SEC NEWS DIGEST

Commission Announcements

Commission Meetings

Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration.

Open meetings will be held in the Auditorium, Room L-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting.

Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

Open Meeting on September 19, 2011 at 10:00 a.m.

The subject matters of the Open Meeting will be:

At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400.

Rules and Related Matters

Order Approving Application for Relief From a Statutory Disqualification

On September 12, 2011, the Commission issued an Order, approving the application of the Financial Industry Regulatory Authority, Inc. (FINRA), f/k/a National Association of Securities Dealers, Inc., for relief from a statutory disqualification, permitting Miles A. Bahl to associate as a general securities representative with du Pasquier & Company, Inc. (du Pasquier), a member of FINRA. The Order states that, based on the representations made by FINRA and du Pasquier with respect to the supervision of Mr. Bahl and the conditions placed on his employment, the Commission will not institute proceedings pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act), and will not direct FINRA to bar the proposed association, as provided in Section 15A(g)(2) of the Exchange Act. (Rel. 34-65323)

Enforcement Proceedings

In the Matter of David A. Souza

On September 13, 2011, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing (Order) against David A. Souza. Souza is the former President, Chief Executive Officer and Manager of D.A. Souza Investments, LLC.

The Order alleges that on August 24, 2011, the United States District Court for the Eastern District of California entered a final judgment by default in which the court found that Souza had violated Sections 206(1), 206(2), and 206(4) of the Investment Advisers Act of 1940 (Advisers Act) and Advisers Act Rule 206(4)-8, Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rule 10b-5, and Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933. The final judgment permanently enjoins Souza from future such violations, directly or indirectly. It also requires Souza to pay $946,927.91 in disgorgement with prejudgment interest and a civil penalty of $946,927.91.

The Order requires that a hearing will be scheduled before an Administrative Law Judge. At the hearing, the Administrative Law Judge will hear evidence from the Division and the Respondent to determine whether the allegations of the Division contained in the Order are true. The Administrative Law Judge will issue an initial decision no later than 210 days from the date of service of the Order. (Rel. IA-3277; File No. 3-14548)

In the Matter of Dustin D. White

The Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing (Order) against Dustin D. White of Colorado Springs, Colorado.

The proceedings are based on an August 31, 2011, order that enjoined White from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 in a civil action entitled Securities and Exchange Commission v. Wellco Energy LLC, et al., Civil Action Number 1:09-CV-1114 (D. Colo.). In the Order, the Division of Enforcement alleges that in connection with White’s sale of fractional undivided interests in oil and gas rights, he made misrepresentations to investors that Wellco was the operator of the four oil and gas projects.  The complaint further alleged that, in fact, Wellco did not operate the wells and purchased fractional undivided interests from another company, which interests it further divided and resold to investors.  The complaint further alleged White misrepresented that Wellco’s principal, Justin William Rifkin, had extensive experience operating oil and gas prospects, when in fact, Rifkin’s experience was limited to raising money through sales of other oil and gas projects and he had no experience operating oil and gas wells. The complaint also alleged that, in connection with White’s offers and sales, White made misrepresentations about how investors’ funds would be used, and investors were not told that White would receive a twenty percent commission.  The complaint further alleged that White sold securities when no registration statement was in effect or filed with the Commission. The complaint further alleged White was not registered or associated with a broker or dealer during the time when he offered and sold the securities at issue in the case.

A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the Respondent with an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate and in the public interest. The Order requires that the administrative law judge issue an initial decision no later than 210 days from the date of service of the Order. (Rel. 34-65331; File No. 3-14547)

In the Matter of D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.)

An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Admin. Proc. No. 3-14502. The Order Instituting Proceedings alleged that Respondents repeatedly failed to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registrations of each class of registered securities of D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Daine Industries, Inc. (n/k/a Oasis Travel Group, Inc.), Del Cerro Enterprises, Inc., Denstone Minerals Ltd., Diadem Resources Ltd., Digicomm Services, Inc. (f/k/a Nemo Enterprises, Inc.), Digital Courier International Corp., Digital Star Inc., Dimples Group Inc., Dominion Bridge Corp., and DSI Datotech Systems Inc. pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-65332; File No. 3-14502)

In the Matter of Auriga Laboratories, Inc.

