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Enforcement ProceedingsIn the Matter of Accesspoint Corp.An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations By Default as to Six Respondents (Default Order) in Accesspoint Corp., Admin. Proc. No. 3-14604. The Order Instituting Proceedings alleged that Respondents repeatedly failed to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registration of each class of registered securities of Accesspoint Corp., Aero Performance Products, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., and Fortress Financial Group, Inc., pursuant to Section 12(j) of the Securities Exchange Act of 1934. The proceeding has ended as to Respondents Apex Resources Group, Inc., and Global Aircraft Solutions, Inc. See Accesspoint Corp., Exchange Act Release Nos. 65674 (Nov. 3, 2011) and 65881 (Dec. 5, 2011), respectively. (Rel. 34-65905; File No. 3-14604) In the Matter of Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. LevierOn December 7, 2011, the Commission issued an Order Instituting Administrative Proceedings Pursuant to 203(f) of the Investment Advisers Act of 1940 (Investment Advisors Act) and Notice of Hearing (Order) against Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier. The Order alleges that: On April 10, 2010, the Commission filed a civil enforcement action against Respondents, SEC v. Gryphon Holdings, Inc., et al., 10 civ. 1742 (E.D.N.Y.). The Commission’s complaint alleged, inter alia, that from at least 2007 through April 2010, Respondents marketed Gryphon as a publisher of financial and investment newsletters and investment manager by repeatedly making false statements on the internet and over the telephone about virtually every aspect of the firm’s business, including the scope of the firm’s investment management operations, the past performance of its trading recommendations, the credentials and qualifications of its staff, and the satisfaction of prior clients. In the civil action the Court entered permanent injunctions against each Respondents, enjoining them from committing future violations of Section 10(b)(5) of the Securities Exchange Act of 1934, Rule 10b-5 thereunder, and Sections 206(1) and (2) of the Investment Advisers Act. In addition, the Court in United States v. Marsh, et al., 10 cr. 480 (EDNY) entered criminal judgments against each of the Respondents, arising out of the same conduct as the Commission’s civil enforcement action. Based on the above, the Commission deems it necessary and appropriate in the public interest that administrative proceedings be instituted to determine whether the allegations set forth in the Order are true and, in connection therewith, to afford Respondents an opportunity to establish any defenses to such allegations, and to determine what, if any, remedial action is appropriate in the public interest against Respondents pursuant to Section 203(f) of the Investment Advisers Act. