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Enforcement ProceedingsSEC Suspends Trading in the Securities of Puda Coal, Inc.The United States Securities and Exchange Commission (“Commission”) announced the temporary suspension of trading in the securities of Puda Coal, Inc. (“Puda”), commencing at 5:30 p.m. EDT, August 19, 2011, and terminating at 11:59 p.m. EDT, on September 1, 2011. The Commission temporarily suspended trading in the securities of Puda because of a lack of current and accurate information about the company. Specifically, (1) Puda’s auditors resigned on July 7, 2011 and stated that further reliance should no longer be placed on its previously issued audit reports dated March 31, 2010 and March 16, 2011; and (2) the Audit Committee of Puda’s Board of Directors has announced that it has preliminarily concluded that evidence supports the allegation that there were transfers by Puda’s Chairman in subsidiary ownership that were inconsistent with disclosure made by the Company in its public securities filings. The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by this company. Brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to Puda’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, David Rosenfeld of the New York Regional Office of the Securities and Exchange Commission should be telephoned at (212) 336-0153. (Rel. 34-65178; File No. 500-1) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 COMPETITIVE TECHNOLOGIES INC, 1375 KINGS HIGHWAY EAST, FAIRFIELD, CT, 06824, (203) 368-6044 - 109,219 ($153,999.00) Equity, (File 333-176389 - Aug. 19) (BR. 03A) S-1 AMBIENT CORP /NY, 270 MAIDOSN AVENUE, BUILDING ONE, NEW YORK, NY, 10016, 6173320004 - 0 ($57,500,000.00) Equity, (File 333-176390 - Aug. 19) (BR. 11A) S-8 BANCORPSOUTH INC, ONE MISSISSIPPI PL, TUPELO, MS, 38804, 6626802000 - 0 ($32,760,000.00) Equity, (File 333-176391 - Aug. 19) (BR. 07A) S-8 Fidelity National Financial, Inc., 601 RIVERSIDE AVENUE, JACKSONVILLE, FL, 32204, 904-854-8100 - 5,900,000 ($92,689,000.00) Equity, (File 333-176395 - Aug. 19) (BR. 01C) S-1 NEAH POWER SYSTEMS, INC., 22122 20TH AVE SE,, SUITE 161, BOTHELL, WA, 98021, 425-424-3324 - 35,000,000 ($311,500.00) Equity, (File 333-176397 - Aug. 19) (BR. 10B) S-8 Fox Chase Bancorp Inc, 4390 DAVISVILLE ROAD, HATBORO, PA, 19040, 215-682-7400 - 0 ($12,215,894.00) Equity, (File 333-176398 - Aug. 19) (BR. 07C) S-8 FARMERS NATIONAL BANC CORP /OH/, 20 S BROAD STREET, P O BOX 555, CANFIELD, OH, 44406, 3305333341 - 500,000 ($2,090,000.00) Equity, (File 333-176399 - Aug. 19) (BR. 07B) S-8 SCOTTS LIQUID GOLD INC, 4880 HAVANA ST, DENVER, CO, 80239, 3033734860 - 1,500,000 ($465,000.00) Equity, (File 333-176400 - Aug. 19) (BR. 06C) S-8 FASTENAL CO, 2001 THEURER BLVD, WINONA, MN, 55987, 5074545374 - 0 ($48,592,500.00) Equity, (File 333-176401 - Aug. 19) (BR. 06A) S-8 INNODATA ISOGEN INC, THREE UNIVERSITY PLAZA, SUITE 506, HACKENSACK, NJ, 07601, 201 371 8000 - 1,048,169 ($3,018,726.72) Equity, (File 333-176402 - Aug. 19) (BR. 03B) S-8 SunCoke Energy, Inc., 11400 PARKSIDE DRIVE, KNOXVILLE, TN, 37934, 865.288.5200 - 0 ($96,785,000.00) Equity, (File 333-176403 - Aug. 19) (BR. 06A) S-3 CorMedix Inc., 745 ROUTE 202-206, SUITE 303, BRIDGEWATER, NJ, 08807, 908-517-9500 - 18,000,000 ($20,160,000.00) Equity, (File 333-176404 - Aug. 19) (BR. 01C) S-4 ORACLE CORP, 500 ORACLE PARKWAY, MAIL STOP 5 OP 7, REDWOOD CITY, CA, 94065, 6505067000 - 0 ($3,250,000,000.00) Non-Convertible Debt, (File 333-176405 - Aug. 19) (BR. 03B) S-3 URANIUM ENERGY CORP, 1111 WEST HASTINGS STREET, SUITE 320, VANCOUVER, A1, V6E 2J3, 604-682-9775 - 0 ($50,000,000.00) Other, (File 333-176406 - Aug. 19) (BR. 04C) S-1 First Surgical Partners Inc., 4653 CARMEL MOUNTAIN ROAD, SUITE 308-129, SAN DIEGO, CA, 92130, (858) 525-3157 - 7,878,128 ($118,171,919.00) Equity, (File 333-176407 - Aug. 19) (BR. 09) S-8 CENTRAL GARDEN & PET CO, 1340 TREAT BOULEVARD, SUITE 600, WALNUT CREEK, CA, 94597, 9259484000 - 7,600,000 ($56,202,000.00) Equity, (File 333-176408 - Aug. 19) (BR. 02B) S-8 MANNKIND CORP, 28903 NORTH AVE PAINE, VALENCIA, CA, 91355, 6617755300 - 6,000,000 ($14,310,000.00) Equity, (File 333-176409 - Aug. 19) (BR. 01B) S-8 WILLIAMS SONOMA INC, 3250 VAN NESS AVENUE, SAN FRANCISCO, CA, 94109, 415-421-7900 - 0 ($228,636,000.00) Equity, (File 333-176410 - Aug. 19) (BR. 02C) S-1 RESPECT YOUR UNIVERSE, INC., 6533 OCTAVE AVENUE, LAS VEGAS, NV, 89139, 888-455-6183 - 12,962,907 ($18,049,803.00) Equity, (File 333-176411 - Aug. 19) (BR. 09) S-3 COFFEE HOLDING CO INC, 4401 FIRST AVENUE, STE 1507, BROOKLYN, NY, 11232, 7188320800 - 1,000,000 ($117,230,000.00) Equity, (File 333-176412 - Aug. 19) (BR. 09B) S-8 Obscene Jeans Corp., 1522 ROMALLO LANE, SARASOTA, FL, 34232, 941-330-7648 - 6,000,000 ($7,020,000.00) Equity, (File 333-176413 - Aug. 19) (BR. 09) Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ACXIOM CORP DE 5.02,5.07 08/17/11 ADCARE HEALTH SYSTEMS INC OH 1.01,9.01 08/15/11 ADVANCED PHOTONIX INC DE 5.02,8.01,9.01 08/19/11 AFC ENTERPRISES INC MN 5.02,9.01 08/17/11 ALEXANDER & BALDWIN INC HI 9.01 08/17/11 Alexza Pharmaceuticals Inc. DE 8.01,9.01 08/19/11 ALLIANT TECHSYSTEMS INC DE 8.01 08/18/11 ALLOS THERAPEUTICS INC DE 3.01,5.02,8.01 08/18/11 AMERICAN MEDICAL ALERT CORP NY 2.02,9.01 08/15/11 American Realty Capital Trust, Inc. DE 2.03,8.01,9.01 08/17/11 AMERICAN RESTAURANT CONCEPTS INC 5.02 08/15/11 AMERICAN SCIENTIFIC RESOURCES INC NV 4.02 08/15/11 AMERICAS CARMART INC TX 2.02,5.02,9.01 08/18/11 ANCHOR BANCORP WISCONSIN INC WI 3.01 08/18/11 ANN INC. DE 2.02,9.01 08/19/11 Annec Green Refractories