On September 14, 2011, an Administrative Law Judge issued an Order Making Findings and Revoking Registrations by Default (Default Order) in Auriga Laboratories, Inc., Admin. Proc. No. 3-14506. The Default Order finds that Respondents failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rules 13a-1 and 13a-13 because each failed to make periodic filings with the Securities and Exchange Commission for a number of years. Based on these findings, the Default Order, pursuant to Section 12(j) of the Exchange Act, revokes the registration of each class of registered securities of Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc. (Rel. 34-65333; File No. 3-14506)

Commission Revokes Registration of Securities of TSI, Inc. for Failure to Make Required Periodic Filings

On September 14, 2011, the Commission revoked the registration of each class of registered securities of TSI, Inc. (TSIA) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, TSIA consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to TSI, Inc. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of TSIA’s securities pursuant to Section 12(j) of the Exchange Act. This Order settled the charges brought against TSIA in In the Matter of Colorado Wyoming Reserve Co., et al., Administrative Proceeding File No. 3-14508.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Colorado Wyoming Reserve Co., et al., Administrative Proceeding File No. 3-14508, Exchange Act Release No. 65156 (August 18, 2011). (Rel. 34-65334; File No. 3-14508)

Commission Revokes Registration of Securities of Diversified Historic Investors III for Failure to Make Required Periodic Filings

On September 14, 2011, the Commission revoked the registration of each class of registered securities of Diversified Historic Investors III (Diversified III) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, Diversified III consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Diversified Historic Investors III finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Diversified III’s securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against Diversified III in In the Matter of Derand Real Estate Investment Trust, et al., Administrative Proceeding File No. 3-14489.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Derand Real Estate Investment Trust, et al., Administrative Proceeding File No. 3-14489, Exchange Act Release No. 64971, July 26, 2011. (Rel. 34-65335; File No. 3-14489)

Commission Revokes Registration of Securities of Diversified Historic Investors II for Failure to Make Required Periodic Filings

On September 14, 2011, the Commission revoked the registration of each class of registered securities of Diversified Historic Investors II (Diversified II) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, Diversified II consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Diversified Historic Investors II finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Diversified II’s securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against Diversified II in In the Matter of Derand Real Estate Investment Trust, et al., Administrative Proceeding File No. 3-14489.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Derand Real Estate Investment Trust, et al., Administrative Proceeding File No. 3-14489, Exchange Act Release No. 64971, July 26, 2011. (Rel. 34-65336; File No. 3-14489)

Investment Company Act Releases

Tortoise Power and Energy Infrastructure Fund, Inc. and Tortoise Capital Advisors, L.L.C.

An order has been issued on an application filed by Tortoise Power and Energy Infrastructure Fund, Inc. and Tortoise Capital Advisors, L.L.C. under Section 6(c) of the Investment Company Act for an exemption from Section 19(b) of the Act and Rule 19b-1 under the Act. The order permits a registered closed-end management investment company to make periodic distributions of long-term capital gains with respect to its outstanding common stock as frequently as monthly in any taxable year, and as frequently as distributions are specified by or in accordance with the terms of any outstanding preferred stock that such investment company may issue. (Rel. IC-29785 - September 12)

Self-Regulatory Organizations

Proposed Rule Changes

Financial Industry Regulatory Authority, Inc. filed a proposed rule change under Rule 19b-4 (SR-FINRA-2011-043) to amend FINRA Rule 0160 (Definitions in FINRA By-Laws). Publication is expected in the Federal Register during the week of September 12. (Rel. 34-65313)

The NASDAQ Stock Market, LLC has filed a proposed rule change (SR-NASDAQ-2011-122) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder, to describe complimentary services that are offered to certain new listings on NASDAQ’s Global and Global Select Markets. Publication is expected in the Federal Register during the week of September 12. (Rel. 34-65324)

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by the Chicago Board Options Exchange, Incorporated concerning the clearing trading permit holder proprietary transaction fee waiver for orders in multiply-listed FLEX options classes (SR-CBOE-2011-085) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of September 12. (Rel. 34-65325)

A proposed rule change filed by Chicago Mercantile Exchange, Inc. (CME) to add additional series and maturities to credit default index swaps available for clearing (File No. SR-CME-2011-06) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of September 12. (Rel. 34-65326)

A proposed rule change filed by the International Securities Exchange, LLC relating to fees and fee credits (SR-ISE-2011-48) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of September 12. (Rel. 34-65327)

Order Suspending Proposed Rule Change and Institution of Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change

The Commission suspended a proposed rule change and instituted proceedings to determine whether to approve or disapprove a proposed rule change (SR-BX-2011-046), submitted by NASDAQ OMX BX, Inc. pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, to amend the BOX Fee Schedule with respect to credits and fees for transactions in the BOX Price Improvement Period. Publication is expected in the Federal Register during the week of September 12. (Rel. 34-65330)

