIZENS BANCSHARES INC /DE/ DE 2.02,7.01,9.01 08/08/11 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01 08/08/11 FIRST NATIONAL CORP /VA/ 5.02,5.03,8.01,9.01 08/03/11 FIRST NIAGARA FINANCIAL GROUP INC DE 8.01,9.01 08/08/11 FLOTEK INDUSTRIES INC/CN/ DE 2.02,9.01 08/05/11 FLUSHING FINANCIAL CORP DE 7.01,9.01 08/08/11 FMC CORP DE 1.01,1.02,2.03,7.01, 08/05/11 9.01 Forestar Group Inc. DE 2.01,9.01 08/05/11 Fox Chase Bancorp Inc 5.07 08/04/11 FTI CONSULTING INC MD 7.01,9.01 08/04/11 FUEL TECH, INC. DE 5.02,9.01 08/03/11 FUEL TECH, INC. DE 2.02,9.01 08/08/11 FURNITURE BRANDS INTERNATIONAL INC DE 5.07 05/05/11 AMEND GAIAM, INC CO 2.02,9.01 08/08/11 GAMETECH INTERNATIONAL INC DE 3.01 08/02/11 GASTAR EXPLORATION LTD 2.02,5.02,7.01,9.01 08/05/11 GATX CORP NY 8.01,9.01 08/05/11 GCI INC AK 5.02,8.01,9.01 08/08/11 GENERAL COMMUNICATION INC AK 5.02,8.01,9.01 08/08/11 GENERAL DYNAMICS CORP DE 5.02,9.01 08/03/11 GenOn Energy, Inc. DE 2.02,9.01 08/08/11 GigOptix, Inc. DE 2.02,9.01 08/02/11 AMEND GLOBAL AXCESS CORP NV 5.02 07/19/11 GLOBAL PAYMENTS INC GA 8.01,9.01 08/08/11 GOLDFIELD CORP DE 2.02,9.01 08/08/11 GOLDMAN SACHS GROUP INC DE 9.01 08/08/11 Golub Capital BDC, Inc. DE 2.02,9.01 08/08/11 Golub Capital BDC, Inc. DE 2.02,9.01 08/08/11 GRAY TELEVISION INC GA 2.02,9.01 08/08/11 GREAT PLAINS ENERGY INC MO 2.02,9.01 08/05/11 GREAT PLAINS ENERGY INC MO 7.01,9.01 08/08/11 Great Wall Builders Ltd., TX 1.01,5.01,5.02 08/04/11 GT Advanced Technologies Inc. DE 5.03,9.01 08/08/11 Hampden Bancorp, Inc. DE 2.02,7.01,8.01,9.01 08/02/11 HARBINGER GROUP INC. DE 8.01,9.01 08/08/11 HARDINGE INC NY 1.01,9.01 08/02/11 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV 1.01,8.01,9.01 08/04/11 HARLEYSVILLE GROUP INC DE 2.02,9.01 08/08/11 HASCO Medical, Inc. FL 4.01,9.01 08/05/11 HEADWATERS INC DE 5.02,9.01 08/05/11 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 08/08/11 HealthWarehouse.com, Inc. DE 1.01,3.02,5.02,9.01 08/03/11 HELEN OF TROY LTD 8.01 08/08/11 Heritage-Crystal Clean, Inc. DE 7.01,9.01 08/08/11 HERTZ CORP DE 2.02,9.01 08/03/11 HERTZ GLOBAL HOLDINGS INC 2.02,9.01 08/03/11 HIBERNIA BANCORP, INC. 2.02,9.01 08/05/11 Higher One Holdings, Inc. DE 1.02 08/08/11 Hillenbrand, Inc. IN 2.02,7.01,9.01 08/08/11 HollyFrontier Corp DE 8.01,9.01 08/08/11 Horsehead Holding Corp 2.02,9.01 08/08/11 Houston Wire & Cable CO 2.02,9.01 08/08/11 ICAHN ENTERPRISES L.P. DE 2.02,9.01 08/08/11 IDENIX PHARMACEUTICALS INC DE 2.02,9.01 08/08/11 IDEX CORP /DE/ DE 5.02,9.01 08/04/11 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL 8.01,9.01 08/03/11 INFINITY PROPERTY & CASUALTY CORP OH 5.02,9.01 08/02/11 Information Services Group Inc. DE 2.02,9.01 08/08/11 Ingersoll-Rand plc L2 7.01,8.01,9.01 08/06/11 INHIBITEX, INC. DE 2.02,9.01 08/08/11 INSMED INC VA 2.02,9.01 08/08/11 instaCare Corp. NV 4.01,9.01 08/08/11 INTERNATIONAL BANCSHARES CORP TX 2.02,9.01 08/08/11 Intrepid Potash, Inc. DE 1.01,1.02,2.03,9.01 08/03/11 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 08/08/11 Iridium Communications Inc. DE 2.02,9.01 08/08/11 Ironwood Gold Corp NV 5.02 08/03/11 ISTA PHARMACEUTICALS INC DE 7.01,9.01 08/08/11 ITRON INC /WA/ WA 2.03,9.01 08/05/11 JACK IN THE BOX INC /NEW/ DE 5.02,9.01 08/04/11 JACKSONVILLE BANCORP INC /FL/ FL 2.02,9.01 08/08/11 JAMBA, INC. DE 2.02,9.01 08/08/11 Kennedy-Wilson Holdings, Inc. DE 2.02,9.01 08/08/11 KERYX BIOPHARMACEUTICALS INC DE 2.02,9.01 08/08/11 Kohlberg Capital CORP DE 2.02,9.01 08/08/11 KSW INC NY 2.02,9.01 08/08/11 LAKELAND BANCORP INC NJ 7.01,9.01 08/08/11 LANNETT CO INC DE 5.02,9.01 08/08/11 LEE ENTERPRISES, INC DE 2.02,9.01 08/05/11 LIFETIME BRANDS, INC DE 2.02,9.01 08/08/11 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 08/08/11 LIME ENERGY CO. DE 2.02,9.01 08/08/11 Limelight Networks, Inc. DE 2.02,9.01 08/08/11 LIQUIDMETAL TECHNOLOGIES INC DE 5.02,7.01,9.01 08/03/11 Live Nation Entertainment, Inc. DE 2.02,9.01 08/08/11 LIVEDEAL INC NV 3.01,9.01 08/02/11 LMI AEROSPACE INC MO 2.02,7.01,9.01 08/08/11 LSB INDUSTRIES INC DE 2.02,9.01 08/08/11 LTC PROPERTIES INC MD 2.02,9.01 08/08/11 LUCAS ENERGY, INC. NV 8.01,9.01 08/03/11 LUMINEX CORP DE 2.02,9.01 08/08/11 MAKO Surgical Corp. DE 2.02,9.01 08/08/11 Manitex International, Inc. MI 1.01,9.01 06/29/11 AMEND MAXIMUS INC VA 2.02,9.01 08/04/11 MAXYGEN INC DE 2.02,9.01 08/08/11 MCDONALDS CORP DE 7.01,9.01 08/08/11 MEDCO HEALTH SOLUTIONS INC DE 8.01,9.01 08/05/11 MEDICIS PHARMACEUTICAL CORP DE 2.02,9.01 08/08/11 MERCER INTERNATIONAL INC. WA 7.01,9.01 08/08/11 MERGE HEALTHCARE INC DE 2.02,3.02,9.01 08/03/11 MFA FINANCIAL, INC. MD 2.02,7.01 08/03/11 MGM Resorts International DE 2.02,9.01 08/08/11 MHI Hospitality CORP MD 1.01,2.03,7.01,9.01 08/05/11 Molycorp, Inc. DE 8.01,9.01 08/05/11 MONARCH COMMUNITY BANCORP INC MD 2.02,9.01 08/03/11 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,7.01,9.01 08/08/11 MONSANTO CO /NEW/ DE 5.02,9.01 08/02/11 MOVE INC DE 2.02,5.02,9.01 08/08/11 MYERS INDUSTRIES INC OH 5.07 05/02/11 AMEND NASDAQ OMX GROUP, INC. DE 5.07 05/26/11 AMEND NATURAL GAS SERVICES GROUP INC 2.02,9.01 08/08/11 AMEND NAUTILUS, INC. WA 2.02,9.01 08/08/11 NeurogesX Inc CA 8.01,9.01 08/08/11 NEXCORE HEALTHCARE