Corp DE 8.01,9.01 08/17/11 Apple REIT Eight, Inc. VA 8.01 08/19/11 Apple REIT Nine, Inc. VA 8.01 08/19/11 Apple REIT Seven, Inc. VA 8.01 08/19/11 APPLE REIT SIX INC 8.01 08/19/11 Aquasil International Inc. NV 5.02 08/18/11 ARC WIRELESS SOLUTIONS INC UT 5.02 08/16/11 ARKANSAS BEST CORP /DE/ DE 1.01,9.01 08/19/11 ASURE SOFTWARE INC DE 5.02 08/15/11 ASURE SOFTWARE INC DE 5.02 05/27/11 AMEND Atlas Therapeutics Corp NV 5.02 08/15/11 ATRION CORP DE 5.07 05/26/11 AMEND Avenue South Ltd. NV 5.02,8.01 08/19/11 BANKUNITED FINANCIAL CORP FL 8.01,9.01 08/16/11 BARRY R G CORP /OH/ OH 1.01,3.03,8.01,9.01 08/15/11 BCB BANCORP INC 8.01 08/15/11 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 08/19/11 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 1.01,1.02 08/15/11 BENIHANA INC DE 8.01,9.01 08/19/11 BERKSHIRE HILLS BANCORP INC 5.02,9.01 08/18/11 BIOTIME INC CA 8.01,9.01 08/19/11 BOSTON BEER CO INC MA 8.01 08/16/11 BRIGHTPOINT INC IN 5.02,9.01 08/16/11 BTHC XV, Inc. DE 2.01,2.02,3.02, 10/18/10 AMEND 4.01,5.01,5.02,5.06, 8.01,9.01 BUCKLE INC NE 2.02,9.01 08/18/11 CADENCE PHARMACEUTICALS INC 8.01 08/18/11 CALAVO GROWERS INC CA 5.02 08/15/11 CALLIDUS SOFTWARE INC DE 8.01,9.01 08/18/11 CALYPSO WIRELESS INC DE 8.01 08/19/11 Carter Validus Mission Critical REIT, MD 7.01,9.01 08/19/11 Casablanca Mining Ltd. NV 1.01,2.03,3.02,9.01 08/18/11 Castle Brands Inc FL 3.01,9.01 08/15/11 CATALYST HEALTH SOLUTIONS, INC. DE 9.01 06/17/11 AMEND CATASYS, INC. DE 1.01,2.01,2.03, 08/17/11 3.02,9.01 CDEX INC NV 5.07 08/18/11 CECO ENVIRONMENTAL CORP DE 5.02,9.01 08/19/11 Chanticleer Holdings, Inc. 7.01,9.01 08/19/11 CHEMUNG FINANCIAL CORP NY 2.02,9.01 06/30/11 China Green Lighting Ltd 4.01,9.01 07/15/11 AMEND China Housing & Land Development, Inc NV 2.02,7.01,9.01 08/15/11 CHINA SHEN ZHOU MINING & RESOURCES, I NV 2.02,7.01,9.01 08/15/11 CHROMCRAFT REVINGTON INC DE 2.02,9.01 08/16/11 CIB MARINE BANCSHARES INC WI 5.02,8.01,9.01 08/18/11 CITIGROUP INC DE 8.01,9.01 08/19/11 CLOROX CO /DE/ DE 8.01,9.01 08/19/11 CNO Financial Group, Inc. DE 5.02 07/05/11 AMEND COCA COLA CO DE 2.03 08/19/11 COCA-COLA ENTERPRISES, INC. DE 8.01,9.01 08/19/11 COGNIZANT TECHNOLOGY SOLUTIONS CORP 8.01,9.01 08/19/11 Colonial Financial Services, Inc. MD 5.02,5.07,8.01,9.01 08/18/11 Consolidated Communications Holdings, DE 5.07 05/04/11 AMEND COOPER COMPANIES INC DE 8.01,9.01 08/19/11 Cooper Industries plc 5.02 08/16/11 CREE INC NC 5.02,9.01 08/15/11 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 08/19/11 CYMER INC NV 5.07 08/17/11 AMEND CYTOKINETICS INC 8.01 08/19/11 CYTORI THERAPEUTICS, INC. DE 5.07 08/16/11 DEARBORN BANCORP INC /MI/ MI 3.01,8.01,9.01 08/16/11 DELMARVA POWER & LIGHT CO /DE/ DE 8.01,9.01 08/18/11 DELTA APPAREL, INC GA 8.01,9.01 08/17/11 DELTA APPAREL, INC GA 5.02,9.01 08/17/11 