Securities Act Registrations

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-4     Forbes Energy Services Ltd., 3000 SOUTH BUSINESS HIGHWAY 281, ALICE, 
        TX, 78332, 361-664-0549 - 0 ($280,000,000.00) Non-Convertible Debt, 
        (File 333-176794 - Sep. 13) (BR. 04B)

S-1     ELITE TALENT CONSULTING CORP., 9 DIVISION STREET, APT. 201, NEW YORK, 
        NY, 10002, 646-386-2351 - 0 ($1,512,750.00) Equity, (File 333-176795 - 
        Sep. 13) (BR. 10A)

S-4     North American Financial Holdings, Inc., CORPORATION TRUST CENTER, 
        1209 ORANGE STREET, WILMINGTON, DE, 19801, 800 716 0507 - 
        0 ($27,573,715.00) Equity, (File 333-176796 - Sep. 13) (BR. 07)

S-1     EMCORE CORP, 10420 RESEARCH ROAD, SE, ALBUQUERQUE, NM, 87123, 
        505-332-5000 - 11,600,000 ($17,702,666.33) Equity, (File 333-176797 - 
        Sep. 13) (BR. 10B)

S-1     SAFE DYNAMICS CORP, 26 HASHLOSHA STREET, BENEIBENAK, L3, 51363, 
        972 544 646 363 - 2,500,000 ($75,000.00) Equity, (File 333-176798 - 
        Sep. 13) (BR. )

S-1     Kingly Chateau Corp, UNIT1705 A, 17 FLOOR, 
        TOWER 1, SILVERCORD PLAZA, NO. 30 CANTON, TST, KOWLOON, K3, 00000, 
        206-350-8882 - 16,612,500 ($1,661,250.00) Debt, (File 333-176807 - 
        Sep. 13) (BR. 08C)

S-8     Green Technology Solutions, Inc., 2880 ZANKER ROAD, SUITE 203, 
        SAN JOSE, CA, 95134, (408) 432-7285 - 6,000,000 ($840,000.00) Equity, 
        (File 333-176808 - Sep. 13) (BR. 04A)

S-11    James River Holding Corp., 2847 S INGRAM MILL RD STE B100, SPRINGFIELD, 
        MO, 65804, 417-881-7818 - 1,500,000 ($450,000.00) Equity, 
        (File 333-176809 - Sep. 13) (BR. )

S-8     PEGASYSTEMS INC, 101 MAIN ST, CAMBRIDGE, MA, 02142-1590, 6173749600 - 
        0 ($184,250,000.00) Equity, (File 333-176810 - Sep. 13) (BR. 03B)

S-3     CALLON PETROLEUM CO, 200 N CANAL ST, NATCHEZ, MS, 39120, 6014421601 - 
        0 ($400,000,000.00) Other, (File 333-176811 - Sep. 13) (BR. 04C)

S-8     MAD CATZ INTERACTIVE INC, 141 ADELAIDE STREET WEST, SUITE 400, 
        TORONTO ONTARIO, A6, M5H 3L5, 6196839830 - 0 ($2,643,000.00) Equity, 
        (File 333-176813 - Sep. 13) (BR. 05B)

S-8     Myrexis, Inc., 305 CHIPETA WAY, SALT LAKE CITY, UT, 84108, 
        801-214-7800 - 0 ($4,975,091.00) Equity, (File 333-176814 - Sep. 13) 
        (BR. 01B)

S-3ASR  BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101, 
        3367332000 - 3,688,087 ($77,228,541.78) Equity, (File 333-176815 - 
        Sep. 13) (BR. 12A)

S-8     SARATOGA RESOURCES INC /TX, 7500 SAN FELIPE, SUITE 675, HOUSTON, TX, 
        77063, 7139148017 - 3,980,000 ($18,645,100.00) Equity, 
        (File 333-176817 - Sep. 13) (BR. 04A)

S-1     CAPITOL CITY BANCSHARES INC, PO BOX 42200, ATLANTA, GA, 30311, 
        4047526067 - 5,000,000 ($12,500,000.00) Equity, (File 333-176818 - 
        Sep. 13) (BR. 07B)

S-3ASR  GEO GROUP INC, 621 NW 53RD STREET, SUITE 700, BOCA RATON, FL, 33487, 
        561-893-0101 - 0 ($0.00) Equity, (File 333-176819 - Sep. 13) (BR. 06C)

S-8     Onyx Service & Solutions, Inc, 7337 OSWEGO ROAD, LIVERPOOL, NY, 13090, 
        3154514822 - 5,000,000 ($500,000.00) Equity, (File 333-176821 - 
        Sep. 13) (BR. 07)