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Respondents Marsh, Anderson, Budion, Lada, and Levier an opportunity to respond to these allegations, and to determine what sanctions, if any, are appropriate and in the public interest. As directed by the Commission, an administrative law judge shall issue an initial decision in this matter no later than 210 days from the date of service of the Order Instituting Proceedings. (Rel. IA-3329; File No. 3-14653) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by The NASDAQ Stock Market LLC to modify NASDAQ’s Transaction Execution Fee and Credit Schedule in Rule 7018 (SR-NASDAQ-2011-165) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-65878) A proposed rule change filed by NYSE Amex LLC specifying in its rules an existing policy related to the application of NYSE Amex Options Rule 935NY (SR-NYSEAmex-2011-92) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-65893) A proposed rule change filed by NASDAQ OMX PHLX LLC relating to the Options Regulatory Fee (SR-Phlx-2011-163) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-65897) A proposed rule change filed by the International Securities Exchange, LLC (SR-ISE-2011-78) to amend the threshold levels for tier-based rebates for Qualified Contingent Cross orders and Solicitation orders executed on the Exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-65898) The Depository Trust Company filed a proposed rule change (File No. SR-DTC-2011-10) pursuant to Section 19(b)(1) of the Act and Rule 19b-4 thereunder that updates DTC’s Operational Arrangement necessary for a securities issue to become and remain eligible for the services at DTC. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-65901) Accelerated Approval of Proposed Rule ChangesA proposed rule change filed by Chicago Mercantile Exchange, Inc. (CME) to revise rules relating to its cleared only OTC FX swap offering (SR-CME-2011-16) has been approved on an accelerated basis pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-65886) The Financial Industry Regulatory Authority, Inc. filed, and the Commission approved on an accelerated basis, a proposed rule change (SR-FINRA-2011-070) pursuant to Section 19(b)(1) of the Exchange Act to amend FINRA Rule 4512 (Customer Account Information). Publication is expected in the Federal Register during the week of December 12. (Rel. 34-65890) Proposed Rule ChangeInternational Securities Exchange, LLC filed a proposed rule change (SR-ISE-2011-82) under Rule 19b-4 of the Securities Exchange Act of 1934 relating to legging orders. Publication is expected in the Federal Register during the week of December 12. (Rel. 34-65900) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-1 Spirit Airlines, Inc., 2800 EXECUTIVE WAY, MIRAMAR, FL, 33025, 954-447-7920 - 0 ($172,500,000.00) Equity, (File 333-178336 - Dec. 6) (BR. 05C) S-1 Bluefire Renewables, Inc., 31 MUSICK, IRVINE, CA, 92618, 