DENTSPLY INTERNATIONAL INC /DE/ DE 1.01,9.01 08/16/11 DIGITAL ALLY INC 5.02,8.01 08/17/11 DOMINION RESOURCES BLACK WARRIOR TRUS DE 2.02,9.01 08/18/11 Don Marcos Trading CO FL 1.02,2.01,5.01, 08/15/11 5.02,5.03 Eagle Ford Oil & Gas Corp NV 1.01,2.01,2.02,9.01 08/18/11 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 08/19/11 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 08/16/11 EMCLAIRE FINANCIAL CORP PA 1.01,3.02,3.03, 5.03,8.01,9.01 08/18/11 ENER1 INC FL 3.01,9.01 08/16/11 ENERGY COMPOSITES Corp NV 1.01,9.01 08/12/11 ENERGY FOCUS, INC/DE DE 2.02 08/15/11 Ensco plc 7.01,9.01 08/19/11 Euramerica Holdings Corp. DE 3.02,9.01 08/19/11 FAMILY DOLLAR STORES INC DE 1.01,1.02,2.03 08/17/11 Federal Home Loan Bank of Seattle 2.03 08/16/11 FIRST CASH FINANCIAL SERVICES INC DE 8.01 08/18/11 FIRST DEFIANCE FINANCIAL CORP OH 5.02,9.01 08/15/11 FIRSTCITY FINANCIAL CORP DE 5.07 08/15/11 FIRSTFED FINANCIAL CORP DE 8.01,9.01 08/15/11 FLIR SYSTEMS INC OR 1.01,2.03,9.01 08/19/11 Forbes Energy Services Ltd. D0 5.02 08/15/11 FOREST LABORATORIES INC DE 1.01,2.03,9.01 08/15/11 FRANKLIN WIRELESS CORP NV 7.01,9.01 08/19/11 General Finance CORP DE 8.01,9.01 08/19/11 GENERAL STEEL HOLDINGS INC NV 2.02,9.01 08/15/11 Geopulse Exploration Inc. NV 1.01,9.01 08/08/11 Glen Rose Petroleum CORP DE 5.02 08/15/11 GOLD RESERVE INC B0 3.01 08/19/11 GREER BANCSHARES INC SC 7.01,9.01 08/18/11 GROUP 1 AUTOMOTIVE INC DE 8.01,9.01 08/17/11 Grubb & Ellis Healthcare REIT II, Inc MD 7.01,9.01 08/19/11 GTSI CORP DE 1.01,9.01 08/19/11 GUIDED THERAPEUTICS INC DE 7.01,9.01 08/19/11 HANMI FINANCIAL CORP DE 5.07 08/17/11 HARMONY METALS, INC. FL 8.01 08/19/11 Heckmann CORP 4.01,9.01 08/15/11 HEWLETT PACKARD CO DE 1.01,2.03,7.01,9.01 08/18/11 HIBBETT SPORTS INC 1.01,2.02,7.01,9.01 08/19/11 HICKORY TECH CORP MN 5.02,9.01 08/19/11 HMN FINANCIAL INC DE 8.01 08/12/11 Homeowners Choice, Inc. FL 1.01 08/08/11 AMEND HUBBELL INC CT 5.02,9.01 08/19/11 HUGOTON ROYALTY TRUST TX 2.02,9.01 08/19/11 INERGETICS INC DE 8.01 08/19/11 INTERNATIONAL ISOTOPES INC TX 7.01 08/19/11 INTERNATIONAL RECTIFIER CORP /DE/ DE 1.01,5.05,7.01,9.01 08/15/11 IsoRay, Inc. MN 1.01,9.01 06/01/11 AMEND J C PENNEY CO INC DE 1.01,1.02,3.03,9.01 08/19/11 James River Coal CO VA 8.01 08/17/11 Kennedy-Wilson Holdings, Inc. DE 8.01 08/19/11 Kentucky First Federal Bancorp 2.02,9.01 08/18/11 LAPIS TECHNOLOGIES INC DE 1.01 08/16/11 LEARNING TREE INTERNATIONAL INC DE 5.07 03/23/11 AMEND LEE ENTERPRISES, INC DE 3.01,9.01 08/15/11 LEGGETT & PLATT INC MO 1.01,1.02,2.03,9.01 08/19/11 Liberty Global, Inc. DE 7.01 08/19/11 LIMITED BRANDS INC DE 2.02,7.01 08/17/11 Lincolnway Energy, LLC IA 8.01 08/18/11 LOS ANGELES SYNDICATE OF TECHNOLOGY, NV 4.02 08/15/11 LYRIS, INC. 1.02 08/17/11 MACE SECURITY INTERNATIONAL INC DE 1.01,5.02,8.01,9.01 08/18/11 