Recent 8K Filings

Form 8-K is used by companies to file current reports on the following events:

1.01	Entry into a Material Definitive Agreement
1.02	Termination of a Material Definitive Agreement
1.03	Bankruptcy or Receivership
2.01	Completion of Acquisition or Disposition of Assets
2.02	Results of Operations and Financial Condition
2.03	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
2.05	Cost Associated with Exit or Disposal Activities
2.06	Material Impairments
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
3.02	Unregistered Sales of Equity Securities
3.03	Material Modifications to Rights of Security Holders
4.01	Changes in Registrant's Certifying Accountant
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
5.01	Changes in Control of Registrant
5.02	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
5.06	Change in Shell Company Status
6.01	ABS Informational and Computational Material.
6.02	Change of Servicer or Trustee.
6.03	Change in Credit Enhancement or Other External Support.
6.04	Failure to Make a Required Distribution.
6.05	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure
8.01	Other Events
9.01	Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

3Power Energy Group Inc.                NV       5.02                 09/12/11

99 CENTS ONLY STORES                    CA       5.07                 09/07/11

ABM INDUSTRIES INC /DE/                 DE       1.01,8.01,9.01       09/08/11

ABRAXAS PETROLEUM CORP                  NV       7.01,9.01            09/13/11

Accend Media                            NV       5.06                 09/12/11

ADVANCE AUTO PARTS INC                  DE       5.02,9.01            09/12/11

AEROSONIC CORP /DE/                     DE       2.02,9.01            09/12/11

AETNA INC /PA/                          PA       7.01                 09/13/11

ALASKA AIR GROUP INC                    DE       7.01,9.01            09/12/11

ALLEGHENY TECHNOLOGIES INC              DE       8.01                 09/09/11

Allegiant Travel CO                     NV       7.01,9.01            09/13/11

Alto Group Holdings Inc.                NV       1.02                 09/12/11

AMERICA FIRST TAX EXEMPT INVESTORS LP   DE       8.01                 09/13/11

AMERICAN INTERNATIONAL GROUP INC        DE       8.01,9.01            09/13/11

AMERITRANS CAPITAL CORP                 DE       5.02                 09/07/11

Ampio Pharmaceuticals, Inc.             DE       1.01,7.01,9.01       09/08/11

AMSCAN HOLDINGS INC                     DE       1.01,9.01            09/08/11

ante5, Inc.                             DE       1.01,9.01            09/09/11

APOLLO GROUP INC                        AZ       8.01                 09/12/11

ARENA PHARMACEUTICALS INC               DE       8.01                 09/09/11

Artio Global Investors Inc.             DE       7.01,9.01            09/13/11

Astex Pharmaceuticals, Inc              DE       5.03,9.01            09/09/11

AtheroNova Inc.                         DE       7.01,9.01            09/13/11

Augme Technologies, Inc.                DE       2.02,9.01            09/07/11

AUXILIUM PHARMACEUTICALS INC                     7.01,9.01            09/13/11

Avantair, Inc                           DE       8.01                 09/08/11

AVENTINE RENEWABLE ENERGY HOLDINGS IN   DE       8.01,9.01            09/13/11

BARRY R G CORP /OH/                     OH       2.02,9.01            09/13/11

BB&T CORP                               NC       7.01,9.01            09/13/11

BCM Energy Partners Inc.                DE       5.03                 08/15/11    AMEND

BENIHANA INC                            DE       8.01,9.01            09/12/11

BENIHANA INC                            DE       7.01,9.01            09/13/11

BEST BUY CO INC                         MN       2.02,9.01            09/13/11

BIGLARI HOLDINGS INC.                   IN       1.01,1.02,2.03,9.01  09/08/11

Blue Earth, Inc.                        NV       1.01,2.01,3.02,5.02, 09/07/11
                                                 9.01
          