949-588-3767 - 3,794,671 ($11,004,545.90) Equity, (File 333-178337 - Dec. 6) (BR. 06B) S-8 BON TON STORES INC, 2801 E MARKET ST, YORK, PA, 17402-2406, 7177577660 - 0 ($6,120,000.00) Equity, (File 333-178338 - Dec. 6) (BR. 02A) S-8 Patriot Coal CORP, 12312 OLIVE BOULEVARD, SUITE 400, ST. LOUIS, MO, 63141, 314-275-3600 - 0 ($60,830,000.00) Equity, (File 333-178339 - Dec. 6) (BR. 09A) S-1 UNITED PEOPLE POWER, INC., PO BOX 60488, BOULDER CITY, NV, 89006, 702-988-1152 - 11,510,000 ($2,877,500.00) Equity, (File 333-178343 - Dec. 6) (BR. ) S-8 TIER TECHNOLOGIES INC, 11130 SUNRISE VALLEY DRIVE, SUITE 300, RESTON, VA, 20191, 5713821000 - 350,000 ($1,673,500.00) Equity, (File 333-178344 - Dec. 6) (BR. 03C) S-4 ACL I Corp, C/O PLATINUM EQUITY, 360 N. CRESCENT DRIVE, SOUTH BLDG., BEVERLY HILLS, CA, 90210, 310-712-1850 - 0 ($434,686,606.00) Other, (File 333-178345 - Dec. 6) (BR. ) S-3 VITESSE SEMICONDUCTOR CORP, 741 CALLE PLANO, CAMARILLO, CA, 93012, 8053883700 - 0 ($75,000,000.00) Unallocated (Universal) Shelf, (File 333-178346 - Dec. 6) (BR. 10C) S-3ASR EXPRESS, INC., 1 EXPRESS DRIVE, COLUMBUS, OH, 43230, 614-474-4001 - 0 ($0.00) Equity, (File 333-178347 - Dec. 6) (BR. 09) S-8 APPLIED MATERIALS INC /DE, 3050 BOWERS AVE, SANTA CLARA, CA, 95054-3299, 4087275555 - 5,123,882 ($24,856,074.65) Equity, (File 333-178348 - Dec. 6) (BR. 10A) S-8 AeroVironment Inc, 181 W HUNTINGTON DRIVE, SUITE 202, MONROVIA, CA, 91016, 626 357 9983 - 0 ($36,816,000.00) Equity, (File 333-178349 - Dec. 6) (BR. 05B) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 3M CO DE 2.02,9.01 12/06/11 99 CENTS ONLY STORES CA 8.01,9.01 12/05/11 AB&T Financial CORP NC 5.07 11/30/11 ABOVENET INC DE 5.02,9.01 11/30/11 ACXIOM CORP DE 5.02 12/06/11 ADCARE HEALTH SYSTEMS INC OH 1.01,2.03,9.01 11/30/11 Advance America, Cash Advance Centers DE 1.01,1.02,2.03,9.01 12/05/11 AeroVironment Inc DE 2.02,9.01 12/06/11 AFFIRMATIVE INSURANCE HOLDINGS INC DE 8.01 12/01/11 AGCO CORP /DE DE 1.01,2.03,9.01 12/01/11 ALEXANDERS INC DE 2.03,9.01 11/30/11 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01,2.03 12/06/11 All State Properties Holdings, Inc. NV 1.01,5.02 11/29/11 Alpha Natural Resources, Inc. DE 1.01,7.01,8.01 12/06/11 Alta Mesa Holdings, LP TX 7.01,9.01 12/06/11 AlumiFuel Power Corp NV 2.04 11/30/11 AMERICAN AIRLINES INC DE 5.02,8.01 12/06/11 AMERICAN DENTAL PARTNERS INC DE 8.01,9.01 12/06/11 American Energy Development Corp. NV 2.03,7.01,9.01 12/02/11 American Midstream Partners, LP DE 2.01,8.01,9.01 12/01/11 AMERICAN REALTY CAPITAL HEALTHCARE TR MD 8.01,9.01 12/01/11 AMR CORP DE 5.02,8.01 12/06/11 Antero Resources Finance Corp DE 7.01,9.01 12/06/11 ARCADIA RESOURCES, INC NV 1.01,2.01,2.04,9.01 11/30/11 ARTHROCARE CORP DE 7.01 12/02/11 ASSOCIATED BANC-CORP WI 8.01,9.01 11/30/11 Atrinsic, Inc. DE 2.04 11/30/11 AUDIOVOX CORP DE 5.03,7.01,9.01 12/01/11 Augme Technologies, Inc. DE 4.01,9.01 11/30/11 AUTOLIV INC DE 5.02,8.01,9.01 12/06/11 AUTOZONE