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 08/17/11 MAGELLAN PETROLEUM CORP /DE/ DE 5.02 08/16/11 MAGNUM HUNTER RESOURCES CORP DE 8.01,9.01 08/19/11 MAINSOURCE FINANCIAL GROUP IN 5.02,9.01 08/15/11 MAYDAO Corp UT 5.07 08/19/11 MB FINANCIAL INC /MD 5.02,9.01 08/17/11 MCDONALDS CORP DE 5.07 08/19/11 AMEND MEDCO HEALTH SOLUTIONS INC DE 8.01,9.01 08/19/11 Medefile International, Inc. NV 2.02,9.01 08/15/11 MERCANTILE BANK CORP MI 5.02 08/18/11 MESA ROYALTY TRUST/TX TX 2.02,9.01 08/19/11 MGE ENERGY INC WI 8.01,9.01 08/19/11 MICROSEMI CORP DE 8.01,9.01 08/17/11 MINN DAK FARMERS COOPERATIVE ND 5.02 08/19/11 MORRIS PUBLISHING GROUP LLC GA 4.01 08/16/11 MS STRUCTURED SATURNS SERIES 2003-6 DE 8.01,9.01 08/15/11 MS STRUCTURED SATURNS SERIES 2004-2 DE 8.01,9.01 08/15/11 MS STRUCTURED SATURNS SERIES 2004-4 DE 8.01,9.01 08/15/11 MS STRUCTURED SATURNS SERIES 2004-6 DE 8.01,9.01 08/15/11 MultiCell Technologies, Inc. DE 1.01,9.01 08/16/11 MUTUALFIRST FINANCIAL INC MD 8.01,9.01 08/19/11 NB Manufacturing, Inc. NV 5.01 08/18/11 AMEND NCO Group, Inc. DE 2.02,7.01,9.01 08/15/11 NESS TECHNOLOGIES INC 8.01 08/19/11 Net Element, Inc. DE 5.02 08/15/11 Net Savings Link, Inc. NV 1.01,2.01,3.02 08/05/11 NEW ENERGY SYSTEMS GROUP NV 5.02,8.01,9.01 08/16/11 New York & Company, Inc. 2.02,9.01 08/19/11 NEWS CORP 8.01,9.01 08/18/11 Next 1 Interactive, Inc. NV 1.02,2.03,9.01 08/17/11 NORTHROP GRUMMAN CORP /DE/ DE 5.02,9.01 08/17/11 O REILLY AUTOMOTIVE INC 8.01 08/17/11 OCCIDENTAL PETROLEUM CORP /DE/ DE 1.01,2.03,9.01 08/15/11 Oldwebsites.com, Inc. UT 5.07 08/19/11 Oritani Financial Corp DE 5.02,9.01 08/19/11 OxySure Systems Inc 1.01 08/15/11 PATRIOT NATIONAL BANCORP INC CT 2.02,9.01 08/17/11 Pegasi Energy Resources Corporation. NV 5.02,7.01,9.01 08/03/11 PENN VIRGINIA RESOURCE PARTNERS L P DE 8.01 08/18/11 PEOPLES BANCORP INC OH 8.01,9.01 08/19/11 PEPCO HOLDINGS INC DE 8.01,9.01 08/18/11 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 08/19/11 PETROHAWK ENERGY CORP DE 1.01,9.01 08/15/11 Piedmont Office Realty Trust, Inc. MD 5.07 06/30/11 AMEND PILGRIMS PRIDE CORP DE 8.01,9.01 08/19/11 PINNACLE AIRLINES CORP DE 5.07 08/19/11 AMEND PINNACLE FINANCIAL PARTNERS INC TN 5.02,9.01 08/16/11 PMI GROUP INC DE 8.01,9.01 08/16/11 POTOMAC ELECTRIC POWER CO VA 8.01,9.01 08/18/11 POWER SOLUTIONS INTERNATIONAL, INC. 5.03,9.01 04/29/11 PRESSURE BIOSCIENCES INC MA 3.01 08/19/11 PROSPECT GLOBAL RESOURCES INC. NV 1.01,9.01 08/15/11 PROSPERITY BANCSHARES INC TX 5.07 08/19/11 AMEND REDtone Asia Inc NV 2.01 08/02/10 AMEND Rhino Resource Partners LP DE 1.01,7.01,9.01 08/15/11 ROBERTSON GLOBAL HEALTH SOLUTIONS COR NV 1.01,2.03,9.01 08/15/11 SANDRIDGE ENERGY INC DE 1.01,2.01,9.01 08/16/11 SandRidge Permian Trust 1.01,3.02,5.03,9.01 08/16/11 SAUL CENTERS INC MD 5.02 08/19/11 Scio Diamond