BRINKS CO                               VA       5.02                 07/11/11    AMEND

BROADCOM CORP                           CA       8.01,9.01            09/12/11

BRUNSWICK CORP                          DE       2.05                 08/30/11    AMEND

BSQUARE CORP /WA                        WA       1.01,2.01,9.01       09/11/11

CADIZ INC                               DE       8.01                 09/13/11

Cal Dive International, Inc.            DE       5.02,9.01            09/09/11

CALAVO GROWERS INC                      CA       2.02,9.01            09/07/11

Calumet Specialty Products Partners,    DE       1.01,7.01,9.01       09/07/11

CANO PETROLEUM, INC                              8.01                 09/09/11

CANTEL MEDICAL CORP                     DE       7.01,9.01            09/13/11

CAPITAL BANK CORP                       NC       1.01,2.01,9.01       09/07/11

Celanese CORP                           DE       5.02,9.01            09/12/11

CENTERPOINT ENERGY INC                           1.01,1.02,2.03,9.01  09/09/11

CF Industries Holdings, Inc.            DE       7.01,9.01            09/13/11

CHART INDUSTRIES INC                    DE       7.01,9.01            09/12/11

Chelsea Therapeutics International, L   DE       8.01,9.01            09/13/11

CHENIERE ENERGY INC                     DE       1.01,2.03,3.02       09/13/11

Cheniere Energy Partners, L.P.          DE       7.01,9.01            09/13/11

CHINA AMERICA HOLDINGS, INC.            FL       1.01,2.01,2.03,2.04, 06/30/11    AMEND
                                                 3.02,5.01,5.02,5.03,
                                                 5.06
   
China Industrial Waste Management Inc   NV       5.02,9.01            09/07/11

China Infrastructure Investment CORP    NV       3.01                 09/07/11

CIRCOR INTERNATIONAL INC                DE       3.01,8.01,9.01       09/12/11

Clean Energy Fuels Corp.                DE       5.07                 05/25/11    AMEND