INC NV 2.02,9.01 12/06/11 Axius Inc. NV 3.02,9.01 12/02/11 B&G Foods, Inc. DE 1.01,1.02,2.01,2.03, 11/30/11 9.01 Baby Fox International, Inc. NV 1.01 12/06/11 BANK OF AMERICA CORP /DE/ DE 8.01 12/02/11 BB&T CORP NC 7.01,9.01 12/06/11 BCM Energy Partners Inc. DE 1.01,5.02 11/30/11 Beacon Federal Bancorp, Inc. MD 8.01,9.01 12/02/11 Behringer Harvard Opportunity REIT I, MD 7.01,9.01 12/06/11 BERTHEL GROWTH & INCOME TRUST I DE 2.01 11/30/11 Biodel Inc 2.02,9.01 12/06/11 BLACKBOX SEMICONDUCTOR, INC. NV 5.02 11/19/11 BofI Holding, Inc. DE 7.01,9.01 12/05/11 BON TON STORES INC PA 8.01,9.01 12/06/11 BreitBurn Energy Partners L.P. DE 5.02 12/05/11 BRIGGS & STRATTON CORP WI 8.01 11/30/11 BRINKS CO VA 7.01,9.01 12/06/11 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 11/30/11 CAREADVANTAGE INC 1.01,3.02,9.01 11/30/11 CASEYS GENERAL STORES INC IA 8.01,9.01 12/06/11 CATALYST PHARMACEUTICAL PARTNERS, INC DE 5.02,8.01,9.01 11/30/11 CATASYS, INC. DE 1.01,2.01,2.03,3.02, 11/30/11 9.01 CEL SCI CORP CO 1.02 12/05/11 Celsion CORP DE 1.01,3.02,7.01,9.01 12/06/11 CERADYNE INC DE 7.01 12/05/11 CHEESECAKE FACTORY INC DE 8.01,9.01 12/05/11 CLEAN DIESEL TECHNOLOGIES INC DE 5.02,9.01 12/01/11 CLEAN HARBORS INC MA 5.03 12/05/11 CLECO CORP LA 7.01,9.01 12/06/11 CMS Bancorp, Inc. DE 8.01 12/06/11 CNO Financial Group, Inc. DE 1.01,3.03,5.03,9.01 12/06/11 COGNEX CORP MA 5.07 12/06/11 Constant Contact, Inc. DE 5.02,8.01 12/06/11 Cornerstone OnDemand Inc DE 1.01 11/30/11 CORNING INC /NY NY 5.02 12/06/11 CORRECTIONS CORP OF AMERICA MD 8.01,9.01 12/05/11 CVD EQUIPMENT CORP NY 1.01 11/30/11 DARDEN RESTAURANTS INC FL 7.01,9.01 12/06/11 DGT Holdings Corp. NY 2.02,9.01 12/05/11 DICKS SPORTING GOODS INC DE 1.01,2.03,9.01 12/05/11 Digitiliti Inc DE 5.02 12/01/11 DOUGLAS DYNAMICS, INC DE 1.02,3.03,5.02,8.01, 11/30/11 9.01 DREW INDUSTRIES INC DE 8.01,9.01 12/06/11 Duke Energy CORP DE 5.04,9.01 11/30/11 E DIGITAL CORP DE 5.02 12/05/11 EASTMAN CHEMICAL CO DE 5.02,9.01 11/30/11 Echo Therapeutics, Inc. DE 1.01,8.01,9.01 12/05/11 Education Realty Trust, Inc. MD 5.07 12/06/11 AMEND EMPIRE ENERGY CORP UT 8.01 12/06/11 ENTERGY ARKANSAS INC AR 1.01,9.01 12/04/11 ENTERGY CORP /DE/ DE 1.01,9.01 12/04/11 EXACT SCIENCES CORP DE 1.01,9.01 12/05/11 EXAR CORP DE 5.02,9.01 12/01/11 EXELON CORP PA 8.01,9.01 12/05/11 ExlService Holdings, Inc. DE 1.01,8.01,9.01 12/01/11 EXXON MOBIL CORP NJ 5.02 11/30/11 Federal Home Loan Bank of Atlanta X1 2.03 12/06/11 Federal Home Loan Bank of Boston X1 2.03 12/01/11 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/30/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 12/02/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 12/06/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/30/11 Federal Home Loan Bank of Topeka 2.03,9.01 11/30/11 First American Financial Corp DE 7.01 11/07/11 First Bancorp, Inc /ME/ ME 5.02 12/06/11 FIRST NIAGARA FINANCIAL GROUP INC DE 8.01,9.01 12/06/11 FIRST SECURITY GROUP