Technology Corp NV 5.06,9.01 08/19/11 AMEND Scrap China CORP UT 5.07 08/19/11 SEATTLE GENETICS INC /WA DE 8.01,9.01 08/19/11 SHAKA SHOES, INC. FL 1.01,5.01,5.02,9.01 01/31/11 SMITH A O CORP DE 5.02,9.01 08/19/11 SMUCKER J M CO OH 5.02,5.03,9.01 08/16/11 SONO TEK CORP NY 7.01,9.01 08/18/11 SONO TEK CORP NY 5.07 08/18/11 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 7.01,8.01,9.01 08/19/11 Spirit AeroSystems Holdings, Inc. DE 5.02 08/15/11 STAGE STORES INC NV 2.02,9.01 08/18/11 Steadfast Income REIT, Inc. MD 1.01,9.01 08/15/11 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 08/15/11 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 08/15/11 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 08/15/11 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 08/15/11 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 08/15/11 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 08/15/11 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 08/15/11 STRYKER CORP MI 5.02,8.01,9.01 08/16/11 SUNRISE SENIOR LIVING INC DE 1.01,8.01 08/15/11 SUNVALLEY SOLAR, INC. NV 1.01,9.01 08/16/11 Swank, Inc. DE 5.07 08/18/11 SYKES ENTERPRISES INC FL 8.01,9.01 08/18/11 SYNTA PHARMACEUTICALS CORP 1.01,9.01 08/19/11 Talon Therapeutics, Inc. 5.02 08/15/11 TEAMSTAFF INC NJ 5.02,5.07,9.01 08/18/11 TELESTONE TECHNOLOGIES CORP CO 2.02,7.01,9.01 08/15/11 TEREX CORP DE 2.01,9.01 08/16/11 Texas Rare Earth Resources Corp. NV 7.01,9.01 08/19/11 TRAILER BRIDGE INC 3.01 08/18/11 TRANS WORLD ENTERTAINMENT CORP NY 2.02,7.01,9.01 08/18/11 TRANSATLANTIC HOLDINGS INC DE 8.01,9.01 08/19/11 TSIC, Inc. DE 7.01,9.01 08/18/11 Unilife Corp DE 1.01,2.03 08/19/11 UNITED FIRE & CASUALTY CO IA 5.07 05/18/11 AMEND UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 08/19/11 VECTREN CORP IN 8.01 08/19/11 Verdant Automotive Corp DE 1.01,2.01,5.01, 5.02,9.01 05/11/11 AMEND VISHAY INTERTECHNOLOGY INC DE 5.07 06/01/11 AMEND VISTAPRINT N.V. P7 5.02 08/08/11 AMEND WALT DISNEY CO/ DE 8.01,9.01 08/17/11 Warner Music Group Corp. DE 5.02,9.01 08/17/11 WELLS FARGO & CO/MN DE 9.01 08/19/11 WELLS REAL ESTATE FUND IX LP GA 1.01 08/16/11 WELLS REAL ESTATE FUND VIII LP GA 1.01 08/16/11 WESTERN DIGITAL CORP DE 8.01 08/18/11 WESTERN RESERVE BANCORP INC 5.02 08/18/11 WESTERN RESERVE BANCORP INC 5.02 06/22/11 AMEND WET SEAL INC DE 2.02,9.01 08/18/11 WHIRLPOOL CORP /DE/ DE 5.02,9.01 08/18/11 WIDEPOINT CORP DE 2.02,9.01 08/15/11 WIRELESS RONIN TECHNOLOGIES INC MN 5.02,9.01 08/15/11 WORLD ACCEPTANCE CORP SC 8.01 08/19/11 WWA GROUP INC NV 4.01,9.01 08/08/11 Z3 ENTERPRISES, INC. NV 1.01,3.02,9.01 06/14/11 ZHONGPIN INC. DE 7.01,9.01 08/18/11 ZST Digital Networks, Inc. DE 5.02,5.07,9.01 08/17/11
http://www.sec.gov/news/digest/2011/dig082211.htm
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