CLEANTECH TRANSIT, INC.                 NV       5.03,5.07,9.01       07/14/11

ClubCorp Club Operations, Inc.          DE       1.01,2.03,9.01       09/06/11

CMS ENERGY CORP                         MI       7.01,9.01            09/13/11

COFFEE HOLDING CO INC                   NV       2.02,8.01,9.01       09/13/11

Continental Resources Group, Inc.       DE       5.02                 08/31/11

CRACKER BARREL OLD COUNTRY STORE, INC   TN       2.02,7.01,9.01       09/13/11

CUMULUS MEDIA INC                       DE       8.01,9.01            09/13/11

CYTRX CORP                              DE       3.02,9.01            09/07/11

DANAHER CORP /DE/                       DE       5.02                 09/13/11

DEL MONTE CORP                                   5.02,9.01            09/08/11

DELTA AIR LINES INC /DE/                DE       7.01,9.01            09/13/11

DemandTec, Inc.                         DE       5.02                 09/13/11

DICE HOLDINGS, INC.                     DE       5.07                 04/15/11    AMEND

Digital Realty Trust, Inc.                       7.01                 09/13/11

Eagle Bulk Shipping Inc.                         8.01,9.01            09/07/11

ECO VENTURES GROUP, INC.                NV       7.01                 09/07/11

ECO VENTURES GROUP, INC.                NV       7.01                 09/12/11

Ellington Financial LLC                 DE       7.01                 09/13/11

ENERGEN CORP                            AL       5.02,7.01,9.01       09/08/11

ENGLOBAL CORP                           NV       8.01,9.01            09/12/11

Entergy Texas, Inc.                     TX       8.01,9.01            09/13/11

EOG RESOURCES INC                       DE       5.02,9.01            09/07/11

ExlService Holdings, Inc.               DE       8.01,9.01            09/13/11

Explortex Energy Inc.                   NV       9.01                 09/13/11

FAIRPOINT COMMUNICATIONS INC            DE       7.01,9.01            09/13/11

FARMER BROTHERS CO                      CA       2.02,9.01            09/12/11

Federal Home Loan Bank of Atlanta       X1       2.03                 09/13/11

Federal Home Loan Bank of Boston        X1       5.02                 09/13/11

Federal Home Loan Bank of Boston        X1       2.03                 09/07/11

Federal Home Loan Bank of Chicago       X1       2.03                 09/07/11

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01            09/07/11

Federal Home Loan Bank of Des Moines    X1       2.03,9.01            09/09/11

Federal Home Loan Bank of Indianapoli   X1       2.03                 09/13/11

Federal Home Loan Bank of New York      X1       2.03,9.01            09/07/11

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01            09/07/11

Federal Home Loan Bank of San Francis   X1       2.03                 09/09/11

Federal Home Loan Bank of Seattle                2.03                 09/07/11

Federal Home Loan Bank of Topeka                 2.03,9.01            09/08/11

FIFTH THIRD BANCORP                     OH       7.01,9.01            09/13/11

FIRST ACCEPTANCE CORP /DE/              DE       5.02,7.01            09/07/11

FIRST FINANCIAL BANCORP /OH/            OH       7.01,9.01            09/13/11

FIRST MERCHANTS CORP                    IN       1.01,3.02,8.01,9.01  09/09/11

FLEXSTEEL INDUSTRIES INC                MN       5.02,9.01            09/12/11

FLUIDIGM CORP                           DE       5.07                 09/08/11

FLUOR CORP                              DE       1.01,2.03,9.01       09/13/11

FNB CORP/FL/                            FL       7.01,9.01            09/13/11

FOREST OIL CORP                         NY       2.05                 09/06/11

Forestar Group Inc.                     DE       7.01,9.01            09/13/11

Forex International Trading Corp.       NV       2.02,7.01,9.01       09/13/11

FREQUENCY ELECTRONICS INC               DE       2.02,9.01            09/13/11

FRONTIER COMMUNICATIONS CORP            DE       8.01,9.01            09/13/11

Fuelstream INC                          DE       3.02,8.01            08/31/11

GENCORP INC                             OH       5.02,9.01            09/12/11

GENERAL ELECTRIC CO                     NY       8.01                 09/13/11

General Finance CORP                    DE       8.01,9.01            09/13/11

GENESCO INC                             TN       7.01                 09/13/11

GLOBAL GREEN SOLUTIONS INC.             NV       7.01,9.01            09/08/11

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01,9.01            09/13/11

GRAPHON CORP/DE                         DE       1.01,3.02            09/01/11    AMEND

GREAT ATLANTIC & PACIFIC TEA CO INC     MD       7.01                 09/13/11

Great Lakes Dredge & Dock CORP          DE       1.01,9.01            09/07/11

GREAT PLAINS ENERGY INC                 MO       1.01,7.01,9.01       09/09/11

GROUP 1 AUTOMOTIVE INC                  DE       7.01,9.01            09/12/11

Hartman Short Term Income Properties    MD       2.01                 09/13/11

HCC INSURANCE HOLDINGS INC/DE/          DE       5.02,9.01            09/07/11

HEARTLAND EXPRESS INC                   NV       8.01,9.01            09/12/11

HELICOS BIOSCIENCES CORP                DE       5.02                 09/09/11

HERTZ CORP                              DE       7.01,9.01            09/13/11

HERTZ GLOBAL HOLDINGS INC                        7.01,9.01            09/13/11

HEWLETT PACKARD CO                      DE       8.01                 09/13/11

Higher One Holdings, Inc.               DE       8.01                 09/07/11

HOOKER FURNITURE CORP                   VA       5.02                 09/07/11

HORIZON BANCORP /IN/                    IN       8.01                 09/09/11

HUDSON VALLEY HOLDING CORP              NY       7.01,9.01            09/13/11

ICON CASH FLOW PARTNERS L P SEVEN       DE       5.02                 09/13/11

ICON ECI FUND FIFTEEN, L.P.             DE       5.02                 09/13/11

ICON Equipment & Corporate Infrastruc   DE       5.02                 09/13/11

ICON INCOME FUND EIGHT /DE              DE       5.02                 09/13/11

ICON INCOME FUND EIGHT B LP             DE       5.02                 09/13/11

ICON INCOME FUND NINE LLC                        5.02                 09/13/11

ICON INCOME FUND TEN LLC                DE       5.02                 09/13/11

ICON LEASING FUND ELEVEN, LLC           DE       5.02                 09/13/11

ICON LEASING FUND TWELVE, LLC           DE       5.02                 09/13/11

IHS Inc.                                DE       7.01                 09/13/11

IMPERIAL CAPITAL BANCORP, INC.          DE       1.03,9.01            08/22/11

INKSURE TECHNOLOGIES INC.               DE       5.02,5.07,9.01       09/13/11

InspireMD, Inc.                         DE       7.01,9.01            09/13/11

Intellect Neurosciences, Inc.           DE       1.02                 09/07/11

Intrepid Potash, Inc.                   DE       7.01,9.01            09/13/11

Invesco Ltd.                            D0       7.01,9.01            09/12/11

INX Inc                                 DE       7.01,9.01            11/10/08

J P MORGAN CHASE & CO                   DE       7.01,9.01            09/13/11

JAMMIN JAVA CORP.                                8.01                 09/09/11

JETBLUE AIRWAYS CORP                    DE       7.01                 09/13/11

Jinmimi Network Inc                     NV       5.02,8.01            08/31/11

KRISPY KREME DOUGHNUTS INC              NC       8.01,9.01            09/13/11

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                 09/13/11

LEAR CORP                               DE       7.01,9.01            09/13/11

Limelight Networks, Inc.                DE       5.02,8.01            09/08/11

LONGWEI PETROLEUM INVESTMENT HOLDING    CO       7.01,8.01,9.01       09/13/11

MAJESCO ENTERTAINMENT CO                DE       2.02,9.01            09/13/11

MANAS PETROLEUM Corp                    NV       1.01,3.02,9.01       09/01/11

Marine Drive Mobile Corp.               NV       1.01,2.01,3.02,5.02, 09/12/11
                                                 5.06,9.01
     