INC/TN TN 7.01,9.01 12/06/11 FUEL DOCTOR HOLDINGS, INC. DE 5.02 11/30/11 FUTURES PORTFOLIO FUND L.P. MD 3.02 12/01/11 Galena Biopharma, Inc. 1.01,3.02,8.01,9.01 12/06/11 GALLAGHER ARTHUR J & CO DE 8.01,9.01 12/06/11 Gas Natural Inc. OH 8.01,9.01 12/01/11 Geeknet, Inc DE 5.07 05/10/11 AMEND General Finance CORP DE 5.07 12/06/11 GENSPERA INC DE 7.01,9.01 12/05/11 GENVEC INC DE 7.01,8.01,9.01 12/06/11 GETTY REALTY CORP /MD/ MD 8.01,9.01 12/05/11 GILEAD SCIENCES INC DE 8.01,9.01 12/06/11 Golden Minerals Co 1.02 12/01/11 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 12/06/11 GREAT ATLANTIC & PACIFIC TEA CO INC MD 7.01,9.01 12/05/11 GREAT PLAINS ENERGY INC MO 7.01,9.01 12/06/11 Green Energy Management Services Hold DE 5.02,9.01 11/18/11 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 12/02/11 Grubb & Ellis Healthcare REIT II, Inc MD 8.01 12/06/11 H&R BLOCK INC MO 1.02,2.01,9.01 11/30/11 HAWAIIAN ELECTRIC INDUSTRIES INC HI 1.01,2.03,9.01 12/05/11 HELEN OF TROY LTD 1.01 12/05/11 HELMERICH & PAYNE INC DE 8.01 12/06/11 HI TECH PHARMACAL CO INC NY 2.02,9.01 12/05/11 HICKORY TECH CORP MN 1.01,9.01 12/06/11 HICKORY TECH CORP MN 7.01,9.01 12/06/11 Hipso Multimedia, Inc. FL 1.01,8.01,9.01 11/30/11 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 12/06/11 HOOKER FURNITURE CORP VA 2.02,9.01 12/06/11 HYDROMER INC NJ 5.07 12/01/11 IHS Inc. DE 7.01,9.01 12/06/11 Infrared Systems International NV 4.02 12/01/11 Intrepid Potash, Inc. DE 7.01,9.01 12/06/11 Iridium Communications Inc. DE 5.02,9.01 12/06/11 IROBOT CORP DE 5.02,7.01,9.01 11/30/11 ISTA PHARMACEUTICALS INC DE 5.02,5.07,8.01 11/30/11 ITC Holdings Corp. MI 1.01,9.01 12/04/11 IVOICE, INC /NJ NJ 1.01,2.02,9.01 11/22/11 JETBLUE AIRWAYS CORP DE 5.02 12/01/11 JOY GLOBAL INC DE 5.02,8.01,9.01 12/06/11 Kennedy-Wilson Holdings, Inc. DE 8.01,9.01 12/05/11 KLONDIKE STAR MINERAL CORP DE 3.02 11/29/11 Koppers Holdings Inc. PA 2.05,9.01 12/02/11 KRANEM CORP CO 1.01,2.01,3.02,7.01, 12/06/11 9.01 Kraton Performance Polymers, Inc. DE 7.01,9.01 12/06/11 KRONOS WORLDWIDE INC 7.01,9.01 12/05/11 LACLEDE GROUP INC MO 7.01,9.01 12/06/11 LEARNING TREE INTERNATIONAL INC DE 1.01,9.01 11/30/11 LENCO MOBILE INC. DE 1.01,2.01,5.02,9.01 12/01/11 LEUCADIA NATIONAL CORP NY 1.01,9.01 12/05/11 LEXON TECHNOLOGIES INC DE 1.01,2.01 12/06/11 Liberty Global, Inc. DE 7.01 12/06/11 LIGHTING SCIENCE GROUP CORP DE 1.01,3.02,5.03,9.01 12/01/11 LIN TV CORP. DE 7.01,9.01 12/06/11 LIQUIDITY SERVICES INC DE 2.02,9.01 12/06/11 LIQUIDITY SERVICES INC DE 7.01,9.01 12/06/11 Location Based Technologies, Inc. NV 5.02 12/01/11 Location Based Technologies, Inc. NV 5.02 12/01/11 AMEND LUFKIN INDUSTRIES INC TX 1.01,2.01,2.03,7.01 11/30/11 MARKETING WORLDWIDE CORP DE 4.01,9.01 12/05/11 MARKETING WORLDWIDE CORP DE 4.01,9.01 12/05/11 AMEND MARKWEST ENERGY PARTNERS L P 7.01,9.01 12/06/11 MARTIN MARIETTA MATERIALS INC NC 8.01 11/30/11 MCT HOLDING CORP 8.01 12/01/11 MEDIANET GROUP TECHNOLOGIES