CAPITAL CORP CO 4.02 08/02/11 NORTHWEST PIPE CO OR 2.02,9.01 08/05/11 NUCLEAR SOLUTIONS INC NV 7.01 08/08/11 NUCLEAR SOLUTIONS INC NV 7.01 08/08/11 NV ENERGY, INC. NV 2.02,9.01 08/08/11 OMEGA PROTEIN CORP NV 5.02,9.01 08/08/11 ON SEMICONDUCTOR CORP DE 5.02 08/03/11 ONE LIBERTY PROPERTIES INC MD 2.02,9.01 08/08/11 OPHTHALMIC IMAGING SYSTEMS CA 2.01,3.03,5.01,5.02, 08/04/11 5.03,8.01,9.01 Orchids Paper Products CO /DE DE 8.01,9.01 08/05/11 Orexigen Therapeutics, Inc. DE 2.02,9.01 08/08/11 PARKERVISION INC FL 8.01,9.01 08/05/11 PDI INC 2.02,9.01 08/08/11 PENGRAM CORP NV 5.02,8.01,9.01 08/08/11 PENNICHUCK CORP NH 2.02,9.01 08/08/11 Perfumania Holdings, Inc. FL 2.02,9.01 08/04/11 PILGRIMS PRIDE CORP DE 2.02,9.01 07/29/11 PLANTRONICS INC /CA/ DE 5.02,5.07 08/05/11 POLYCOM INC DE 5.07 05/26/11 AMEND POSITIVEID Corp DE 9.01 05/23/11 AMEND PREFORMED LINE PRODUCTS CO OH 2.02,9.01 08/08/11 PRESIDENTIAL LIFE CORP DE 2.02,9.01 06/30/11 Primoris Services Corp DE 2.02,9.01 08/04/11 PRINCETON REVIEW INC DE 5.02 08/03/11 PROASSURANCE CORP DE 7.01,9.01 08/08/11 PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 08/08/11 Public Storage MD 5.07 08/05/11 AMEND Pzena Investment Management, Inc. DE 8.01,9.01 07/31/11 QUANTA SERVICES INC DE 1.01,2.03,9.01 08/02/11 QUICK-MED TECHNOLOGIES INC 5.02 08/08/11 QUICKSILVER RESOURCES INC DE 2.02,9.01 08/04/11 Real Goods Solar, Inc. CO 2.02,9.01 08/08/11 Resolute Energy Corp DE 2.02,9.01 08/08/11 Resolute Energy Corp DE 5.07 06/02/11 AMEND RF MICRO DEVICES INC NC 5.07 08/03/11 RIGHTNOW TECHNOLOGIES INC MT 7.01 08/08/11 Rosetta Resources Inc. DE 2.02,9.01 08/08/11 ROWAN COMPANIES INC DE 7.01,9.01 08/08/11 SAIA INC DE 8.01 08/08/11 SANDRIDGE ENERGY INC DE 8.01,9.01 08/08/11 SCHOOL SPECIALTY INC WI 7.01 08/08/11 SCOTTS MIRACLE-GRO CO OH 2.02,8.01,9.01 08/08/11 SELECT MEDICAL HOLDINGS CORP 2.02,9.01 08/04/11 SENESCO TECHNOLOGIES INC DE 8.01,9.01 08/08/11 SENSIENT TECHNOLOGIES CORP WI 7.01,9.01 08/08/11 SHAW GROUP INC LA 8.01,9.01 08/08/11 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 7.01,9.01 08/08/11 SHORE BANCSHARES INC MD 8.01 08/04/11 SILGAN HOLDINGS INC DE 8.01,9.01 08/08/11 SKYWEST INC UT 5.02,5.03,9.01 08/02/11 SLM CORP DE 8.01,9.01 08/08/11 SNAP-ON Inc DE 5.02 08/04/11 SOTHEBYS DE 2.02,9.01 08/03/11 SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 08/08/11 SOUTHERN MICHIGAN BANCORP INC MI 7.01,9.01 08/05/11 SOUTHWEST GAS CORP CA 2.02 08/08/11 SOVRAN SELF STORAGE INC MD 1.01,2.03,8.01,9.01 08/05/11 SRI SURGICAL EXPRESS INC FL 2.02,2.03,9.01 08/08/11 SRS LABS INC DE 5.02 08/01/11 STANDARD MICROSYSTEMS