MARKWEST ENERGY PARTNERS L P                     1.01,2.03,7.01,9.01  09/07/11

MASS MEGAWATTS WIND POWER INC           MA       2.02,9.01            09/13/11

MICROVISION INC                         DE       1.01,9.01            09/13/11

MIMVI, INC.                             NV       5.02,9.01            09/12/11

MIPS TECHNOLOGIES INC                   DE       8.01,9.01            09/12/11

MOLINA HEALTHCARE INC                   DE       1.01,1.02,2.03,9.01  09/09/11

MOLSON COORS BREWING CO                 DE       5.07                 05/25/11    AMEND

Neiman Marcus, Inc.                     DE       2.02,9.01            09/13/11

NETLOGIC MICROSYSTEMS INC               DE       7.01,8.01,9.01       09/12/11

NETSCOUT SYSTEMS INC                    DE       5.07                 09/07/11

Neuralstem, Inc.                        DE       7.01,9.01            09/13/11

NEW ENGLAND REALTY ASSOCIATES LIMITED   MA       3.01,9.01            09/09/11

NEWPARK RESOURCES INC                   DE       5.07                 09/08/11    AMEND

NEWS CORP                                        8.01,9.01            09/13/11

NORTH SPRINGS RESOURCES CORP.           NV       1.01,2.03,9.01       09/09/11

Northfield Bancorp, Inc.                X1       8.01,9.01            09/09/11

NORTHROP GRUMMAN CORP /DE/              DE       1.01,2.03,9.01       09/08/11

NORTHWEST NATURAL GAS CO                OR       8.01,9.01            09/12/11

NUCLEAR SOLUTIONS INC                   NV       8.01                 09/13/11

OLIN CORP                               VA       7.01,9.01            09/13/11

Omagine, Inc.                           DE       7.01,8.01,9.01       09/13/11

OMNOVA SOLUTIONS INC                    OH       7.01,9.01            09/13/11

ON THE MOVE SYSTEMS CORP.               FL       5.02                 09/12/11

Oncothyreon Inc.                        DE       5.02                 09/07/11

Opexa Therapeutics, Inc.                TX       7.01,9.01            09/13/11

ORIGINOIL INC                           NV       7.01,9.01            09/13/11

OVERLAND STORAGE INC                    CA       2.02,9.01            09/13/11

PARK CITY GROUP INC                              2.02,8.01,9.01       09/13/11

PEETS COFFEE & TEA INC                  WA       8.01                 09/08/11

PERKINELMER INC                         MA       1.01,8.01,9.01       09/07/11

Philip Morris International Inc.        VA       5.02,5.03,9.01       09/13/11

PICO HOLDINGS INC /NEW                  CA       5.07,8.01            09/12/11    AMEND

PIEDMONT NATURAL GAS CO INC             NC       5.03,9.01            09/08/11

PMFG, Inc.                              DE       2.02,9.01            09/13/11

Protalix BioTherapeutics, Inc.          FL       7.01,9.01            09/13/11

Quadra Projects Inc.                             5.01,5.02            09/07/11

Rand Logistics, Inc.                    DE       7.01,9.01            09/13/11

RBC Bearings INC                                 5.02,5.07,9.01       09/07/10

RECOVERY ENERGY, INC.                   NV       5.02,9.01            09/09/11

Red Lion Hotels CORP                    WA       1.01,2.03,9.01       09/12/11

Redpoint Bio CORP                                5.02                 09/08/11

RETRACTABLE TECHNOLOGIES INC            TX       5.07,8.01,9.01       09/09/11

Revolutions Medical CORP                NV       1.01,1.02            09/06/11

Rhino Productions, Inc.                 NV       1.01,9.01            09/13/11

Rhino Resource Partners LP              DE       5.02,9.01            09/08/11

Rubicon Technology, Inc.                DE       7.01,9.01            09/12/11

RVUE HOLDINGS, INC.                     NV       7.01,9.01            09/13/11

S&T BANCORP INC                         PA       7.01,9.01            09/13/11

Sagebrush Gold Ltd.                     NV       7.01,9.01            09/13/11

Santander Drive Auto Receivables Trus   DE       1.01,8.01,9.01       09/08/11

SCHIFF NUTRITION INTERNATIONAL, INC.    DE       2.02,9.01            09/13/11

SeaBright Holdings, Inc.                DE       5.02,9.01            09/12/11

SEALED AIR CORP/DE                      DE       7.01,9.01            09/13/11

SGB International Holdings Inc.         A1       2.01,3.02,5.01,5.02, 05/11/11    AMEND
                                                 5.03,5.06,9.01