INC NV 4.02 12/02/11 MENS WEARHOUSE INC TX 2.02,9.01 12/06/11 MEREDITH CORP IA 8.01,9.01 12/06/11 MID WISCONSIN FINANCIAL SERVICES INC WI 5.02 12/06/11 Millburn Multi-Markets Fund L.P. DE 3.02 12/01/11 MISCOR GROUP, LTD. IN 1.01,2.03,7.01,9.01 12/06/11 MITCHAM INDUSTRIES INC TX 2.02,9.01 12/06/11 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 12/05/11 MORGAN STANLEY SMITH BARNEY SPECTRUM NY 1.01,1.02,9.01 11/30/11 MRV COMMUNICATIONS INC DE 5.02,9.01 12/05/11 Mueller Water Products, Inc. DE 7.01 12/06/11 NAPCO SECURITY TECHNOLOGIES, INC DE 5.07 12/06/11 NATIONAL BEEF PACKING CO LLC DE 1.01 12/05/11 NCI BUILDING SYSTEMS INC DE 2.02,9.01 12/06/11 NCO Group, Inc. DE 7.01,9.01 12/06/11 NewCardio, Inc. DE 5.02,7.01 11/30/11 NEWS CORP 8.01,9.01 12/06/11 NII HOLDINGS INC DE 8.01,9.01 12/05/11 NTS MORTGAGE INCOME FUND DE 1.01,9.01 11/30/11 OGE ENERGY CORP. OK 5.02,8.01,9.01 11/30/11 OKLAHOMA GAS & ELECTRIC CO OK 8.01,9.01 12/02/11 ONE Bio, Corp. 1.01,9.01 12/01/11 Organic Alliance, Inc. NV 4.01,9.01 12/06/11 Otter Tail Corp MN 1.01,2.03,9.01 12/01/11 OXFORD INDUSTRIES INC GA 2.02,9.01 12/06/11 Oxford Resource Partners LP DE 7.01,9.01 12/05/11 PACIFIC CAPITAL BANCORP /CA/ DE 8.01 11/30/11 Panacea Global, Inc. NV 1.01,9.01 11/29/11 Patriot Coal CORP DE 8.01 11/30/11 PATTERSON COMPANIES, INC. MN 1.01,9.01 12/01/11 PC MALL INC DE 1.01,2.03 11/30/11 PEABODY ENERGY CORP DE 8.01 12/05/11 PENN MILLERS HOLDING CORP 2.01,3.01,3.03,5.02, 11/30/11 5.03,8.01,9.01 PENSKE AUTOMOTIVE GROUP, INC. DE 1.01,7.01,9.01 12/01/11 PEPCO HOLDINGS INC DE 7.01,9.01 12/06/11 PEREGRINE PHARMACEUTICALS INC DE 8.01,9.01 12/06/11 PERNIX THERAPEUTICS HOLDINGS, INC. MD 5.02,8.01,9.01 12/01/11 PERRY ELLIS INTERNATIONAL INC FL 1.01,9.01 12/02/11 Petron Energy II, Inc. NV 5.02 12/05/11 PGT, Inc. DE 1.01 12/01/11 Philip Morris International Inc. VA 5.02,5.03,9.01 12/06/11 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 12/05/11 POTLATCH CORP DE 7.01,9.01 12/06/11 Pregis Holding II CORP DE 2.01,9.01 12/01/11 PROGRESS ENERGY INC NC 5.04 11/30/11 Protalix BioTherapeutics, Inc. FL 8.01,9.01 12/06/11 PRUDENTIAL FINANCIAL INC NJ 7.01,8.01,9.01 12/06/11 PVF CAPITAL CORP OH 5.02 11/30/11 QSGI INC. DE 1.01,2.01,9.01 12/05/11 AMEND QUESTAR PIPELINE CO UT 8.01,9.01 12/06/11 RAINMAKER SYSTEMS INC DE 1.01,2.03,9.01 11/30/11 Rand Logistics, Inc. DE 1.01,2.01,2.03,8.01, 12/01/11 9.01 RAYTHEON CO/ DE 9.01 12/06/11 Recon Technology, Ltd E9 3.01,4.02 12/05/11 REGAL BELOIT CORP WI 7.01,9.01 12/05/11 Regency Energy Partners LP DE 7.01,9.01 12/06/11 REGENERX BIOPHARMACEUTICALS INC DE 5.02,8.01,9.01 11/30/11 REGIONS FINANCIAL CORP DE 7.01,9.01 12/06/11 RETAIL OPPORTUNITY INVESTMENTS CORP DE 1.01,9.01 12/01/11 River Rock Entertainment Authority XX 8.01,9.01 12/05/11 Rockville Financial, Inc. /CT/ CT 7.01,9.01 12/06/11 SAGE FUND LP MD 3.02 12/01/11 Sagebrush Gold Ltd. NV 2.01,3.02,8.01,9.01 07/22/11 AMEND SAIA INC DE 1.01,2.03,9.01 11/30/11 SAIC, Inc. 