CORP DE 7.01,9.01 08/08/11 Stereotaxis, Inc. DE 2.02,5.02,9.01 08/02/11 STIFEL FINANCIAL CORP DE 2.02,9.01 08/08/11 STUDIO II BRANDS INC FL 1.01,2.01,3.02,5.02, 02/10/11 AMEND 9.01 Summer Infant, Inc. DE 2.02,9.01 08/08/11 Sunstone Hotel Investors, Inc. MD 2.02,9.01 08/08/11 Sunstone Hotel Investors, Inc. MD 5.02 08/05/11 SYKES ENTERPRISES INC FL 2.02,9.01 08/08/11 SYMMETRICOM INC DE 2.02,9.01 08/08/11 TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 08/08/11 Tanke Biosciences Corp NV 4.02 08/05/11 Targa Resources Corp. DE 2.02 08/08/11 Targa Resources Partners LP DE 2.02 08/08/11 TBS International plc L2 2.02,9.01 08/08/11 TECHNICAL COMMUNICATIONS CORP MA 2.02,8.01,9.01 08/08/11 TechTarget Inc 2.02,9.01 08/08/11 TELEPHONE & DATA SYSTEMS INC /DE/ DE 8.01,9.01 08/08/11 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,8.01,9.01 06/30/11 TELKONET INC UT 2.02,9.01 08/08/11 Tennessee Valley Authority 5.02 08/03/11 TESCO CORP 2.02,9.01 08/04/11 TESORO LOGISTICS LP DE 2.02,9.01 08/08/11 THOMAS PROPERTIES GROUP INC DE 2.02,9.01 08/04/11 TIVO INC DE 5.07 08/03/11 Tower Group, Inc. DE 2.02,9.01 08/08/11 TRANSATLANTIC HOLDINGS INC DE 8.01,9.01 08/07/11 TransMontaigne Partners L.P. DE 2.02,9.01 08/08/11 TRANSUNION CORP. 2.02,9.01 08/08/11 TRANSWITCH CORP /DE DE 2.02,9.01 08/08/11 TRAVELERS COMPANIES, INC. MN 5.03,9.01 08/04/11 TRINITY INDUSTRIES INC DE 7.01,9.01 08/08/11 TUCOWS INC /PA/ PA 8.01 08/01/11 TYSON FOODS INC DE 2.02,9.01 08/08/11 UNIGENE LABORATORIES INC DE 2.02,9.01 08/08/11 UNIGENE LABORATORIES INC DE 1.01,9.01 08/03/11 UNIGENE LABORATORIES INC DE 7.01,9.01 08/08/11 United Continental Holdings, Inc. DE 8.01,9.01 08/05/11 UNITED STATES CELLULAR CORP DE 2.02,9.01 06/30/11 UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 08/08/11 VALIDUS HOLDINGS LTD 5.02 08/03/11 VALIDUS HOLDINGS LTD 1.01,2.03,9.01 08/02/11 VISTA GOLD CORP B0 5.02,7.01 08/08/11 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,9.01 08/08/11 WATTS WATER TECHNOLOGIES INC DE 8.01,9.01 08/02/11 WEB.COM GROUP, INC. 8.01,9.01 08/08/11 WESTMORELAND COAL Co DE 2.02,9.01 08/04/11 Whitestone REIT TX 7.01,9.01 08/08/11 Whitestone REIT TX 2.02,7.01,9.01 08/08/11 Whitestone REIT Operating Partnership DE 7.01,9.01 08/08/11 Whitestone REIT Operating Partnership DE 2.02,7.01,9.01 08/08/11 WIZZARD SOFTWARE CORP /CO CO 1.01,9.01 08/02/11 XCEL ENERGY INC MN 7.01 08/08/11 YORK WATER CO PA 2.02,9.01 08/08/11 ZILLOW INC WA 8.01 08/02/11 ZILLOW INC WA 7.01 08/08/11
http://www.sec.gov/news/digest/2011/dig080911.htm
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