SHAW GROUP INC                          LA       5.02                 09/07/11

Shiner International, Inc.              NV       5.07                 09/12/11

SIGMATRON INTERNATIONAL INC             DE       2.02,9.01            09/13/11

SILICON SOUTH INC                                1.01,5.03,8.01,9.01  09/09/11

SINOCOKING COAL & COKE CHEMICAL INDUS   FL       7.01,9.01            09/13/11

SMITH & WESSON HOLDING CORP             NV       7.01,9.01            09/13/11

STAGE STORES INC                        NV       8.01,9.01            09/12/11

STELLAR PHARMACEUTICALS INC                      7.01,9.01            09/13/11

Strategic Storage Trust, Inc.           MD       1.01,9.01            09/07/11

STRATS (SM) TRUST FOR JPMORGAN CHASE             8.01,9.01            09/01/11

STRATS SM TRUST FOR IBM CORP SEC SERI            8.01,9.01            08/29/11

Strats(SM) Trust for JPMorgan Chase C            8.01,9.01            09/01/11

STRATS(SM) Trust For Morgan Stanley S            8.01,9.01            09/01/11

SunCoke Energy, Inc.                             7.01,9.01            09/13/11

SUNTRUST BANKS INC                      GA       7.01                 09/13/11

SUSSEX BANCORP                          NJ       5.02                 09/07/11

SYNTROLEUM CORP                         DE       8.01                 09/13/11

TAKE TWO INTERACTIVE SOFTWARE INC       DE       7.01,9.01            09/13/11

TaxMasters, Inc.                        NV       5.02                 09/09/11

TECHE HOLDING CO                        LA       7.01,9.01            09/13/11

TEKELEC                                 CA       1.01,9.01            09/12/11

TENGION INC                             DE       7.01,9.01            09/12/11

TENGION INC                             DE       8.01                 09/13/11

TEXAS INDUSTRIES INC                    DE       8.01                 07/29/11

THERMOGENESIS CORP                      DE       2.02,9.01            09/12/11

Thompson Creek Metals CO Inc.           A6       7.01,9.01            09/12/11

TIB FINANCIAL CORP.                     FL       1.01,2.01,9.01       09/07/11

TIDEWATER INC                           DE       8.01,9.01            09/07/11

TIMBERLAND CO                           DE       1.02,2.01,3.01,3.03, 09/13/11
                                                 5.01,5.02,5.03,7.01,
                                                 9.01
   
TOYS R US INC                           DE       7.01,9.01            09/13/11

Umami Sustainable Seafood Inc.          NV       2.03,3.02            09/07/11

United Continental Holdings, Inc.       DE       7.01,9.01            09/13/11

USA TRUCK INC                           DE       7.01                 09/13/11

V F CORP                                PA       2.01,7.01,9.01       09/13/11

Vaughan Foods, Inc.                     OK       8.01,9.01            09/12/11

VERSAR INC                              DE       5.02,9.01            09/07/11

VIROPHARMA INC                          DE       8.01,9.01            09/13/11

VIRTUSA CORP                                     5.07                 09/08/11

Walter Energy, Inc.                     DE       5.02,7.01,9.01       09/12/11

WALTER INVESTMENT MANAGEMENT CORP       MD       8.01,9.01            09/12/11

WEB.COM GROUP, INC.                              8.01,9.01            09/13/11

WEB.COM GROUP, INC.                              8.01,9.01            09/13/11

WEBSTER FINANCIAL CORP                  DE       7.01                 09/12/11

WELLS REAL ESTATE INVESTMENT TRUST II   MD       8.01                 09/12/11

WESCO INTERNATIONAL INC                          8.01,9.01            09/13/11

WIRELESS TELECOM GROUP INC              NJ       5.02,8.01,9.01       09/08/11

WISCONSIN ELECTRIC POWER CO             WI       8.01,9.01            09/07/11

Wizard World, Inc.                      DE       1.01,2.01,3.02,5.01, 12/07/10    AMEND
                                                 5.02,5.03,5.06,9.01
        
Wolverine Exploration Inc.              NV       1.01,3.02,7.01,9.01  08/23/11

XCEL ENERGY INC                         MN       8.01                 09/12/11

http://www.sec.gov/news/digest/2011/dig091411.htm