2.02,9.01 12/06/11 SEALED AIR CORP/DE DE 7.01,9.01 12/06/11 SEMTECH CORP DE 8.01 12/05/11 SENIOR HOUSING PROPERTIES TRUST MD 8.01,9.01 12/05/11 SERENA SOFTWARE INC DE 1.01 11/30/11 SEVCON, INC. DE 2.02,9.01 12/05/11 SIGNET JEWELERS LTD 1.01,5.02,9.01 12/02/11 SILVER BULL RESOURCES, INC. NV 1.01,9.01 12/05/11 SIMULATIONS PLUS INC 2.01,7.01,9.01 11/30/11 Sino Agro Food, Inc. NV 7.01,9.01 12/06/11 Skinny Nutritional Corp. NV 1.01,2.03,3.02 11/30/11 SLM CORP DE 4.01,9.01 11/30/11 Solar Senior Capital Ltd. MD 7.01,9.01 12/06/11 SOUTH JERSEY INDUSTRIES INC NJ 5.02,5.03 12/06/11 SOUTHWEST AIRLINES CO TX 7.01,9.01 11/30/11 SOVRAN SELF STORAGE INC MD 5.02,9.01 12/05/11 Spectrum Brands Holdings, Inc. DE 1.01,9.01 12/05/11 Spectrum Brands, Inc. DE 1.01,9.01 12/05/11 SPINDLE, INC. NV 1.01,2.01,3.02,4.01, 12/02/11 5.01,5.02,5.03,5.06, 8.01 STATE BANCORP INC NY 5.07,9.01 12/05/11 STREAMLINE HEALTH SOLUTIONS INC. DE 2.02,9.01 12/06/11 Strike Axe, Inc DE 1.01,2.01,3.02,4.01, 11/29/11 5.01,5.02,5.06,8.01, 9.01 SUN HYDRAULICS CORP FL 8.01,9.01 12/05/11 SUNPOWER CORP DE 2.05 11/30/11 SUNTRUST BANKS INC GA 7.01,9.01 12/05/11 SURMODICS INC MN 5.02 11/30/11 SWIFT ENERGY CO 8.01,9.01 12/02/11 TAKE TWO INTERACTIVE SOFTWARE INC DE 7.01,9.01 12/06/11 TE Connectivity Ltd. V8 7.01,9.01 12/06/11 TEC Technology, Inc. DE 5.07 12/06/11 TIDEWATER INC DE 8.01,9.01 12/01/11 TIER TECHNOLOGIES INC DE 2.02,9.01 12/06/11 TOLL BROTHERS INC DE 2.02,9.01 12/06/11 TORO CO DE 2.02,9.01 12/06/11 TRAILER BRIDGE INC 7.01,9.01 12/05/11 Travelport LTD D0 1.01,1.02,2.03,9.01 11/30/11 Treaty Energy Corp NV 1.01,9.01 08/04/11 AMEND TRESORO MINING CORP. NV 7.01,9.01 12/06/11 Triangle Petroleum Corp NV 5.02,5.05,9.01 12/01/11 TRIMAS CORP DE 1.01,8.01,9.01 11/30/11 TWO RIVERS WATER Co CO 7.01 12/02/11 TWO RIVERS WATER Co CO 7.01 12/06/11 U S PRECIOUS METALS INC DE 5.02,7.01,9.01 11/29/11 U. S. Premium Beef, LLC 1.01,5.03,7.01,8.01, 12/05/11 9.01 Ubiquiti Networks, Inc. DE 5.02 12/01/11 UNITED COMMUNICATIONS PARTNERS INC NV 5.02 11/24/11 United Development Funding IV MD 1.01 11/30/11 URANIUM ENERGY CORP NV 8.01 12/06/11 VENTAS INC DE 8.01,9.01 12/05/11 Vera Bradley, Inc. 2.02,9.01 12/06/11 VERIZON COMMUNICATIONS INC DE 5.02,9.01 12/01/11 Vestin Realty Mortgage I, Inc. 2.01 12/06/11 Vestin Realty Mortgage II, Inc MD 2.01 12/06/11 VIROPHARMA INC DE 8.01,9.01 12/06/11 VISA INC. DE 8.01 12/02/11 VISCOUNT SYSTEMS INC NV 5.02 12/02/11 Vishay Precision Group, Inc. DE 1.01,2.03,9.01 11/30/11 VITESSE SEMICONDUCTOR CORP DE 2.02,5.02,9.01 11/30/11 WebXU, Inc. DE 4.01,9.01 12/05/11 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 12/06/11 WINLAND ELECTRONICS INC MN 3.01,9.01 11/29/11 WISCONSIN ENERGY CORP WI 7.01,9.01 12/06/11 WPCS INTERNATIONAL INC DE 2.04 12/01/11 XCEL ENERGY INC MN 7.01 12/06/11 Yukonic Minerals Corp. NV 5.01,5.02,8.01 11/30/11
http://www.sec.gov/news/digest/2011/dig120711.htm
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